Document


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
___________________________________________________________________________________________
FORM 10-K/A
(Amendment No. 1)
.._____________________________________________________________________________________________________
(Mark One)
þ
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended December 31, 2018
OR
¨

TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from                    to                   
Commission File Number: 001-36008
____________________ __________________________________________________________________________
Rexford Industrial Realty, Inc.
(Exact name of registrant as specified in its charter)
.____________________ __________________________________________________________________________.
MARYLAND
 
46-2024407
(State or other jurisdiction of incorporation or organization)
 
(I.R.S. Employer Identification No.)
 
 
 
11620 Wilshire Boulevard, Suite 1000,
Los Angeles, California
 
90025
(Address of principal executive offices)
 
(Zip Code)
(310) 966-1680
(Registrant’s telephone number, including area code)
.____________________ __________________________________________________________________________.
Securities registered pursuant to Section 12(b) of the Act:
Title of each class
 
Name of each exchange on which registered
Common Stock, $0.01 par value
 
New York Stock Exchange
5.875% Series A Cumulative Redeemable Preferred Stock
 
New York Stock Exchange
5.875% Series B Cumulative Redeemable Preferred Stock
 
New York Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.    Yes þ No  ¨
Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or Section 15(d) of the Act.    Yes  ¨    No  þ    
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.    Yes  þ    No  ¨
Indicate by check mark whether the registrant has submitted electronically every Interactive Data File required to be submitted pursuant to Rule 405 of Regulation S-T(§ 232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit such files).    Yes  þ    No  ¨
Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§ 229.405 of this chapter) is not contained herein, and will not be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K.    ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer  þ
Accelerated filer ¨
Non-accelerated filer ¨
Smaller reporting company ¨
Emerging growth company ¨
 
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.    ¨
Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).    Yes  ¨    No  þ
The aggregate market value of the voting stock held by non-affiliates of the registrant based upon the closing sale price of the registrant’s common stock on June 29, 2018, as reported on the New York Stock Exchange (“NYSE”) was approximately $2,844 million. The registrant had no non-voting common equity





outstanding on such date. This amount excludes 456,721 shares of the registrant’s common stock held by the executive officers and directors. Exclusion of such shares should not be construed to indicate that any such person possesses the power, direct or indirect, to direct or cause the direction of the management or policies of the registrant or that such person is controlled by or under common control with the registrant.  
The number of shares of common stock outstanding at February 11, 2019 was 96,815,364.
DOCUMENTS INCORPORATED BY REFERENCE
Portions of the registrant’s definitive proxy statement with respect to its 2019 Annual Meeting of Stockholders to be filed not later than 120 days after the end of the registrant’s fiscal year are incorporated by reference into Part III of this Form 10-K.






EXPLANATORY NOTE
Rexford Industrial Realty, Inc. (the “Company”) is filing this Amendment No. 1 on Form 10-K/A (the “Amended Filing”) to amend its Annual Report on Form 10-K for the fiscal year ended December 31, 2018, as filed with the Securities and Exchange Commission on February 19, 2019 (the “Original Filing”). The purpose of this Amended Filing is solely to (i) amend the references to Exhibit 10.3 in Part IV, Item 15 to refer to the Amended and Restated Rexford Industrial Realty, Inc. and Rexford Industrial Realty, L.P. 2013 Incentive Award Plan (the “Amended & Restated Plan”) and (ii) file a copy of the Amended & Restated Plan as Exhibit 10.3.

In addition, as required by Rule 12b-15 under the Securities Exchange Act of 1934, as amended, currently dated certifications by the Company’s co-Chief Executive Officers and Chief Financial Officer required in accordance with Rule 13a-14(a) are being filed as exhibits to this Amended Filing and the exhibit list included in Item 15 of Part IV of the Original Filing has been amended accordingly; however, paragraphs 3, 4 and 5 of the certifications have been omitted because this Amended Filing does not contain any financial statements nor does it contain or amend any disclosure with respect to Items 307 and 308 of Regulation S-K.

Except as described above, we have not modified or updated any other disclosures presented in the Original Filing. This Amended Filing does not amend, update or change the financial statements or any other disclosures in the Original Filing, and does not reflect events occurring after the filing of the Original Filing. Accordingly, this report should be read in conjunction with the Original Filing.

PART IV

Item 15.        Exhibits, Financial Statement Schedules.

Exhibit Number
 
Exhibit Description
 
Form
 
File No.
 
Exhibit No.
 
