As filed with the Securities and Exchange Commission on November 30, 2012
Registration No. 333-179676
Registration No. 333-179671
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-179676
Post-Effective Amendment No. 1 to Form S-3 Registration Statement No. 333-179671
EATON CORPORATION
(Exact name of registrant as specified in its charter)
Ohio | 34-0196300 | |
(State or other jurisdiction of | (I.R.S. Employer | |
incorporation or organization) | Identification Number) |
Eaton Center
Cleveland, Ohio 44114
(216) 523-5000
(Address, including zip code and telephone number, including area code of registrants principal executive offices)
Thomas E. Moran
Senior Vice President and Secretary
Eaton Center
Cleveland, Ohio 44114
(216) 523-4103
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Approximate date of commencement of proposed sale to the public: Not applicable.
If the only securities being registered on this Form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. ¨
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. ¨
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ¨
If this Form is a registration statement pursuant to General Instruction I.D. or a post-effective amendment thereto that shall become effective upon filing with the Commission pursuant to Rule 462(e) under the Securities Act, check the following box. x
If this Form is a post-effective amendment to a registration statement filed pursuant to General Instruction I.D. filed to register additional securities or additional classes of securities pursuant to Rule 413(b) under the Securities Act, check the following box. ¨
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, non-accelerated filer, or a smaller reporting company. See the definitions of large accelerated filer, accelerated filer and smaller reporting company in Rule 12b-2 of the Exchange Act. (check one):
Large Accelerated Filer | x | Accelerated Filer | ¨ | |||
Non-Accelerated Filer | ¨ (Do not check if a smaller reporting company) | Smaller Reporting Company | ¨ |
DEREGISTRATION OF SECURITIES
Eaton Corporation (the Registrant) is filing this Post-Effective Amendment No. 1 to each of the following Registration Statements on Form S-3 (collectively, the Registration Statements) to deregister any and all securities that remain unsold under such Registration Statements:
| Registration Statement No. 333-179676, filed with the Securities and Exchange Commission on February 24, 2012, registering the offer and sale of an indeterminate amount of the Registrants senior debt securities, preferred shares, common shares par value $0.50 per share, warrants and units; and |
| Registration Statement No. 333-179671, filed with the Securities and Exchange Commission on February 24, 2012, registering the offer and sale of 500,000 shares of the Registrants common shares, par value $0.50 per share, issuable pursuant to the Registrants Shareholder Dividend Reinvestment Plan and Direct Share Purchase Plan. |
On November 30, 2012, pursuant to the Transaction Agreement, dated May 21, 2012, as amended by Amendment No. 1 to the Transaction Agreement, dated June 22, 2012, and Amendment No. 2 to the Transaction Agreement, dated October 19, 2012 (as amended, the Transaction Agreement), among the Registrant, Cooper Industries plc (Cooper), Eaton Corporation plc (formerly known as Eaton Corporation Limited and, prior to that, known as Abeiron Limited) (New Eaton), Abeiron II Limited (formerly known as Comdell Limited), Turlock B.V. (Turlock), Eaton Inc. and Turlock Corporation, (a) the Registrant acquired Cooper pursuant to a scheme of arrangement under the Irish Companies Act of 1963, and (b) Turlock merged with and into the Registrant, with the Registrant as the surviving corporation in the merger (collectively, the Transactions). As a result of the Transactions, both the Registrant and Cooper became wholly owned subsidiaries of New Eaton, and the Registrant terminated all offers and sales of its securities registered pursuant to the Registration Statements.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Post-Effective Amendment No. 1 to the Registration Statements on Form S-3 to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Cleveland, State of Ohio on the 30th day of November 2012.
EATON CORPORATION | ||
By: | /s/ Mark M. McGuire | |
Name: Mark M. McGuire | ||
Title: Executive Vice President and General Counsel |
No other person is required to sign this Post-Effective Amendment No. 1 to the Registration Statements in reliance upon Rule 478 under the Securities Act of 1933, as amended.