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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
2018 Performance Shares | $ 0.01 | 01/23/2019 | A | 18,142 | (1) | (1) | Coremark Common Stock | 18,142 | $ 0 | 18,142 | D | ||||
2018 Performance Shares | $ 0.01 | 01/23/2019 | M | 6,047 | (1) | (1) | Coremark Common Stock | 6,047 | $ 0 | 12,095 | D | ||||
2019 RSU Grant | $ 0.01 | 01/23/2019 | A | 12,463 | (4) | (4) | Coremark Common Stock | 12,463 | $ 0 | 12,463 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Stein William 395 OYSTER POINT BLVD., SUITE 415 SOUTH SAN FRANCISCO, CA 94080 |
SVP US Distribution East |
Chris Miller, POA | 03/19/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 2018 Performance Shares were earned upon the achievement of certain company financial goals. These shares will vest according to the following schedule: 1/3 on January 23, 2019; 1/3 on January 1, 2020; 1/3 on January 1, 2021. |
(2) | Amount of securities beneficially owned has been updated to reflect the correct amount of shares. |
(3) | Shares withheld for taxes on Performance RSU Vesting previously reported in Table I |
(4) | This grant represents RSU's from the 2010 Long Term Incentive Plan that are subject to the following vesting schedule: 1/3 on January 23, 2020; 1/3 on January 1, 2021; 1/3 on January 1, 2022. |