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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (right to buy) | $ 27.26 | 04/01/2019 | M | 3,500 | (7) | 12/03/2019 | Common Stock | 3,500 | $ 0 | 0 | D | ||||
Employee Stock Options (right to buy) | $ 43.32 | 04/01/2019 | M | 4,000 | (7) | 12/07/2020 | Common Stock | 4,000 | $ 0 | 0 | D | ||||
Employee Stock Options (right to buy) | $ 43.73 | (7) | 11/28/2021 | Common Stock | 6,000 | 6,000 | D | ||||||||
Employee Stock Options (right to buy) | $ 61.59 | (7) | 11/28/2022 | Common Stock | 4,500 | 4,500 | D | ||||||||
Employee Stock Options (right to buy) | $ 71.75 | (7) | 11/25/2023 | Common Stock | 5,200 | 5,200 | D | ||||||||
Employee Stock Options (right to buy) | $ 79.66 | (7) | 11/24/2024 | Common Stock | 5,800 | 5,800 | D | ||||||||
Employee Stock Options (right to buy) | $ 70.91 | (8) | 11/23/2025 | Common Stock | 9,100 | 9,100 | D | ||||||||
Employee Stock Options (right to buy) | $ 107.65 | (9) | 11/21/2026 | Common Stock | 6,600 | 6,600 | D | ||||||||
Employee Stock Options (right to buy) | $ 127.67 | (10) | 11/20/2027 | Common Stock | 6,500 | 6,500 | D | ||||||||
Employee Stock Options (right to buy) | $ 124.9 | (11) | 11/26/2028 | Common Stock | 6,100 | 6,100 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DeVries James E 28601 CLEMENS ROAD WESTLAKE, OH 44145 |
Executive Vice President |
Gina A. Beredo | 04/02/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The total holdings include 207 shares accrued from dividend payments through participation in the Company's Dividend Reinvestment Plan |
(2) | Exercise of reporting person's stock options that would otherwise expire December 3, 2019, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. |
(3) | Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $134.675 to $134.83. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. |
(4) | Exercise of reporting person's stock options that would otherwise expire December 7, 2020, of which shares were sold to pay the exercise price, to cover withholding taxes, and to pay broker fees and commissions, pursuant to a broker-assisted cashless exercise and sale. |
(5) | Price reflected is the weighted-average sale price for shares sold. The shares were sold in multiple transactions, and the range of sale prices for the transactions reported was $134.50 to $134.87. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or any staff member of the Securities and Exchange Commission, upon request, information regarding the number of shares sold at each separate price. |
(6) | Represents the number of shares attributable to the reporting person's participation in the Company's Amended and Restated Non-Union Employee Stock Ownership Plan and Trust, exempt pursuant to Rule 16b-3(c). |
(7) | All such options have fully vested. |
(8) | The options vest in 4 equal annual installments beginning on November 23, 2016. |
(9) | The options vest in 4 equal annual installments beginning on November 21, 2017. |
(10) | The options vest in 4 equal annual installments beginning on November 20, 2018. |
(11) | The options vest in 4 equal annual installments beginning on November 26, 2019. |