Blueprint
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of June, 2016
UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F.....
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes ..... No .X..
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
UNILEVER PLC |
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/S/ T E LOVELL |
By T E LOVELL |
SECRETARY |
Date: 4 July 2016
EXHIBIT INDEX
EXHIBIT NUMBER |
EXHIBIT DESCRIPTION |
99 |
Notice to London Stock Exchange |
Exhibit 99
This Report on Form 6-K contains the following:
Exhibit 1:Stock Exchange announcement dated 2 June 2016 entitled ‘Director/PDMR shareholding’Exhibit 2:Stock Exchange announcement dated 9 June 2016 entitled ‘Director/PDMR shareholding’ |
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Exhibit 1:
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
Unilever PLC was notified on 2 June 2016 that on 1 June 2016 either dividend equivalents or dividends earned were reinvested as additional shares under the Unilever Global Share Incentive Plan 2007 (GSIP), the Unilever Management Co Investment Plan (MCIP), the Senior Executive Retirement Arrangement (SERA), the Unilever
North America 2002 Omnibus Equity Compensation Plan Global Share Incentive Program, the Management Co-Investment Program, the Before-Tax Share Bonus Program and restricted stock awards. These additional shares were based on the London Stock Exchange closing price of £31.775 or the New York Stock Exchange closing price of $45.89 (as appropriate) on 1 June 2016.
Unilever Global Share Incentive Plan 2007 (GSIP)
Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:
Mr D Blanchard (PDMR) - 145 Ordinary 3 1/9 pence shares
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Mr M Engel (PDMR) - 113 Ordinary 3 1/9 pence shares
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Mr K Havelock (PDMR) - 145 Ordinary 3 1/9 pence shares
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Mr K Kruythoff (PDMR) - 148 Ordinary 3 1/9 pence shares
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Ms L Nair (PDMR) - 78 Ordinary 3 1/9 pence shares
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Mr N Paranjpe (PDMR) - 188 Ordinary 3 1/9 pence shares
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Mr G Pitkethly (Director) - 216 Ordinary 3 1/9 pence shares
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Mr P G J M Polman (Director) - 1,071 Ordinary 3 1/9 pence shares
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Ms R Sotamaa (PDMR) - 256 Ordinary 3 1/9 pence shares
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Mr K C F Weed (PDMR) - 145 Ordinary 3 1/9 pence shares
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Mr J Zijderveld (PDMR) - 160 Ordinary 3 1/9 pence shares
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The above transactions were carried out in the UK.
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Unilever Management Co Investment Plan (MCIP)
Dividend equivalents earned on MCIP Match Shares were reinvested as additional MCIP Match Shares, which will be subject to the same performance conditions as the underlying MCIP Match Shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:
Mr D Blanchard (PDMR) - 95 Ordinary 3 1/9 pence shares
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Mr M Engel (PDMR) - 49 Ordinary 3 1/9 pence shares
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Mr K Havelock (PDMR) - 67 Ordinary 3 1/9 pence shares
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Mr K Kruythoff (PDMR) - 22 Ordinary 3 1/9 pence shares
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Ms L Nair (PDMR) - 39 Ordinary 3 1/9 pence shares
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Mr N Paranjpe (PDMR) - 35 Ordinary 3 1/9 pence shares
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Mr G Pitkethly (Director) - 85 Ordinary 3 1/9 pence shares
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Ms R Sotamaa (PDMR) - 70 Ordinary 3 1/9 pence shares
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Mr K C F Weed (PDMR) - 170 Ordinary 3 1/9 pence shares
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Mr J Zijderveld (PDMR) - 39 Ordinary 3 1/9 pence shares
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The above transactions were carried out in the UK.
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Unilever Management Co Investment Plan (MCIP)
Dividends earned on MCIP Investment Shares were as follows:
Mr D Blanchard (PDMR) - 83 Ordinary 3 1/9 pence shares
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Mr M Engel (PDMR) - 42 Ordinary 3 1/9 pence shares
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Mr K Havelock (PDMR) - 58 Ordinary 3 1/9 pence shares
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Ms L Nair (PDMR) - 34 Ordinary 3 1/9 pence shares
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Mr N Paranjpe (PDMR) - 30 Ordinary 3 1/9 pence shares
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Mr G Pitkethly (Director) - 75 Ordinary 3 1/9 pence shares
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Ms R Sotamaa (PDMR) - 61 Ordinary 3 1/9 pence shares
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The above transactions were carried out in the UK.
