UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
STONE POINT CAPITAL LLC STONE POINT CAPITAL LLC 20 HORSENECK LANE GREENWICH, CT 06830-6327 |
 X |  |  |  |
TRIDENT V, L.P. 20 HORSENECK LANE GREENWICH, CT 06830 |
 X |  |  |  |
Trident V Parallel Fund, L.P. 20 HORSENECK LANE GREENWICH, CT 06830 |
 X |  |  |  |
Trident V Professionals Fund, L.P. 20 HORSENECK LANE GREENWICH, CT 06830 |
 X |  |  |  |
/s/ David J. Wermuth, Senior Principal | 11/06/2013 | |
**Signature of Reporting Person | Date | |
By: Trident Capital V, L.P., its sole general partner, By:DW Trident V, LLC, a general partner, By: /s/ David J. Wermuth, Member | 11/06/2013 | |
**Signature of Reporting Person | Date | |
By: Trident Capital V, L.P., its sole general partner, By:DW Trident V, LLC, a general partner, By: /s/ David J. Wermuth, Member | 11/06/2013 | |
**Signature of Reporting Person | Date | |
By:Stone Point GP Ltd., its sole general partner, By: /s/ David J. Wermuth, Secretary | 11/06/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Consists of: (1) 773,556 ordinary shares ("Shares") of Enstar Group Ltd. ("Enstar") held by Trident V, L.P., (b) 542,505 Shares held by Trident V Parallel Fund, L.P., and (c) 33,939 Shares held by Trident V Professionals Fund, L.P. Pursuant to certain management agreements, Stone Point Capital LLC ("Stone Point") and a subsidiary have received limited delegated authority in respect of, and may be deemed a beneficial owner of, the Shares held by Trident V, L.P. and Trident V Parallel Fund, L.P. As the manager of the general partner of Trident V Professionals Fund, L.P., Stone Point has limited authority in respect of, and may be deemed a beneficial owner of, the Shares held by Trident V Professionals Fund, L.P. Each of the reporting persons disclaims beneficial ownership of the Shares disclosed herein except to the extent of such person's pecuniary interest therein, if any. |
 Remarks: On November 6, 2013, James D. Carey, a senior principal of Stone Point Capital LLC, was appointed to the Board of Directors of Enstar. Mr. Carey is a member of the investment committee and owner of one of the four general partners of both of Trident Capital V, L.P. (the general partner of Trident V, L.P.) and Trident Capital V-PF (the general partner of Trident V Parallel Fund, L.P.).  Mr. Carey is a shareholder and director of Stone Point GP Ltd., which is the general partner of Trident V Professionals Fund, L.P. On the basis of the relationships between Mr. Carey and the reporting persons, the reporting persons may be deemed directors by deputization in respect of Enstar. |