Filing Date
2.1
 
 
10-Q
 
001-36008
 
2.1
 
9/3/2013
2.2
 
 
10-Q
 
001-36008
 
2.2
 
9/3/2013
2.3
 
 
10-Q
 
001-36008
 
2.3
 
9/3/2013
2.4
 
 
10-Q
 
001-36008
 
2.4
 
9/3/2013
2.5
 
 
10-Q
 
001-36008
 
2.5
 
9/3/2013
2.6
 
 
10-Q
 
001-36008
 
2.6
 
9/3/2013
2.7
 
 
10-Q
 
001-36008
 
2.7
 
9/3/2013
2.8
 
 
10-Q
 
001-36008
 
2.8
 
9/3/2013
2.9
 
 
10-Q
 
001-36008
 
2.9
 
9/3/2013
2.10
 
 
10-Q
 
001-36008
 
2.10
 
9/3/2013
2.11
 
 
10-Q
 
001-36008
 
2.11
 
9/3/2013
2.12
 
 
10-Q
 
001-36008
 
2.12
 
9/3/2013
2.13
 
 
10-Q
 
001-36008
 
2.13
 
9/3/2013





2.14
 
 
10-Q
 
001-36008
 
2.14
 
9/3/2013
2.15
 
 
8-K/A
 
001-36008
 
2.1
 
7/2/2014
2.16
 
 
8-K
 
001-36008
 
2.1
 
9/15/2014
2.17
 
 
8-K
 
001-36008
 
2.1
 
12/8/2014
2.18
 
 
8-K
 
001-36008
 
2.1
 
4/11/2016
2.19
 
 
10-Q
 
001-36008
 
10.1
 
8/4/2017
2.20
 
 
10-Q
 
001-36008
 
10.2
 
8/4/2017
2.21
 
 
10-Q
 
001-36008
 
10.3
 
11/3/2017
3.1
 
 
S-11/A
 
333-188806
 
3.1
 
7/15/2013
3.2
 
 
8-K
 
001-36008
 
3.1
 
5/4/2018
3.3
 
 
8-A
 
001-36008
 
3.3
 
8/15/2016
3.4
 
 
8-A12B
 
001-36008
 
3.3
 
11/9/2017
4.1
 
 
S-11/A
 
333-188806
 
4.1
 
7/15/2013
4.2
 
 
8-A
 
001-36008
 
4.1
 
8/15/2016
4.3
 
 
8-A12B
 
001-36008
 
4.1
 
11/9/2017
10.1
 
 
8-K
 
001-36008
 
3.2
 
11/13/2017
10.2
 
 
10-Q
 
001-36008
 
10.2
 
9/3/2013
10.3*†
 
 
 
 
 
 
 
 
 
