T-3/A

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM T-3/A

(Amendment No. 2)

 

 

FOR APPLICATIONS FOR QUALIFICATION OF

INDENTURES UNDER THE TRUST INDENTURE ACT OF 1939

 

 

ALITHEIA RESOURCES INC.

CGG

CGG HOLDING B.V.

CGG HOLDING (U.S.) INC.

CGG LAND (U.S.) INC.

CGG MARINE B.V.

CGG SERVICES (U.S.) INC.

VIKING MARITIME INC.

(Names of applicants)

 

 

Tour Maine Montparnasse

33, avenue du Maine

75015 Paris

France

+33 1 64 47 45 00

(Address of principal executive offices)

 

 

Securities to be Issued Under the Indenture to be Qualified

 

 

 

Title of Class   Amount
First Lien Senior Secured Notes due 2023  

Up to approximately $805 million, less an upfront reduction

of up to $150 million (the “Issue Amount”)

 

 

Approximate date of the proposed offering:

On or before February 28, 2018

Name and address of agent for service:

Cogency Global Inc.

10 E. 40th Street, 10th floor

New York, NY 10016

with a copy to:

Linklaters LLP

Attention: Luis Roth

25 rue de Marignan

Paris 75008

France

 

 

The applicants hereby amend this application for qualification on such date or dates as may be necessary to delay its effectiveness until (i) the 20th day after the filing of a further amendment which specifically states that it shall supersede this amendment or (ii) such date as the Commission, acting pursuant to Section 307(c) of the Trust Indenture Act of 1939, as amended, may determine upon the written request of the applicants.

 

 

 


EXPLANATORY NOTE

This Amendment No. 2 to Form T-3 (this “Amendment”) is being filed on behalf of Alitheia Resources Inc., CGG S.A., CGG Holding B.V., CGG Holding (U.S.) Inc., CGG Land (U.S.) Inc., CGG Marine B.V., CGG Services (U.S.) Inc. and Viking Maritime Inc. (collectively, the “Applicants”). This Amendment is being filed solely to (a) provide updated information in Items 3, 4, 5 and 7 below and (b) replace the previously filed Exhibits T3A1, T3A2, T3A3, T3A4, T3A5, T3A6, T3A7, T3A8, T3B1, T3B2, T3B3, T3B4, T3B5 and T3C with new Exhibits T3A1, T3A2, T3A3, T3A4, T3A5, T3A6, T3A7, T3A8, T3B1, T3B2, T3B3, T3B4, T3B5 and T3C, respectively, filed herewith and update the Exhibits list. This Amendment is not intended to amend or delete any other part of the Applicants’ Application for Qualification (the “Application”). All other information in the Application is unchanged and has been omitted from this Amendment.

 

2


GENERAL INFORMATION

 

2.

Securities Act exemption applicable

Pursuant to the terms set forth in the draft plan prepared under the safeguard procedure (procedure de sauvegarde) of CGG S.A. under articles L.620-1 ff. of the French Code de commerce (the “Safeguard Plan”) and the Joint Chapter 11 Plan of Reorganization of the Applicants (other than CGG S.A.) and certain other subsidiaries of CGG S.A. (as may be amended or modified, the “Plan of Reorganization”), the Company, on or before February 28, 2018, expects to issue First Lien Senior Secured Notes due 2023 (the “Notes”) in a principal amount equal to approximately $805 million (reflecting an equal principal amount of secured debt that may be exchanged for the Notes pursuant to the Plan of Reorganization), less up to $150 million of new money proceeds that may be used to repay the secured debt and reduce the corresponding amount of Notes to be issued.

The Notes will be issued under the Indenture to be qualified hereby (the “Indenture”), to be entered into by and among the Applicants, The Bank of New York Mellon, London Branch, as trustee, principal paying agent, calculation agent, transfer agent, collateral agent and international security agent, The Bank of New York Mellon SA/NV, Luxembourg Branch as registrar and The Bank of New York Mellon, as U.S. collateral agent. The form of the Indenture is attached hereto as Exhibit T3C.

