1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
Â
(2)
|
Â
(2)
|
Common Stock
|
204
|
$
(3)
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/09/2011 |
02/07/2020 |
Common Stock
|
1,040
|
$
78.72
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/08/2012 |
02/08/2021 |
Common Stock
|
2,228
|
$
89.47
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/07/2013 |
02/07/2022 |
Common Stock
|
3,236
|
$
87.89
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/05/2014 |
02/03/2023 |
Common Stock
|
3,145
|
$
101.49
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/04/2015 |
02/02/2024 |
Common Stock
|
2,921
|
$
126.72
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/03/2016 |
02/03/2025 |
Common Stock
|
4,222
(4)
|
$
165.94
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/02/2017 |
02/02/2026 |
Common Stock
|
6,828
(5)
|
$
147.87
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
02/07/2018 |
02/06/2027 |
Common Stock
|
6,935
(6)
|
$
175.76
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
(2) |
The Restricted Stock Units will vest on February 3, 2018. |
(3) |
Each restricted stock unit represents a contingent right to receive one share of 3M common stock. |
(4) |
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/3/2015). |
(5) |
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/2/2016). |
(6) |
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/7/2017). |