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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Warrant to Purchase | $ 6.6 | 10/30/2001 | J(2) | 0 | 10/19/2001 | 10/18/2005 | Common Stock | 1,500 | $ 0 | 106,500 | D | ||||
Nonqualified Stock Option (right to buy) | $ 0.85 | 12/17/2001 | J(2) | 0 | (3) | 12/17/2006 | Common Stock | 30,000 | $ 0 | 106,500 | D | ||||
Nonqualified Stock Option (right to buy) | $ 1.03 | 08/25/2003 | J(2) | 0 | (3) | 08/25/2008 | Common Stock | 75,000 | $ 0 | 106,500 | D | ||||
Nonqualified Stock Option (right to buy) | $ 2.02 | 04/05/2005 | J(4) | 140,000 | (4) | (4) | Common Stock | 0 | $ 0 | 106,500 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CORIGLIANO MARK 1100 SUMMER STREET 3RD FLOOR STAMFORD, CT 06905 |
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MARK A. CORIGLIANO, By /s/ PAUL G. HUGHES, Attorney-in-fact | 04/07/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This line is completed solely to show beneficial ownership following the reported transaction(s). |
(2) | This transaction was previously reported. |
(3) | Exercisable as to one-half of the shares on the first anniversary of grant and in full on the second anniversary of grant through expiration date. |
(4) | By mutual agreement between the issuer and the reporting person, this option was rescinded without payment to the reporting person. It is no longer outstanding. |