|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Christensen Family Trust dated 10/24/05 27101 PUERTA REAL, SUITE 450 MISSION VIEJO, CA 92691 |
X |
/s/ Daniel H. Walker, as attorney in fact | 10/27/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Remarks: On October 23, 2008, the Christensen Family Trust, dated 10/24/05, distributed its 3,709,000 shares of common stock of The Ensign Group, Inc. ("Ensign") to its two trustees and beneficiaries, Christopher R. Christensen and Terri M. Christensen. Mr. Christensen and Ms. Christensen each received 1,854,500 shares of Ensign's common stock. The distribution was pursuant to a domestic relations order. In conjunction with the distribution, Ms. Christensen entered into an agreement with Ensign pursuant to which she agreed that in the event she sells more than 2,500 shares (a "Large Lot") of common stock of Ensign in a single transaction or order, Ms. Christensen will not (i) sell during any single trading day more than twenty percent (20%) of the 50-day average daily trading volume for Ensign shares as published by NASDAQ.com (the "Average Daily Trading Volume"), or (ii) sell during any thirty (30) day period more than a combined total of one hundred fifty percent (150%) of the Average Daily Trading Volume. In addition, when selling a Large Lot, Ms. Christensen agreed to sell only through the block trading desk of a brokerage firm that makes a market in Ensign's shares or through a brokerage firm designated by Ensign. Ensign has agreed to allow Ms. Christensen to participate in any registered secondary offering in which any executive of Ensign who holds more than five percent (5%) of Ensign's shares participates. |