UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(RULE 13D-102)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED
PURSUANT TO RULE 13D-1(B)(C), AND (D) AND AMENDMENTS THERETO
FILED PURSUANT TO RULE 13D-2(B)
(AMENDMENT NO. 1)*
Portal Player, Inc.
--------------------------------------------------------------------------------
(Name of Issuer)
Common Stock
--------------------------------------------------------------------------------
(Title of Class of Securities)
736187204
---------------------------------------------------------------------
(CUSIP Number)
December 31, 2005
--------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
|_| Rule 13d-1(b)
|_| Rule 13d-1(c)
|X| Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
1 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY).
J.P. Morgan Partners (BHCA), L.P.
13-3371826
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
857,200 Shares of Common Stock
-----------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY -----------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 857,200 Shares of Common Stock
WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
857,200 Shares of Common Stock
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.6%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
--------------------------------------------------------------------------------
2 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY).
J.P. Morgan Partners Global Investors, L.P.
13-4197054
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
81,893 Shares of Common Stock
-----------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY -----------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 81,893 Shares of Common Stock
WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
81,893 Shares of Common Stock
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.3%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
--------------------------------------------------------------------------------
3 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY).
J.P. Morgan Partners Global Investors A, L.P.
13-4197054
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
11,164 Shares of Common Stock
-----------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY -----------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 11,164 Shares of Common Stock
WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11,164 Shares of Common Stock
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.1%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
--------------------------------------------------------------------------------
4 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY).
J.P. Morgan Partners Global Investors (Cayman), L.P.
13-4197057
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
41,565 Shares of Common Stock
-----------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY -----------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 41,565 Shares of Common Stock
WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
41,565 Shares of Common Stock
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.2%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
--------------------------------------------------------------------------------
5 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY).
J.P. Morgan Partners Investors (Cayman) II, L.P.
13-4197054
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
4,632 Shares of Common Stock
-----------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY -----------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 4,632 Shares of Common Stock
WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,632 Shares of Common Stock
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.02%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
--------------------------------------------------------------------------------
6 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSON (ENTITIES ONLY).
J.P. Morgan Partners Global Investors (Selldown), L.P.
56-2489868
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a) |_|
(b) |_|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
--------------------------------------------------------------------------------
5 SOLE VOTING POWER
86,322 Shares of Common Stock
-----------------------------------------------------------------
NUMBER OF 6 SHARED VOTING POWER
SHARES
BENEFICIALLY
OWNED BY -----------------------------------------------------------------
EACH 7 SOLE DISPOSITIVE POWER
REPORTING
PERSON 86,322 Shares of Common Stock
WITH -----------------------------------------------------------------
8 SHARED DISPOSITIVE POWER
--------------------------------------------------------------------------------
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
86, 322 Shares of Common Stock
--------------------------------------------------------------------------------
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS) |_|
--------------------------------------------------------------------------------
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
.4%
--------------------------------------------------------------------------------
12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
PN
--------------------------------------------------------------------------------
7 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
ITEM 1.
(a) NAME OF ISSUER:
Portal Player, Inc.
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
3255 Scott Boulevard, Bld. 1
Santa Clara, CA 05054
ITEM 2.
(a) NAME OF PERSON FILING:
J.P. Morgan Partners (BHCA), L.P. ("JPMP (BHCA)")
J.P. Morgan Partners Global Investors, L.P. ("JPMP Global")
J.P. Morgan Partners Global Investors A, L.P. ("JPMP Global A")
J.P. Morgan Partners Global Investors (Cayman), L.P. ("JPMP Cayman")
J.P. Morgan Partners Global Investors (Cayman) II, L.P. ("JPMP Cayman II")
J.P. Morgan Partners Global Investors (Selldown), L.P. ("JPMP Selldown")
Supplemental information relating to the ownership and control of
the person filing this statement is included in Exhibit 2(a)
attached hereto.
