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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (2) | 02/15/2018 | M | 1,397 | (4) | (4) | Common Stock, Par Value $.01 | 1,397 | $ 0 | 24,078 (8) | D | ||||
Restricted Stock Units | (2) | 02/15/2018 | M | 2,385 | (5) | (5) | Common Stock, Par Value $.01 | 2,385 | $ 0 | 21,693 (8) | D | ||||
Restricted Stock Units | (2) | 02/15/2018 | M | 2,208 | (6) | (6) | Common Stock, Par Value $.01 | 2,208 | $ 0 | 19,485 (8) | D | ||||
Restricted Stock Units | (2) | 02/15/2018 | M | 1,585 | (7) | (7) | Common Stock, Par Value $.01 | 1,585 | $ 0 | 17,900 (8) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Horne Douglas Edward ONE TIME WARNER CENTER NEW YORK, NY 10019 |
SVP and Controller |
Brenda C. Karickhoff for Douglas E. Horne | 02/20/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares of common stock acquired upon the vesting of restricted stock units awarded on February 15, 2014, February 15, 2015, February 15, 2016 and October 24, 2016. |
(2) | Each restricted stock unit represents a contingent right to receive one share of common stock. The Reporting Person received one share of common stock for each restricted stock unit that vested. |
(3) | Payment of tax liability by withholding shares of common stock incident to the vesting of restricted stock units in accordance with Rule 16b-3. |
(4) | These restricted stock units vest in four equal installments on the first four anniversaries of the date of grant, February 15, 2014. |
(5) | These restricted stock units vest in four equal installments on the first four anniversaries of the date of grant, February 15, 2015. |
(6) | These restricted stock units vest in four equal installments on the first four anniversaries of their date of grant, February 15, 2016. |
(7) | These restricted stock units vest in four equal installments on the first four anniversaries of February 15, 2017. |
(8) | These restricted stock units include (i) restricted stock units that vest in four equal installments on the first four anniversaries of the following dates of grant: February 15, 2015 and February 15, 2016; (ii) restricted stock units that are scheduled to vest in four equal installments on each anniversary of February 15, 2017; and (iii) restricted stock units that are scheduled to vest in four equal installments on each anniversary of February 15, 2018. |