|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qualified Stock Option (right to buy) | $ 0.6 | (1) | 03/23/2019 | Common Stock | 100,000 | 100,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 2.28 | (2) | 01/01/2018 | Common Stock | 31,666 | 31,666 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 2.31 | (3) | 01/01/2018 | Common Stock | 168,333 | 168,333 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 2.36 | (1) | 02/09/2018 | Common Stock | 100,000 | 100,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 3.13 | (1) | 02/10/2016 | Common Stock | 100,000 | 100,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 3.48 | (1) | 02/10/2017 | Common Stock | 125,000 | 125,000 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 4.14 | (4) | 05/22/2017 | Common Stock | 3,333 | 3,333 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 9 | (4) | 05/23/2016 | Common Stock | 3,333 | 3,333 | D | ||||||||
Non-Qualified Stock Option (right to buy) | $ 25.29 | (5) | 05/24/2015 | Common Stock | 13,333 | 13,333 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Walicek Bruce A 224 AIRPORT PARKWAY SUITE 400 SAN JOSE, CA 95110 |
X | President and CEO |
By: Niki Pryce For: Bruce A Walicek | 06/04/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Becomes exercisable on a monthly basis over 3 years, commencing the last day of the month of the date of grant. |
(2) | 5,555 shares vest 1/31/08; 5,555 shares vest 2/29/08; 5,556 shares vest 3/31/08. 15,000 shares vested 3/31/08 upon the Compensation Committee's confirmation of Mr. Walicek's achievement of company goals for the first quarter of 2008. |
(3) | 18,333 shares vest 12/31/2008. 150,000 shares vest ratably on a monthly basis thereafter over three years. |
(4) | 25% vest on the last day of the month of the first anniversary of the date of grant, with the remaining 75% vesting ratably on a monthly basis thereafter over three years. |
(5) | The option becomes exercisable over a 4-year period which commenced on May 24, 2005, as follows: 3,333 shares exercisable as of May 24, 2006, 277.8 shares exercisable every month thereafter for 36 months through May 24, 2009. |