UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
1. Name and Address of Reporting Person
BANKS, BRITT D
1700 LINCOLN STREET
DENVER, CO 80203
USA
2. Date of Event Requiring Statement (Month/Day/Year)
5/16/01
3. IRS or Social Security Number of Reporting Person (Voluntary)
4. Issuer Name and Ticker or Trading Symbol
NEWMONT MINING CORPORATION
NEM
5. Relationship of Reporting Person(s) to Issuer (Check all applicable)
( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other
(specify below)
VICE PRESIDENT GENERAL COUNSEL AND SECRETARY
6. If Amendment, Date of Original (Month/Day/Year)
5/25/01
7. Individual or Joint/Group Filing (Check Applicable Line)
(X) Form filed by One Reporting Person
( ) Form filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned |
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1. Title of Security |2. Amount of |3. Ownership |4. Nature of Indirect |
| Securities | Form: | Beneficial Ownership |
| Beneficially | Direct(D) or | |
| Owned | Indirect(I) | |
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Common Stock, $1.60 par value |3,995 |D | |
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Common Stock, $1.60 par value |1,083 |I |By 401-K |
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Table II -- Derivative Securitites Beneficially Owned |
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1.Title of Derivative |2.Date Exer- |3.Title and Amount | |4. Conver-|5. Owner- |6. Nature of Indirect |
Security | cisable and | of Underlying | |sion or |ship | Beneficial Ownership |
| Expiration | Securities | |exercise |Form of | |
| Date(Month/ |-----------------------|---------|price of |Deriv- | |
| Day/Year) | |Amount |deri- |ative | |
| Date | Expira- | |or |vative |Security: | |
| Exer- | tion | Title |Number of|Security |Direct(D) or | |
| cisable | Date | |Shares | |Indirect(I) | |
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Employee Stock Option (r|immed |6/1/03 |Common Stock |1,120 |$41.12 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|immed |12/14/03 |Common Stock |624 |$45.83 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|immed |5/17/04 |Common Stock |625 |$39.50 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|immed |11/16/04 |Common Stock |625 |$40.07 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|immed |5/17/05 |Common Stock |625 |$39.94 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|immed |11/15/05 |Common Stock |625 |$40.44 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|immed |5/13/06 |Common Stock |1,560 |$58.94 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|immed |11/20/06 |Common Stock |6,240 |$51.94 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|immed |5/21/07 |Common Stock |3,000 |$37.82 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|(1) |11/18/07 |Common Stock |3,300 |$31.75 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|immed |1/27/08 |Common Stock |3,000 |$28.84 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|(2) |5/19/08 |Common Stock |3,500 |$28.32 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|(3) |11/17/08 |Common Stock |3,500 |$21.69 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|(4) |5/18/09 |Common Stock |7,000 |$19.57 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|(5) |9/15/09 |Common Stock |20,000 |$19.85 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|(6) |11/17/09 |Common Stock |3,500 |$22.47 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|(7) |5/16/10 |Common Stock |3,500 |$25.44 |D | |
ight to buy) | | | | | | | |
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Employee Stock Option (r|(8) |1/14/10 |Common Stock |3,500 |$13.22 |D | |
ight to buy) | | | | | | | |
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Explanation of Responses:
(1) This option vests in four equal annual installments beginning on November
18, 1998.
(2) This option vests in four equal annual installments beginning on May 19,
1999.
(3) This option vests in four equal annual installments beginning on November
17, 1999.
(4) This option vests in four equal annual installments beginning on May 18,
2000.
(5) This option vests in four equal annual installments beginning on September
15, 2000.
(6) This option vests in four equal annual installments beginning on November
17, 2000.
(7) This option vests in four equal annual installments beginning on May 16,
2001.
(8) This option vests in four equal annual installments beginning on November
14, 2001.
(9) This option vests in four equal annual installments beginning on May 15,
2002.
SIGNATURE OF REPORTING PERSON
Britt D. Banks by Ardis Young, attorney-in-fact
DATE
June 18, 2002