8-K Re Annual Meeting Votes 051013




UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
 
Date of Report (Date of Earliest Event Reported): May 10, 2013 (May 7, 2013)
 

 
ENTERPRISE BANCORP, INC.
(exact name of registrant as specified in charter)
 
 
 
 
 
 
 
Massachusetts
 
001-33912
 
04-3308902
(State or Other Jurisdiction
 
(Commission
 
(IRS Employer
of Incorporation)
 
File Number)
 
Identification No.)
 
 
 
 
 
222 Merrimack Street
 
 
Lowell, Massachusetts
 
01852
(address of principal executive offices)
 
(Zip Code)
 
(978) 459-9000
(Registrant’s telephone number, including area code)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))











Item 5.07                     Submission of Matters to a Vote of Security Holders
 
(a) The annual meeting of shareholders of Enterprise Bancorp, Inc. (the "Company") was held on May 7, 2013.

(b) At the Company's annual meeting, holders of the Company’s common stock voted to (i) elect all of the Board’s nominees to the Board of Directors, (ii) amend Section 4.1 of the Company's Restated Articles of Organization, (iii) amend Section 5.10 of the Company's Restated Articles of Organization, (iv) amend Section 5.11 of the Company's Restated Articles of Organization, (v) amend and restate the Company's Restated Articles of Organization, and (vi) ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013.   Votes were cast as follows:
 
1.               To elect six Directors of the Company, each for a three-year term: 
Nominee
 
For
 
Withheld
 
Broker Non-votes
George L. Duncan
 
8,042,940
 
123,005
 
738,200
Eric W. Hanson
 
8,098,283
 
67,662
 
738,200
Jacqueline F. Moloney
 
8,113,313
 
52,632
 
738,200
Michael T. Putziger
 
7,972,479
 
193,466
 
738,200
Carol L. Reid
 
8,096,363
 
69,582
 
738,200
Michael A. Spinelli
 
8,097,661
 
68,284
 
738,200
 
2. To amend Section 4.1 of the Company's Restated Articles of Organization.
 
For
 
Against
 
Abstain
 
Broker Non-votes
8,046,489
 
87,796
 
31,660
 
738,200


3. To amend Section 5.10 of the Company's Restated Articles of Organization.
 
For
 
Against
 
Abstain
 
Broker Non-votes
7,993,734
 
141,271
 
30,940
 
738,200


4. To amend Section 5.11 of the Company's Restated Articles of Organization.
 
For
 
Against
 
Abstain
 
Broker Non-votes
8,057,083
 
88,422
 
20,440
 
738,200


5. To amend and restate the Company's Restated Articles of Organization.
 
For
 
Against
 
Abstain
 
Broker Non-votes
7,938,609
 
198,478
 
28,858
 
738,200


6.               To ratify the Audit Committee’s appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2013.
 
For
 
Against
 
Abstain
 
Broker Non-votes
8,836,007
 
36,225
 
31,913
 
—
 
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Signatures
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
ENTERPRISE BANCORP, INC.
 
 
 
 
 
 
Date: May 10, 2013
By:
/s/ James A. Marcotte
 
 
James A. Marcotte
 
 
Executive Vice President, Treasurer and Chief Financial Officer







































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