10.4†
 
 
S-11/A
 
333-188806
 
10.4
 
7/15/2013
10.5
 
 
S-11/A
 
333-188806
 
10.5
 
7/9/2013
10.6
 
 
10-Q
 
001-36008
 
10.6
 
9/3/2013
10.7†
 
 
10-Q
 
001-36008
 
10.8
 
9/3/2013





10.8†
 
 
8-K
 
001-36008
 
10.2
 
6/29/2017
10.9†
 
 
10-Q
 
001-36008
 
10.9
 
9/3/2013
10.10†
 
 
8-K
 
001-36008
 
10.3
 
6/29/2017
10.11†
 
 
8-K
 
001-36008
 
10.1
 
12/2/2014
10.12†
 
 
8-K
 
001-36008
 
10.4
 
6/29/2017
10.13†
 
 
8-K
 
001-36008
 
10.1
 
6/29/2017
10.14†
 
 
10-K
 
001-36008
 
10.11
 
3/9/2015
10.15†
 
 
8-K
 
001-36008
 
10.2
 
12/21/2015
10.16†
 
 
8-K
 
001-36008
 
10.3
 
12/21/2015
10.17
 
 
10-Q
 
001-36008
 
10.12
 
9/3/2013
10.18
 
 
10-K
 
001-36008
 
10.20
 
3/20/2014
10.19
 
 
8-K
 
001-36008
 
10.1
 
8/12/2014
10.20
 
 
8-K
 
001-36008
 
10.2
 
8/12/2014
10.21
 
 
8-K
 
001-36008
 
10.1
 
7/20/2015
10.22
 
 
10-Q
 
001-36008
 
10.1
 
5/11/2015
10.23
 
 
10-K
 
001-36008
 
10.24
 
2/25/2016
10.24
 
 
10-K
 
001-36008
 
10.25
 
2/25/2016
10.25
 
 
10-K
 
001-36008
 
10.26
 
2/25/2016
10.26
 
 
8-K
 
001-36008
 
1.1
 
6/13/2018
10.27
 
 
8-K
 
001-36008
 
1.2
 
6/13/2018





10.28
 
 
8-K
 
001-36008
 
1.3
 
6/13/2018
10.29
 
 
8-K
 
001-36008
 
1.4
 
6/13/2018
10.30
 
 
8-K
 
001-36008
 
1.5
 
6/13/2018
10.31
 
 
8-K
 
001-36008
 
1.6
 
6/13/2018
10.32
 
 
8-K
 
001-36008
 
1.7
 
6/13/2018
10.33
 
 
8-K
 
001-36008
 
1.8
 
6/13/2018
10.34
 
 
8-K
 
001-36008
 
10.1
 
1/20/2016
10.35
 
 
8-K
 
001-36008
 
10.1
 
4/15/2016
10.36
 
 
8-K
 
001-36008
 
10.1
 
2/15/2017
10.37
 
 
10-K
 
001-36008
 
10.33
 
2/23/2017
10.38
 
 
8-K
 
001-36008
 
10.1
 
7/19/2017
10.39
 
 
10-Q
 
001-36008
 
10.3
 
8/4/2017
10.40
 
 
8-K
 
001-36008
 
10.1
 
1/22/2018
10.41
 
 
10-K
 
001-36008
 
10.40
 
2/21/2018
10.42
 
 
10-Q
 
001-36008
 
10.2
 
5/7/2018
10.43
 
 
8-K
 
001-36008
 
10.1
 
5/25/2018
10.44
 
 
8-K
 
001-36008
 
10.1
 
7/3/2018
21.1
 
 
10-K
 
001-36008
 
21.1
 
2/19/2019
23.1
 
 
10-K
 
001-36008
 
23.1
 
2/19/2019
24.1
 
 
10-K
 
001-36008
 
24.1
 
2/19/2019
31.1*
 
 
 
 
 
 
 
 
 





31.2*
 
 
 
 
 
 
 
 
 
31.3*
 
 
 
 
 
 
 
 
 
32.1
 
 
10-K
 
001-36008
 
32.1
 
2/19/2019
32.2
 
 
10-K
 
001-36008
 
32.2
 
2/19/2019
32.3
 
 
10-K
 
001-36008
 
32.3
 
2/19/2019
101.INS
 
XBRL Instance Document
 
10-K
 
001-36008
 
101.INS
 
2/19/2019
101.SCH
 
XBRL Taxonomy Extension Schema Document
 
10-K
 
001-36008
 
101.SCH
 
2/19/2019
101.CAL
 
XBRL Taxonomy Extension Calculation Linkbase Document
 
10-K
 
001-36008
 
101.CAL
 
2/19/2019
101.DEF
 
XBRL Taxonomy Extension Definition Linkbase Document
 
10-K
 
001-36008
 
101.DEF
 
2/19/2019
101.LAB
 
XBRL Taxonomy Extension Label Linkbase Document
 
10-K
 
001-36008
 
101.LAB
 
2/19/2019
101.PRE
 
XBRL Taxonomy Extension Presentation Linkbase Document
 
10-K
 
001-36008
 
101.PRE
 
2/19/2019
*
Filed herein
**
Furnished herein
Compensatory plan or arrangement






SIGNATURES
Pursuant to the requirements of the Section 13 or 15(d) of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
Rexford Industrial Realty, Inc.
 
 
 
February 28, 2019
 
/s/ Michael S. Frankel
 
 
Michael S. Frankel
 
 
Co-Chief Executive Officer (Principal Executive Officer)
 
 
 
February 28, 2019
 
/s/ Howard Schwimmer
 
 
Howard Schwimmer
 
 
Co-Chief Executive Officer (Principal Executive Officer)





Pursuant to the requirements of the Securities Exchange Act of 1934, this report has been signed below by the following persons in the capacities on the dates indicated.

 
 
 
REXFORD INDUSTRIAL REALTY, INC.
 
 
 
 
Date: February 28, 2019
 
/s/ Michael S. Frankel
 
 
 
Michael S. Frankel
 
 
 
Co-Chief Executive Officer (Principal Executive Officer)
 
 
 
 
Date: February 28, 2019
 
*
 
 
 
Howard Schwimmer
 
 
 
Co-Chief Executive Officer (Principal Executive Officer)
 
 
 
 
Date: February 28, 2019
 
*
 
 
 
Adeel Khan
 
 
 
Chief Financial Officer
(Principal Financial and Accounting Officer)
 
 
 
 
Date: February 28, 2019
 
*
 
 
 
Robert L. Antin
 
 
 
Director
 
 
 
 
Date: February 28, 2019
 
*
 
 
 
Steven C. Good
 
 
 
Director
 
 
 
 
Date: February 28, 2019
 
*
 
 
 
Diana J. Ingram
 
 
 
Director
 
 
 
 
Date: February 28, 2019
 
*
 
 
 
Tyler H. Rose
 
 
 
Director
 
 
 
 
Date: February 28, 2019
 
*
 
 
 
Peter E. Schwab
 
 
 
Director
 
 
 
 
Date: February 28, 2019
 
*
 
 
 
Richard S. Ziman
 
 
 
Director
 
 
 
 
* By:
/s/ Michael S. Frankel
 
 
 
Michael S. Frankel
 
 
 
Attorney-in-Fact