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
c/o J.P. Morgan Partners, LLC
1221 Avenue of the Americas
New York, New York 10020
See also supplemental information relating to principal business
office is included in Exhibit 2(a) attached hereto.
(b) CITIZENSHIP:
Each Reporting Person is a Delaware limited partnership, other than
JPMP Cayman and JPMP Cayman II which are Cayman Islands
partnerships.
(c) TITLE OF CLASS OF SECURITIES (OF ISSUER):
Common Stock
(d) CUSIP NUMBER:
736187204
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SS.SS. 240. 13D-1(B) OR 240.
13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:
Not applicable.
8 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
ITEM 4. OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED:
JPMP (BHCA): 857,200
JPMP Global: 81,893
JPMP Global A: 11,164
JPMP Cayman: 41,565
JPMP Cayman II: 4,632
JPMP Selldown: 86,322
(b) PERCENT OF CLASS:
JPMP (BHCA): 3.6% (as of December 31, 2005)
JPMP Global: .3% (as of December 31, 2005)
JPMP Global A: .1% (as of December 31, 2005)
JPMP Cayman: .2% (as of December 31, 2005)
JPMP Cayman II .02% (as of December 31, 2005)
JPMP Selldown .4% (as of December 31, 2005)
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) JPMP (BHCA): 857,200
JPMP Global: 81,893
JPMP Global A: 11,164
JPMP Cayman: 41,565
JPMP Cayman II: 4,632
JPMP Selldown: 86,322
(ii) Not applicable
(iii) JPMP (BHCA): 857,200
JPMP Global: 81,893
JPMP Global A: 11,164
JPMP Cayman: 41,565
JPMP Cayman II: 4,632
JPMP Selldown: 86,322
(iv) Not applicable
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date
hereto the reporting person has ceased to be the beneficial owner of more than 5
percent of the class of securities, check the following [x].
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable.
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE
SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON
Not applicable.
9 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not applicable.
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
Not applicable.
ITEM 10. CERTIFICATION
Not applicable.
10 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date: February 14, 2006
J.P. MORGAN PARTNERS (BHCA), L.P.
By: JPMP Masterfund Manager, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN
PARTNERS GLOBAL
INVESTORS, L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P, MORGAN PARTNERS GLOBAL
INVESTORS A, L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
11 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(CAYMAN), L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(CAYMAN) II, L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(SELLDOWN), L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
12 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
EXHIBIT 2(A)
Item 2. Identity and Background.
This statement is being filed by J.P. Morgan Partners (BHCA), L.P., a
Delaware limited partnership (hereinafter referred to as "JPMP (BHCA)"), whose
principal business office is located at 1221 Avenue of the Americas, New York,
New York 10020. JPMP (BHCA) is engaged in the venture capital, private equity
and leveraged buyout business. The general partner of JPMP (BHCA) is JPMP Master
Fund Manager, L.P., a Delaware limited partnership (hereinafter referred to as
"JPMP Master Fund"), whose principal business office is located at the same
address as JPMP (BHCA), and is also engaged directly and indirectly (through
affiliates) in the venture capital, private equity and leveraged buyout
business. As general partner of JPMP (BHCA), JPMP Master Fund may be deemed to
be the beneficial owner of the shares held by JPMP (BHCA).
This statement is also being filed by J.P. Morgan Partners Global
Investors, L.P., a Delaware limited partnership ("JPMP Global"), whose principal
place of business is located at the same address as JPMP (BHCA); J.P. Morgan
Partners Global Investors A, L.P., a Delaware limited partnership ("JPMP Global
A"), whose principal place of business is located at the same address as JPMP
(BHCA); J.P. Morgan Partners Global Investors (Cayman), L.P., a limited
partnership organized under the laws of the Cayman Islands ("JPMP Cayman"),
whose principal place of business is located at the same address as JPMP (BHCA)
and J.P. Morgan Partners Global Investors (Selldown), L.P., and collectively
with JPMP Global, JPMP Global A, JPMP Cayman, JPMP Selldown the "Global Fund
Entities"), whose principal place of business is located at the same address as
JPMP (BHCA). Each of the Global Fund Entities is also engaged in the venture
capital, private equity and leveraged buyout business. The general partner of
each of the Global Fund Entities is J.P. Morgan Partners Global Investors, L.P.,
a Delaware limited partnership ("JPMP Investors"), whose principal place of
business is located at the same address as JPMP (BHCA). JPMP Investors is
engaged indirectly in the venture capital, private equity and leveraged buyout
business as general partner of each of the Global Fund Entities. As general
partner of each of the Global Fund Entities, JPMP Investors may be deemed to be
the beneficial owner of the shares held by the Global Fund Entities.