The issuance of the Notes and related guarantees will be made in reliance on the exemption from registration under the U.S. Securities Act of 1933, as amended (the “Securities Act”), pursuant to the exemption provided by Section 1145(a)(1) of Title 11 of the United States Code, as amended (the “Bankruptcy Code”). Section 1145(a)(1) of the Bankruptcy Code exempts the offer and sale of securities under a plan of reorganization from registration under the Securities Act and state securities laws if three principal requirements are satisfied: (i) the securities must be offered and sold under a plan of reorganization and must be securities of the debtor under the plan; (ii) the recipients of the securities must hold a claim against the debtor, an interest in the debtor or a claim for an administrative expense in the case concerning the debtor; and (iii) the securities must be issued entirely in exchange for the recipient’s claim against or interests in the debtor, or “principally” in such exchange and partly for cash or property. On October 16, 2017, the United States Bankruptcy Court for the Southern District of New York entered its confirmation order, which confirmed that the issuance of the Notes complies with the aforementioned requirements of Section 1145(a)(1) of the Bankruptcy Code and, accordingly, will be exempt from the registration requirements of the Securities Act.

 

3


AFFILIATIONS

 

3.

Affiliates

For purposes of this Application only, certain directors and executive officers of the Applicants may be deemed to be “affiliates” of the Applicants by virtue of their positions with the Applicants. See Item 4, “Directors and Executive Officers” for a list of the directors and executive officers of each Applicant.

As of December 31, 2017, to the Applicants’ knowledge, Bpifrance Participations S.A. and IFP Energies Nouvelles held respectively 2,069,686 and 107,833 fully paid ordinary shares of CGG S.A., giving Bpifrance Participations S.A. and IFP Energies Nouvelles, respectively, 9.35% and 0.49% of the share capital and 10.90% and 0.48% of the voting rights at such date. Bpifrance Participations S.A. and IFP Energies Nouvelles have previously indicated to the AMF (L’Autorité des marchés financiers) that they vote in concert. See Item 5, “Principal owners of voting securities”, for the percentages of voting securities of CGG S.A. owned by them.

Following the restructuring as described in the Safeguard Plan and Plan of Reorganization (the “Restructuring Plan”) and investments in new money (and after exercise of Warrants #3, Backstop Warrants and Coordination Warrants with an exercise price of €0.01 per new share, but before exercise of Warrants #1 and Warrants #2, each as defined in the free English translation of the Safeguard Plan attached as Exhibit B to the Disclosure Statement filed as Exhibit T3E to the Form T-3 dated August 30, 2017) and assuming the rights issue with preferential subscription rights to CGG S.A.’s existing shareholders (the “Rights Issue”) described in the Restructuring Plan is fully subscribed in cash, CGG S.A.’s share capital will be held 13.4% by existing shareholders, 5.0% by holders of the convertible bonds referred to in item 7 (the “Convertible Bonds”) and 81.6% by holders of the senior notes referred to in item 7 (the “Senior Notes”).

The following is a list of the other affiliates of the Applicants as of the date hereof, each a direct or indirect subsidiary of CGG S.A.

 

Name

   Place of incorporation    Percentage of voting
securities owned by
CGG S.A.
 

CGG Services SAS

  

France

     100.0  

CGG Explo SARL

  

France

     100.0  

Geomar SAS

  

France

     100.0  

CGG Holding BV

  

Netherlands

     100.0  

CGG Marine BV

  

Netherlands

     100.0  

CGG Services (NL) BV

  

Netherlands

     100.0  

CGG International SA

  

Switzerland

     100.0  

CGG Data Services SA

  

Switzerland

     100.0  

CGG Services (Norway) AS

  

Norway

     100.0  

Exploration Investment Resources II AS

  

Norway

     100.0  

Exploration Vessel Resources II AS

  

Norway

     100.0  

CGG Services (UK) Limited

  

United Kingdom

     100.0  

CGG do Brasil Participaçoes Ltda

  

Brazil

     100.0  

Veritas do Brasil Ltda

  

Brazil

     100.0  

LASA Prospeccoes SA

  

Brazil

     100.0  

CGG Mexico, SA de CV

  

Mexico

     100.0  

Geoinnovation Corporativa S. de RL de CV

  

Mexico

     100.0  

Vitzel S.A. de C.V.

