sc13g
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. _____)*
PROS Holdings, Inc.
Common Stock
7436Y 103
12/31/09
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
|
|
|
|
|
|
1. |
|
NAMES OF REPORTING PERSONS.
I.R.S. Identification Nos. of above persons (entities only).
Ronald F. Woestemeyer and Mariette M. Woestemeyer |
|
|
|
|
|
|
2. |
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
|
|
(a) o |
|
(b) o |
|
|
|
3. |
|
SEC USE ONLY |
|
|
|
|
|
|
|
4. |
|
CITIZENSHIP OR PLACE OF ORGANIZATION |
|
|
|
United States of America |
|
|
|
|
|
5. |
|
SOLE VOTING POWER |
|
|
|
|
|
3,833,043 |
|
|
|
|
|
6. |
|
SHARED VOTING POWER |
|
|
|
|
|
1,000,000 |
|
|
|
|
|
7. |
|
SOLE DISPOSITIVE POWER |
|
|
|
|
|
3,833,043 |
|
|
|
|
|
8. |
|
SHARED DISPOSITIVE POWER |
|
|
|
|
|
1,000,000 |
|
|
|
9. |
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
|
|
|
4,833,043 |
|
|
|
10. |
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) |
|
|
|
o |
|
|
|
11. |
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) |
|
|
|
18.4% |
|
|
|
12. |
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) |
|
|
|
IN |
Item 1.
(a) Name of Issuer
PROS Holdings, Inc.
(b) Address of Issuers Principal Executive Offices
3100 Main Street, Suite 900, Houston, TX 77002
Item 2.
(a) Name of Person Filing
Ronald F. Woestemeyer and Mariette M. Woestemeyer
(b) Address of Principal Business Office or, if none, Residence
3100 Main Street, Suite 900, Houston, TX 77002
(c) Citizenship
United States of America
(d) Title of Class of Securities
Common Stock, par value $0.001 per share
(e) CUSIP Number
7436Y 103
Item 3. If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether
the person filing is a:
(a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
(b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
(d) Investment company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8).
(e) An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
(f) An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
(g) A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act
(12 U.S.C. 1813);
(i) A church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) Group, in accordance with §240.13d-1(b)(1)(ii)(J).
Item 4. Ownership.
Provide the following information regarding the aggregate number and percentage of the class of
securities of the issuer identified in Item 1.
(a) Amount beneficially owned:
4,833,043 shares, consisting of (i) 778,043 shares held of record by Ronald F. Woestemeyer
and Mariette Woestemeyer, (ii) 1,500,000 shares held of record by Ronald F. Woestemeyer
2009 Two Year Annuity Trust dated May 2009 Ronald F. Woestemeyer and Deutsche Bank Trust
Company Delaware TTEE, (iii) 1,000,000 shares held of record by Mariette M. Woestemeyer
2009 Three Year Annuity Trust dated May 2009, Mariette M. Woestemeyer and Deutsche Bank
Trust Company Delaware TTEE, (iv) 1,000,000 shares held of record by DB Trust Co.
Woestemeyer 1999 Gift Trust, of which DB Trust Company NA is the sole trustee (v) 520,000
shares held of record by Karoma LLC, of which Mr. and Mrs. Woestemeyer are the sole
managers, (vi) stock options held by Mrs. Woestemeyer to acquire 30,000 shares, which are
immediately exercisable and (vii) 5,000 restricted stock unit which vest on January 1,
2010. Mr. Woestemeyer disclaims beneficial ownership of the shares held of record by the
Mariette M. Woestemeyer 2009 Three Year Annuity Trust dated May 2009, and Deutsche Bank
Trust Company Delaware TTEE and Woestemeyer 1999 Gift Trust, the restricted stock units
which vest on January 1, 2010 and the shares issuable upon the exercise of the stock
options held by Mrs. Woestemeyer. Mrs. Woestemeyer disclaims beneficial ownership of the
shares held of record by 2009 Two Year Annuity Trust dated May 2009 Ronald F. Woestemeyer
and Deutsche Bank Trust Company Delaware TTEE and Woestemeyer 1999 Gift Trust.
(b) Percent of class:
18.4%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
3,833,043
(ii) Shared power to vote or to direct the vote
1,000,000
(iii) Sole power to dispose or to direct the disposition of
3,833,043
(iv) Shared power to dispose or to direct the disposition of
1,000,000
Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person
has ceased to be the beneficial owner of more than five percent of the class of securities, check
the following o.
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company
Not applicable
Item 8. Identification and Classification of Members of the Group
Not applicable
Item 9. Notice of Dissolution of Group
Not applicable
Item 10. Certification
Not applicable
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information
set forth in this statement is true, complete and correct.
|
|
|
|
|
|
February 16, 2010
|
|
|
/s/ Ronald F. Woestemeyer
|
|
|
Ronald F. Woestemeyer |
|
|
|
|
|
|
|
|
/s/ Mariette M. Woestemeyer
|
|
|
Mariette M. Woestemeyer |
|
|
|
|
|