The general partner of each of JPMP Master Fund and JPMP Investors is JPMP
Capital Corp., a New York corporation (hereinafter referred to as "JPMP Capital
Corp."), whose principal business office is located at the same address as JPMP
(BHCA), and is also engaged directly and indirectly (through affiliates) in the
venture capital, private equity and leveraged buyout business. Set forth in
Schedule A hereto and incorporated herein by reference are the names, business
addresses, principal occupations and employments of each executive officer and
director of JPMP Capital Corp. As general partner of each JPMP Master Fund and
JPMP Investors, JPMP Capital Corp. may be deemed to be the beneficial owner of
the shares held by JPMP (BHCA) and the Global Fund Entities.
JPMP Capital Corp. is a wholly owned subsidiary of JPMorgan Chase & Co., a
Delaware corporation (hereinafter referred to as "JPMorgan Chase") which is
engaged (primarily through subsidiaries) in the commercial banking business with
its principal office located at 270 Park Avenue, New York, New York 10017. Set
forth in Schedule B hereto and incorporated herein by reference are the names,
business addresses, principal occupations and employments of each executive
officer and director of JPMorgan Chase.
13 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
EXHIBIT 2(B)
JOINT FILING AGREEMENT
The undersigned acknowledge and agree that the foregoing statement on
Schedule 13G is filed on behalf of each of the undersigned and that all
subsequent amendments to this statement on Schedule 13G shall be filed on behalf
of each of the undersigned without the necessity of filing additional joint
acquisition statements. The undersigned acknowledge that each shall be
responsible for the timely filing of such amendments, and for the completeness
and accuracy of the information concerning him or it contained therein, but
shall not be responsible for the completeness and accuracy of the information
concerning the other, except to the extent that he or it knows or has reason to
believe that such information is accurate.
Dated this 14 day of February, 2006.
J.P. MORGAN PARTNERS (BHCA), L.P.
By: JPMP Masterfund Manager, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS GLOBAL INVESTORS,
L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
14 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
J.P, MORGAN PARTNERS GLOBAL
INVESTORS A, L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(CAYMAN), L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(CAYMAN) II, L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
15 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
J.P. MORGAN PARTNERS GLOBAL INVESTORS
(SELLDOWN), L.P.
By: JPMP Global Investors, L.P.,
its General Partner
By: JPMP Capital Corp.,
its General Partner
By: /s/ Jeffrey C. Walker
------------------------------------
Name: Jeffrey C. Walker
Title: President
16 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
SCHEDULE A
JPMP CAPITAL CORP.
EXECUTIVE OFFICERS(1)
Chief Executive Officer William B. Harrison**
President Jeffrey C. Walker*
Chief Investment Officer Arnold L. Chavkin*
Managing Director Srinivas Akkaraju*
Managing Director Christopher Albinson*
Managing Director Dr. Dana Beth Ardi*
Managing Director Christopher C. Behrens*
Managing Director John Breckenridge*
Managing Director Julie Casella-Esposito*
Managing Director Rodney A. Ferguson*
Managing Director Michael R. Hannon*
Managing Director Matthew Lori*
Managing Director Jonathan R. Lynch*
Managing Director Sunil Mishra*
Managing Director Stephen P. Murray*
Managing Director John Reardon*
Managing Director Faith Rosenfeld*
Managing Director Shahan D. Soghikian*
Managing Director William Stuek*
Managing Director Timothy J. Walsh*
Managing Director Richard D. Waters, Jr. *
Managing Director Damion E. Wicker, M.D.*
DIRECTORS(1)
William B. Harrison**
Jeffrey C. Walker*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee and/or officer of J.P. Morgan Partners,
LLC. Business address is c/o J.P. Morgan Partners, LLC, 1221 Avenue of the
Americas, New York, New York 10020.