  

Mexico

     100.0  

CGG Holding (U.S.) Inc.

  

Delaware, United States of America

     100.0  

 

4


CGG Services (U.S.) Inc.    Delaware, United States of America      100.0  
CGG Land (U.S.) Inc.    Delaware, United States of America      100.0  
CGG Canada Services Ltd    Canada      100.0  
CGG Services (Canada) Inc.    Canada      100.0  
CGG Services (Australia) Pty Ltd    Australia      100.0  
CGG Aviation (Australia) Pty Ltd    Australia      100.0  
CGGVeritas Services (B) Sdn Bhd    Brunei      100.0  
PT CGG Services Indonesia    Indonesia      95.0  
CGG Services India Private Ltd    India      100.0  
CGG Technology Services (Beijing) Co. Ltd    China      100.0  
CGG Services (Singapore) Pte Ltd    Singapore      100.0  
CGG Services (Malaysia) Sdn Bhd    Malaysia      100.0  
CGG Vostok    Russia      100.0  
Sercel Holding SAS    France      100.0  
Sercel SAS    France      100.0  
Sercel-GRC    Oklahoma, United States of America      100.0  
Sercel Inc.    Oklahoma, United States of America      100.0  

Hebei Sercel-Junfeng Geophysical Prospecting Equipment Co. Ltd

   China      51.0  
Sercel Singapore Pte Ltd    Singapore      100.0  
De Regt Marine Cables BV    Netherlands      100.0  

 

5


The following is a list of the other affiliates of the Applicants as of the date hereof, which are not subsidiaries of CGG S.A.

 

Name

   Place of incorporation    Percentage of
voting securities
owned by CGG
 

CGG Eidesvik Ship Management AS

  

Norway

     49.0  

PT Elnusa-CGGVeritas Seismic

  

Indonesia

     49.0  

PTSC CGGVeritas Geophysical Survey Limited

  

Vietnam

     49.0  

Argas

  

Saudi Arabia

     49.0  

Seabed Geosolutions BV

  

The Netherlands

     40.0  

Veri-Illuq Geophysical Ltd

  

Canada

     49.0  

Yamoria Geophysical Ltd

  

Canada

     49.0  

Petroleum Edge Limited

  

United Kingdom

     50.0  

Reservoir Evaluation Services LLP

  

Kazakhstan

     49.0  

Global Seismic Shipping AS

  

Norway

     50.0  

 

6


MANAGEMENT AND CONTROL

 

4.

Directors and executive officers

The table below sets forth the names of, and all offices held by, each Applicant’s directors and executive officers, as defined in Sections 303(5) and 303(6) of the Trust Indenture Act of 1939 (the “TIA”) as of the date hereof.

On the restructuring effective date, all managers, directors and other members of the existing boards or governance bodies of the Applicants (unless such persons have resigned or been dismissed in accordance with applicable law), as applicable, will continue to hold office and will continue to have authority from and after such time, solely to the extent not expressly excluded in the roster of the applicable new boards of the Applicants following the restructuring. Pursuant to section 1129(a)(5) of the Bankruptcy Code, the Applicants will disclose in advance of the confirmation hearing by the US bankruptcy court the identity and affiliations of the individuals serving (or selected to serve) on the new boards, as well as those persons who are serving (or will serve) as an officer of any of the reorganized Applicants, if any. Each such director and officer shall serve from and after the restructuring effective date pursuant to the terms of the new organizational documents and other constituent documents of the reorganized Applicants.

