FORM 5 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of |
OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response...0.5 |
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Check
this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
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(Print or Type Responses) |
1. Name and
Address of Reporting Person* Platten Peter M |
2. Issuer
Name and Ticker or Trading Symbol Marshall & Ilsley Corporation (MI) |
6. Relationship
of Reporting Person(s) to Issuer (Check all applicable) |
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X |
Director | 10% Owner | |||||||||||
Officer (give title below) | Other (specify below) | ||||||||||||
(Last) (First) (Middle) 770 North Water Street |
3. I.R.S.
Identification Number of Reporting Person, if an entity (voluntary) |
4. Statement for
Month/Day/Year 10-30-2002 |
7. Individual or Joint/Group Filing (Check Applicable Line) |
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5. If Amendment, Date of Original (Month/Day/Year) 02/13/01 |
X |
Form filed by One Reporting Person | |||||||||||
(Street) Milwaukee WI 53202 |
Form filed by More than One Reporting Person | ||||||||||||
(City) (State) (Zip) | Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of
Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed
Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr.8) |
4. Securities
Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount
of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code |
V |
Amount |
(A) or (D) |
Price |
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Common Stock | 12/15/00 | G | 550 | D | $0 | 90,480 |
D |
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Common Stock | 2,617 |
I |
Spouse | ||||||||||
Common Stock | 42,890 |
I |
Peter Platten Properties | ||||||||||
Common Stock | 2,826 |
I |
IRA Spouse | ||||||||||
Common Stock | 6/29/00 |
R |
94.186 |
A |
$0 |
I |
IRA Drip |
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Common Stock | 6/29/00 |
R |
102.567 |
A |
$0 |
I |
IRA Drip |
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Common Stock | 11/30/00 |
R |
96.226 |
A |
$0 |
I |
IRA Drip |
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Common Stock | 12/26/00 |
R |
107.391 |
A |
$0 |
18,612.405 |
I |
IRA Drip |
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Common Stock | 22,092 |
I |
401(K) Plan |
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Common Stock | 24,266 |
I |
Irrev. Trust |
FORM 5 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of |
OMB APPROVAL OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response...0.5 |
|||
Check
this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
|||||
(Print or Type Responses) |
1. Name and
Address of Reporting Person* Platten Peter M |
2. Issuer
Name and Ticker or Trading Symbol Marshall & Ilsley Corporation (MI) |
6. Relationship
of Reporting Person(s) to Issuer (Check all applicable) |
|||||||||||
X |
Director | 10% Owner | |||||||||||
Officer (give title below) | Other (specify below) | ||||||||||||
(Last) (First) (Middle) 770 North Water Street |
3. I.R.S.
Identification Number of Reporting Person, if an entity (voluntary) |
4. Statement for
Month/Day/Year 10-30-2002 |
7. Individual or Joint/Group Filing (Check Applicable Line) |
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5. If Amendment, Date of Original (Month/Day/Year) 02/13/01 |
X |
Form filed by One Reporting Person | |||||||||||
(Street) Milwaukee WI 53202 |
Form filed by More than One Reporting Person | ||||||||||||
(City) (State) (Zip) | Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
||||||||||||
1. Title of
Security (Instr. 3) |
2. Transaction Date (Month/Day/Year) |
2A. Deemed
Execution Date, if any (Month/Day/Year) |
3. Transaction Code (Instr.8) |
4. Securities
Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
5. Amount
of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) |
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) |
7. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code |
V |
Amount |
(A) or (D) |
Price |
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Common Stock | 64,639 |
I |
Family Trust | ||||||||||
Common Stock | 9,585 |
I |
IRA | ||||||||||
Common Stock | 1,140 |
I |
1998 Education Trust (Spouse) | ||||||||||
Common Stock | 685 |
I |
Education Trust |
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Common Stock | 375 |
I |
1999 Education Trust (spouse) | ||||||||||
Common Stock | 205 |
I |
2000 Education Trust (Spouse) |
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FORM 4 (continued) |
Table II ` Derivative Securities Acquired, Disposed of, or Beneficially Owned(e.g., puts, calls, warrants, options, convertible securities) |
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1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security |
3. Transaction Date (Month/Day/Year) |
3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr.8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) |
6. Date
Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction (s) (Instr. 4) |
10. Ownership Form of Derivative Securities: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code |
V |
(A) |
(D) |
Date |
Expiration |
Title |
Amount or |
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Stock Option |
$25.21875 |
06/30/00 |
G |
10,000 |
04/25/00 | 04/25/10 |
Common Stock |
10,000 |
$25.21875 |
5,000 |
D |
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Explanation of Responses: |
**Signature of Reporting Person
|
Date |
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By: Ryan E. Daniels,
Attorney-in-fact Platten, Peter M 770 North Water Street Milwaukee WI 53202 Marshall & Ilsley Corporation (MI) 10/30/2002 |
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Reminder: |
Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||||
* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). | |||||
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. | |||||
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||||||
Note: |
File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |