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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Bartol John Kevin 2800 POST OAK BLVD SUITE 5450 HOUSTON, TX 77056 |
EVP, CFO and Treasurer |
/s/ Melanie M. Trent, Attorney-in-Fact | 12/02/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares were sold to the Company's employee benefit trust in payment of a tax liability due to the vesting of restricted shares and restricted share units awarded to the reporting person. Such awards vested on November 30, 2014 upon the reporting person's departure from the Company. |
(2) | Sales price is the average high/low share price on December 1, 2014. |
(3) | On November 30, 2014, in connection with the departure of the reporting person from the Company, the restrictions on all unvested restricted shares and restricted share units granted to the reporting person lapsed. |
Remarks: 25,905 share appreciation rights ("SARs") also vested as of the reporting person's departure date. The reporting person's SARs remain exercisable until the earlier of their original expiration dates and three years from departure. SARs may be settled in cash or shares at the Compensation Committee's discretion. |