The structure and composition of CGG S.A.’s board of directors following the restructuring will be determined in consultation funds owned, managed or advised by DNCA Finance (“DNCA”) and the members of the ad hoc committee of holders of Senior Notes who have become and remain shareholders of CGG S.A.

Under the Restructuring Plan, the structure and composition of the board of CGG S.A. will comply with the AFEP MEDEF Code in France and be determined as soon as practicable, but in any case no later than three (3) months after the restructuring effective date.

Alitheia Resources Inc.

 

Directors and Executive Officers

  

Position

Vincent M. Thielen

  

Director, Treasurer, SVP Finance & Services

Colin Murdoch

  

Director

Luc Schlumberger

  

Director, President

Matthew Bognar

  

SVP MCNV Western Hemisphere

Chad Meintel

  

Secretary

The mailing address for each director and executive officer listed above is 10300 Town Park Drive, Houston, TX 77072, United States of America.

CGG S.A.

 

Directors and Executive Officers

  

Position

Remi Dorval

  

Chairman

Jean-Georges Malcor

  

Chief Executive Officer & Director

Loren Carroll

  

Independent Director

Michael Daly

  

Independent Director

Marie-Laetitia Vassort, permanent representative of Bpifrance Participations

  

Director

Didier Houssin

  

Director

Anne-France Laclide

  

Independent Director

Gilberte Lombard

  

Independent Director

Hilde Myrberg

  

Director

Robert Semmens

  

Director

Kathleen Sendall

  

Independent Director

Stéphane-Paul Frydman

  

Group Chief Financial Officer

Pascal Rouiller

  

Chief Operating Officer

Sophie Zurquiyah

  

Chief Operating Officer

 

7


The mailing address for each director and executive officer listed above is Tour Maine Montparnasse, 33, avenue du Maine, 75015 Paris, France.

CGG Holding B.V.

 

Directors and Executive Officers

  

Position

Béatrice Place-Faget

  

Managing Director

Agathe Cottin

  

Managing Director

The mailing address for each director and executive officer listed above is Bordewijklaan 58, 2591 XR Den Haag, Netherlands.

CGG Holding (U.S.) Inc.

 

Directors and Executive Officers

  

Position

Vincent M. Thielen

  

Director and Treasurer, SVP Finance & Service

Colin Murdoch

  

Director and President

Stéphane-Paul Frydman

  

Director

Chad Meintel

  

Secretary

The mailing address for each director and executive officer listed above is 10300 Town Park Drive, Houston, TX 77072, United States of America.

CGG Land (U.S.) Inc.

 

Directors and Executive Officers

  

Position

Vincent M. Thielen

  

Director and Treasurer, SVP Finance & Service

Colin Murdoch

  

Director and President

Luc Schlumberger

  

EVP Latin America

Michael Bertness

  

VP US Land Library

Matthew Bognar

  

SVP MCNV Western Hemisphere

Gary Wilson

  

Country Manager

Chad Meintel

  

Secretary

The mailing address for each director and executive officer listed above is 10300 Town Park Drive, Houston, TX 77072, United States of America.

CGG Marine B.V.

 

Directors and Executive Officers

  

Position

Eva Marina Rudin

  

Managing Director

Agathe Cottin

  

Managing Director

The mailing address for each director and executive officer listed above is Bordewijklaan 58, 2591 XR Den Haag, Netherlands.

CGG Services (U.S.) Inc.

 

Directors and Executive Officers

  

Position

Vincent M. Thielen

  

Director and Treasurer, SVP Finance & Service

Colin Murdoch

  

Director and President

Luc Schlumberger

  

Director and EVP MCNV Division

Matthew Bognar

  

SVP Marine MCNV Division

Jerry Young

  

SVP Processing & Imaging Division

Rob Mayer

  

SVP Hampson-Russell Reservoir Division

Michael Bertness

  

VP Land MCNV Division

Gary Wilson

  

Country Manager

Chad Meintel

  

Secretary

Sophie Zurquiyah

  

SEVP GGR

Oliver Guy

  

President Robertson

Mark Weber

  

SVP Robertson

Kamal Al-Yahya

  

VP Geosoftware

 

8


The mailing address for each director and executive officer listed above is 10300 Town Park Drive, Houston, TX 77072, United States of America.