Reinvestment of dividend on beneficially owned shares
Dividends were earned on shares beneficially owned, and reinvested as follows:
Mr D Blanchard (PDMR) - 486 Ordinary 3 1/9 pence shares
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Mr M Engel (PDMR) - 138 Ordinary 3 1/9 pence shares
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Mr K Havelock (PDMR) - 359 Ordinary 3 1/9 pence shares
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Ms L Nair (PDMR) - 136 Ordinary 3 1/9 pence shares
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Mr N Paranjpe (PDMR) - 141 Ordinary 3 1/9 pence shares
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Mr G Pitkethly (Director) - 260 Ordinary 3 1/9 pence shares
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Mr P G J M Polman (Director) - 2,412 Ordinary 3 1/9 pence shares
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Ms R Sotamaa (PDMR) - 54 Ordinary 3 1/9 pence shares
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The above transactions were carried out in the UK.
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Senior Executive Retirement Arrangement (SERA)
Dividends earned were reinvested as additional shares under the Senior Executive Retirement Arrangement (SERA) and reinvested as follows:
Mr K Havelock (PDMR) - 262 Ordinary 3 1/9 pence shares
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Mr K C F Weed (PDMR) - 445 Ordinary 3 1/9 pence shares
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The above transactions were carried out in the UK
Unilever PLC Share Incentive Plan (ShareBuy)
Dividends earned on shares purchased under the Share Incentive Plan (ShareBuy), and reinvested as follows:
Mr G Pitkethly (PDMR) - 2 Ordinary 3 1/9 pence share at a price of 3178.6954p per share
The above transaction was carried out in the UK
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Unilever North America 2002 Omnibus Equity Compensation Plan
Dividend equivalents earned on North America 2002 Omnibus Equity Compensation Plan Global Share Incentive Program, Management Co-Investment Program and the Before Tax Share Bonus target shares were reinvested as additional North America 2002 Omnibus Equity
Compensation Plan shares. The dividend equivalents reinvested were as follows:
Global Share Incentive Program
Dividend equivalents earned on GSIP conditional target shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP target shares. The dividend equivalents reinvested were as follows:
Mr A Jope (PDMR) - 183 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
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Ms J A Sourry Knox (PDMR) - 106 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
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The above transactions were carried out in the USA.
Management Co-Investment Program
Dividend equivalents earned on MCIP conditional target shares were reinvested as additional MCIP conditional shares, which will be subject to the same performance conditions as the underlying MCIP target shares. Based on an MCIP Match of 100%, the dividend equivalents reinvested were as follows:
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Mr A Jope (PDMR) - 69 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
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Ms J A Sourry Knox (PDMR) - 39 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
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The above transactions were carried out in the USA
Reinvestment of dividend on beneficially owned shares:
Dividends were earned on shares beneficially owned, and reinvested as follows:
Mr A Jope (PDMR) - 41 American Depositary Receipts each representing 1 Ordinary 3 1/9 pence share
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The above transaction was carried out in the USA.
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This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).
Name of contact and telephone number for queries:
JULIAN THURSTON - +44(0)207 822 6707
Name of authorised official of issuer responsible for making notification:
TONIA LOVELL - GROUP SECRETARY
2 June 2016
Exhibit 2:
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
Unilever PLC was notified on 9 June 2016 of the following transaction which took place on 8 June 2016:
Mr G Pitkethly (Director) purchased 4 Unilever PLC Ordinary 3 1/9 pence shares at a price of 3229.4622p per share under the Unilever PLC Share Incentive Plan.
The above transaction was carried out in the UK
This announcement is made following notifications under Disclosure and Transparency rule 3.1.4(R)(1)(a).
Name of contact and telephone number for queries:
SAMANTHA HOOD - +44(0)207 822 5928
Name of authorised official of issuer responsible for making notification:
TONIA LOVELL - COMPANY SECRETARY
9 June 2016