Amendment No.1 to Form 10-Q

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 10-Q/A

(Amendment No. 1)

 

 

QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

For the quarterly period ended June 30, 2010

 

 

Marsh & McLennan Companies, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

 

Delaware   1-5998   36-2668272

(State or Other Jurisdiction

of Incorporation)

  

(Commission

File Number)

  

(IRS Employer

Identification No.)

 

1166 Avenue of the Americas, New York, NY   10036
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code (212) 345-5000

 

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  x    No  ¨

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Website, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).    Yes  x    No  ¨

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer or a smaller reporting company. See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):

 

Large Accelerated Filer   x    Accelerated Filer   ¨
Non-Accelerated Filer   ¨  (Do not check if a smaller reporting company)    Smaller Reporting Company   ¨

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  ¨    No  x

As of July 31, 2010, there were outstanding 542,474,395 shares of common stock, par value $1.00 per share, of the registrant.

 

 

 

EXPLANATORY NOTE

This Amendment No. 1 to Marsh & McLennan Companies, Inc. Quarterly Report on Form 10-Q for the period ended June 30, 2010 is being filed solely for the purpose of furnishing Exhibit 101 to the Form 10-Q in accordance with Rule 405 of Regulation S-T. Exhibit 101 provides financial information from Marsh & McLennan Companies, Inc. Quarterly Report on Form 10-Q for the quarter ended June 30, 2010, formatted in XBRL. This Amendment No. 1 does not reflect any subsequent events occurring after the original filing date of the Form 10-Q or modify or update in any way disclosures made in the original filing.

Users of this data are advised that pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed not filed or part of a registration statement or prospectus for purposes of sections 11 or 12 of the Securities Act of 1933 and are deemed not filed for purposes of section 18 of the Securities and Exchange Act of 1934.

Item 6. Exhibits

See Exhibit Index.

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  MARSH & McLENNAN COMPANIES, INC.
Date: August 17, 2010   By:  

/s/ Vanessa A. Wittman

  Name:   Vanessa A. Wittman
  Title:   Executive Vice President & Chief Financial Officer
  MARSH & McLENNAN COMPANIES, INC.
Date: August 17, 2010   By:  

/s/ Robert J. Rapport

  Name:   Robert J. Rapport
  Title:  

Senior Vice President & Controller

(Chief Accounting Officer)

 

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EXHIBIT INDEX

 

Exhibit No.

   

Exhibit

    2.1

    Stock Purchase Agreement, dated as of June 6, 2010, by and between Marsh & McLennan Companies, Inc. and Altegrity, Inc. *

  10.1

    Form of Deferred Stock Unit Award, dated as of May 3, 2010, under the 2000 Senior Executive Incentive and Stock Award Plan and the 2000 Employee Incentive and Stock Award Plan *

  12.1

    Statement Re: Computation of Ratio of Earnings to Fixed Charges *

  31.1

    Rule 13a-14(a)/15d-14(a) Certification of Chief Executive Officer *

  31.2

    Rule 13a-14(a)/15d-14(a) Certification of Chief Financial Officer *

  32.1

    Section 1350 Certifications *

101.INS

    XBRL Instance Document

101.SCH

    XBRL Taxonomy Extension Schema

101.CAL

    XBRL Taxonomy Extension Calculation Linkbase

101.DEF

    XBRL Taxonomy Extension Definition Linkbase

101.LAB

    XBRL Taxonomy Extension Label Linkbase

101.PRE

    XBRL Taxonomy Extension Presentation Linkbase

 

* Previously filed.

 

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