Viking Maritime Inc.

 

Directors and Executive Officers

  

Position

Vincent M. Thielen

  

Director and Treasurer, SVP Finance & Service

Colin Murdoch

  

Director and President

Luc Schlumberger

  

Director

Yves Rastoin

  

EVP

Chad Meintel

  

Secretary

The mailing address for each director and executive officer listed above is 10300 Town Park Drive, Houston, TX 77072, United States of America.

 

5.

Principal owners of voting securities

The following table sets forth information as to each person owning 10% or more of the voting securities of each Applicant as of the date hereof.

Alitheia Resources Inc.

The table below lists ownership information concerning each person owning 10% or more of the voting securities of Alitheia Resources Inc., a Guarantor, as of the date hereof. Such ownership will not change as a result of consummation of the Plan of Reorganization.

 

A. Name and complete mailing address

   B. Title of class owned      C. Amount owned      D. Percentage of voting
securities owned
 

CGG Services (U.S.) Inc.

Address: 10300 Town Park Drive, Houston, TX 77072, USA

     Common shares        1,000        100

CGG S.A.

The table below lists ownership information concerning each person owning 10% or more of the voting securities of CGG S.A., a Guarantor, as of December 31, 2017.

 

A. Name and complete mailing address

   B. Title of class owned      C. Amount owned      D. Percentage of voting
securities owned(1)
 

Bpifrance Participations S.A. (formerly named Fonds Stratégique d’Investissement)

Address: 27-31 avenue du Général Leclerc, 94710 Maisons-Alfort Cedex, France

     Ordinary shares        2,069,686        9.35% (10.90% of voting rights)  

IFP Energies Nouvelles

Address: 1-4 avenue de Bois-Préau, 92500 Rueil Malmaison, France

     Ordinary shares        107,833        0.49% (0.48% of voting rights)  

Note:

 

(1)

The Restructuring Plan foresees a Rights Issue and also the issuance of new shares as well as various types of warrants (i.e., Backstop Warrants, Coordination Warrants, Warrants #1, Warrants #2 and Warrants #3), which will cause the ownership of CGG S.A. to change significantly upon consummation of the Restructuring Plan.

 

9


To the Applicants’ knowledge, as of December 31, 2017, Bpifrance and IFP Energies Nouvelles, who have previously indicated to the AMF that they vote in concert, held respectively 2,069,686 and 107,833 fully paid ordinary shares of CGG S.A., giving Bpifrance and IFP Energies Nouvelles respectively 10.90% and 0.48% of the voting rights as of such date. CGG S.A.’s statuts (constituent documents) provide that fully paid ordinary shares may be held in either registered form or bearer form at the option of the shareholder. As from May 22, 1997, a double voting right is allocated to all registered form and fully paid-up shares registered in the name of the same holder for at least two years. Substantially all ordinary shares held by CGG S.A.’s shareholders are presently held in bearer form and only a few double voting rights have been granted. As of December 31, 2017, the total number of outstanding ordinary shares was 22,133,149 and the total number of voting rights was 22,558,848. The share capital of CGG S.A. is composed of ordinary shares only.

On January 15, 2018, the board of directors of CGG S.A. authorized the reduction of the nominal value of each of its ordinary shares from €0.80 to €0.01.

CGG Holding B.V.

The table below lists ownership information concerning each person owning 10% or more of the voting securities of CGG Holding B.V., a Guarantor, as of the date hereof. Such ownership will not change as a result of consummation of the Plan of Reorganization.

 

A. Name and complete mailing address

   B. Title of class owned      C. Amount owned      D. Percentage of voting
securities owned
 

CGG S.A.