** Principal occupation is employee or officer of J.P. Morgan Chase & Co.
Business address is c/o J.P. Morgan Chase & Co., 270 Park Avenue, New
York, New York 10017.
17 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
SCHEDULE B
JPMORGAN CHASE & CO.
EXECUTIVE OFFICERS(1)
Chairman of the Board William B. Harrison Jr.*
President and Chief Executive Officer James Dimon*
Chief Information Officer Austin A. Adams*
Co-CEO, Investment Bank Steven D. Black*
Chief Executive Officer and Executive Vice President, Card Services Richard J. Srednicki*
Chief Financial Officer Michael J. Cavanagh*
Chief Administrative Officer Frank Bisignano *
Director of Human Resources John F. Bradley*
Co-General Counsel Joan Guggenheimer*
Chief Investment Officer Ina R. Drew *
Head, Commercial Banking Samuel Todd Maclin*
Head, Strategy Jay Mandelbaum*
Co-General Counsel William H. McDavid*
Treasury & Securities Services Heidi Miller*
Head, Retail Financial Services Charles W. Scharf*
Head, Asset & Wealth Management James E. Staley*
Chief Risk Officer Don M. Wilson III*
MD & Co-CEO, Investment Bank William T. Winters*
----------
(1) Each of whom is a United States citizen.
* Principal occupation is employee or officer of JPMorgan Chase & Co.
Business address is c/o JPMorgan Chase & Co., 270 Park Avenue, New York,
New York 10017.
18 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
DIRECTORS(2)
NAME PRINCIPAL OCCUPATION OR EMPLOYMENT;
BUSINESS OR RESIDENCE ADDRESS
--------------------------------------------------------------------------------------------------
Hans W. Becherer Retired Chairman of the Board and
Chief Executive Officer
Deere & Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
John H. Biggs Former Chairman and CEO
TIAA - CREF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
Lawrence A. Bossidy Retired Chairman of the Board
Honeywell International Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
Stephen B. Burke President
Comcast Cable Communications, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
James S. Crown President
Henry Crown and Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
James Dimon President and Chief Executive Officer
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
--------------------------------------------------------------------------------------------------
Ellen V. Futter President and Trustee
American Museum of Natural History
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
William H. Gray, III Retired President and Chief Executive Officer
The College Fund/UNCF
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
----------
(1) Each of whom is a United States citizen.
19 of 20
SCHEDULE 13G
ISSUER: Portal Player, Inc. CUSIP NO.: 736187204
--------------------------------------------------------------------------------------------------
William B. Harrison, Jr. Chairman of the Board
JPMorgan Chase & Co.
270 Park Avenue, 8th Floor
New York, New York 10017-2070
--------------------------------------------------------------------------------------------------
Laban P. Jackson, Jr. Chairman and Chief Executive Officer
Clear Creek Properties, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
Lee R. Raymond Chairman of the Board and Chief Executive Officer
Exxon Mobil Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
John W. Kessler Owner
John W. Kessler Company
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
Robert I. Lipp Senior Advisor
JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
Richard A. Monoogian Chairman and Chief Executive Officer
Masco Corporation
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
David C. Novak Chairman and Chief Executive Officer
Yum! Brands, Inc.
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
William C. Weldon Chairman and Chief Executive Officer
Johnson & Johnson
c/o JPMorgan Chase & Co.
270 Park Avenue
New York, New York 10017
--------------------------------------------------------------------------------------------------
20 of 20