Address: Tour Maine Montparnasse 33, avenue du Maine, 75015 Paris, France

     Common shares        4,690,512        100

CGG Holding (U.S.) Inc.

The table below lists ownership information concerning each person owning 10% or more of the voting securities of the Company as of the date hereof. Such ownership will not change as a result of consummation of the Plan of Reorganization.

 

A. Name and complete mailing address

   B. Title of class owned      C. Amount owned      D. Percentage of voting
securities owned
 

CGG Holding B.V.

Address: Bordewijklaan 58, 2591 XR’s Gravenhage, the Netherlands

     Common shares        100        100

 

10


CGG Land (U.S.) Inc.

The table below lists ownership information concerning each person owning 10% or more of the voting securities of CGG Land (U.S.) Inc., a Guarantor, as of the date hereof. Such ownership will not change as a result of consummation of the Plan of Reorganization.

 

A. Name and complete mailing address

   B. Title of class owned      C. Amount owned      D. Percentage of voting
securities owned
 

CGG Services (U.S.) Inc

Address: 10300 Town Park Drive, Houston, TX 77072, USA

     Common shares        1,000        100

CGG Marine B.V.

The table below lists ownership information concerning each person owning 10% or more of the voting securities of CGG Marine B.V., a Guarantor, as of the date hereof. Such ownership will not change as a result of consummation of the Plan of Reorganization.

 

A. Name and complete mailing address

   B. Title of class owned      C. Amount owned      D. Percentage of voting
securities owned
 

CGG Holding B.V

Address: Bordewijklaan 58, 2591 XR’s Gravenhage, the Netherlands

     Common shares        759,180        100

CGG Services (U.S.) Inc.

The table below lists ownership information concerning each person owning 10% or more of the voting securities of CGG Services (U.S.) Inc., a Guarantor, as of the date hereof. Such ownership will not change as a result of consummation of the Plan of Reorganization.

 

A. Name and complete mailing address

   B. Title of class owned      C. Amount owned      D. Percentage of voting
securities owned
 

CGG Holding (U.S.) Inc.

Address: 10300 Town Park Drive, Houston, TX 77072, USA

     Common shares        1,000        100

Viking Maritime Inc.

The table below lists ownership information concerning each person owning 10% or more of the voting securities of Viking Maritime Inc., a Guarantor, as of the date hereof. Such ownership will not change as a result of consummation of the Plan of Reorganization.

 

A. Name and complete mailing address

   B. Title of class owned      C. Amount owned      D. Percentage of voting
securities owned
 

CGG Services (U.S.) Inc.

Address: 10300 Town Park Drive, Houston, TX 77072, USA

     Common shares        1,000        100

 

11


CAPITAL SECURITIES

 

7.

Capitalization

The organizational documents of the reorganized obligors prohibit the issuance of non-voting equity securities to the extent required pursuant to section 1123(a)(6) of the Bankruptcy Code.

Set forth below is certain information as to each authorized class of equity securities of the Applicants as of the date hereof (unless otherwise indicated).

Alitheia Resources Inc.

 

Title of class

   Amount authorized (number
of shares)
     Amount
outstanding
(number of shares)
 

Ordinary shares, nominal value $0.01 per share

     1,000        1,000  

CGG S.A.

 

Title of class

   Amount authorized (number
of shares)
     Amount
outstanding
(number of shares)
 

Ordinary shares, nominal value €0.01 per share

     1,553,175,064        22,133,149  

As from May 22, 1997, a double voting right is allocated to all registered and fully paid-up shares registered in the name of the same holder for at least two years.

The double voting right ceases ipso jure for any share having been subject to a conversion to the bearer or a transfer of ownership subject to exceptions provided for by law.

Subject to the provisions set out above, each ordinary share, including each American depositary share (“ADS”) representing an ordinary share, is entitled to one vote per share on any matter presented to the holders of the ordinary shares, with holders of ADSs to vote through the depositary with respect to their ADSs as provided in the deposit agreement relating to the ADSs.

CGG Holding B.V.

 

Title of class

  

Amount authorized (number

of shares)

   Amount
outstanding
(number of shares)
 

Ordinary shares, nominal value €100 per share

   The authorized capital ceased to exist pursuant to an amendment of the articles of association dated October 10, 2013.      4,690,512  

CGG Holding (U.S.) Inc.

 

Title of class

   Amount authorized (number
of shares)
     Amount
outstanding
(number of shares)
 

Ordinary shares, nominal value $0.01 per share

     100        100  

 

12


CGG Land (U.S.) Inc.

 

Title of class

   Amount authorized (number
of shares)
     Amount
outstanding
(number of shares)
 

Ordinary shares, nominal value $1.00 per share

     5,000        1,000  

CGG Marine B.V.

 

Title of class

  

Amount authorized (number

of shares)

   Amount
outstanding
(number of shares)
 

Ordinary shares, nominal value €100 per share

   The authorized capital ceased to exist pursuant to an amendment of the articles of association dated October 10, 2013.      759,180  

CGG Services (U.S.) Inc.

 

Title of class

   Amount authorized (number
of shares)
     Amount
outstanding
(number of shares)
 

Ordinary shares, nominal value $0.10 per share

     1,000        1,000  

Viking Maritime Inc.

 

Title of class

   Amount authorized (number
of shares)
     Amount
outstanding
(number of shares)
 

Ordinary shares, nominal value $0.01 per share

     1,000        1,000  

Set forth below is certain information as to each authorized class of debt securities of CGG S.A., guaranteed by the rest of the Applicants, as of December 31, 2017. The Applicants are not aware of any changes to these figures between December 31, 2017 and the date hereof.

 

Title of class

   Amount authorized     Amount
outstanding
 

6.50% Senior Notes due 2021

   U.S.$ 720,704,000 (1)    U.S.$ 675,625,000  

5.875% Senior Notes due 2020

   400,000,000     400,000,000  

6.875% Senior Notes due 2022

   U.S.$ 500,000,000     U.S.$ 419,636,000  

1.75% Convertible Bonds due 2020

     N/A     325,165,550  

1.25% Convertible Bonds due 2019

     N/A     34,933,352  

Note:

 

(1)

Includes $650,000,000 issued on May 31, 2011, $58,554,000 issued on January 20, 2017 and $12,150,000 issued on March 13, 2017.

 

13


EXHIBIT INDEX

 

Exhibit

Number

  

Description

Exhibit T3A1   

Amended and Restated Certificate of Incorporation of Alitheia Resources Inc. dated January 15, 2018.

Exhibit T3A2   

Articles of Association of CGG S.A.

Exhibit T3A3   

Deed of Amendment of Articles of Association of CGG Holding B.V. dated January 23, 2018.

Exhibit T3A4   

Amended and Restated Certificate of Incorporation of CGG Holding (U.S.) Inc. dated January 15, 2018.

Exhibit T3A5   

Amended and Restated Certificate of Incorporation of CGG Land (U.S.) Inc. dated January 15, 2018.

Exhibit T3A6   

Deed of Amendment of Articles of Association of CGG Marine B.V. dated January 23, 2018.

Exhibit T3A7   

Amended and Restated Certificate of Incorporation of CGG Services (U.S.) Inc., dated January 15, 2018.

Exhibit T3A8   

Amended and Restated Certificate of Incorporation of Viking Maritime Inc. dated January 15, 2018.

Exhibit T3B1   

Amended and Restated Bylaws of Alitheia Resources Inc. dated January 15, 2018.

Exhibit T3B2   

Amended and Restated Bylaws CGG Holding (U.S.) Inc. dated January 15, 2018.

Exhibit T3B3   

Amended and Restated Bylaws of CGG Land (U.S.) Inc. dated January 15, 2018.

Exhibit T3B4   

Amended and Restated Bylaws of CGG Services (U.S.) Inc. dated January 15, 2018.

Exhibit T3B5   

Amended and Restated Bylaws of Viking Maritime Inc. dated January 15, 2018.

Exhibit T3C   

The form of indenture to be entered into by and among the Applicants, The Bank of New York Mellon, London Branch as trustee, principal paying agent, calculation agent, transfer agent and collateral agent as well as international collateral agent, The Bank of New York Mellon SA/NV, Luxembourg Branch as registrar and The Bank of New York Mellon as U.S. collateral agent.

Exhibit T3E*   

Disclosure Statement Soliciting Acceptances of a Plan of Reorganization(1).

Exhibit T3F*   

TIA Cross Reference Sheet (included in the form of indenture filed herewith as Exhibit T3C).

Exhibit 25.1*   

Statement of eligibility and qualification on Form T-1 of The Bank of New York Mellon.

Notes:

 

*

Previously filed.

(1)

Incorporated by reference to the Applicant’s Report on Form 6-K, dated August 30, 2017 (SEC File No. 001-14622).

 

14


SIGNATURE

Pursuant to the requirements of the Trust Indenture Act of 1939, each of the Applicants below have duly caused this Application, to be signed on its behalf by the undersigned, thereunto duly authorized and attested in the City of Paris, and the Republic of France, on the 26th day of January 2018.

 

      CGG S.A.

Attest:

 

/s/ Yves Goulard

   

By:

 

/s/ Jean-Georges Malcor

Name:

 

Yves Goulard

   

Name:

 

Jean-Georges Malcor

Title:

 

SVP Group Treasurer

   

Title:

 

Chief Executive Officer

      CGG HOLDING B.V.

Attest:

 

/s/ Yves Goulard

   

By:

 

/s/ Beatrice Place-Faget

Name:

 

Yves Goulard

   

Name:

 

Beatrice Place-Faget

Title:

 

SVP Group Treasurer

   

Title:

 

Managing Director

      CGG MARINE B.V.

Attest:

 

/s/ Yves Goulard

   

By:

 

/s/ Agathe Cottin

Name:

 

Yves Goulard

   

Name:

 

Agathe Cottin

Title:

 

SVP Group Treasurer

   

Title:

 

Managing Director

Pursuant to the requirements of the Trust Indenture Act of 1939, each of the Applicants below have duly caused this Application, to be signed on its behalf by the undersigned, thereunto duly authorized, and its seal to be hereunto affixed and attested, all in the City of Houston, and the State of Texas, on the 26th day of January 2018.

 

(SEAL)

    ALITHEIA RESOURCES INC.

Attest:

 

/s/ Chad Meintel

   

By:

 

/s/ Vince Thielen

Name:

 

Chad Meintel

   

Name:

 

Vince Thielen

Title:

 

Secretary

   

Title:

 

Treasurer

(SEAL)

    CGG HOLDING (U.S.) INC.

Attest:

 

/s/ Chad Meintel

   

By:

 

/s/ Vince Thielen

Name:

 

Chad Meintel

   

Name:

 

Vince Thielen

Title:

 

Secretary

   

Title:

 

Treasurer

 

15


(SEAL)

   

CGG LAND (U.S.) INC.

Attest:

 

/s/ Chad Meintel

   

By:

 

/s/ Vince Thielen

Name:

 

Chad Meintel

   

Name:

 

Vince Thielen

Title:

 

Secretary

   

Title:

 

Treasurer

(SEAL)

   

CGG SERVICES (U.S.) INC.

Attest:

 

/s/ Chad Meintel

   

By:

 

/s/ Vince Thielen

Name:

 

Chad Meintel

   

Name:

 

Vince Thielen

Title:

 

Secretary

   

Title:

 

Treasurer

(SEAL)

   

VIKING MARITIME INC.

Attest:

 

/s/ Chad Meintel

   

By:

 

/s/ Vince Thielen

Name:

 

Chad Meintel

   

Name:

 

Vince Thielen

Title:

 

Secretary

   

Title:

 

Treasurer

 

16