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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options (Right to buy) | $ 1.625 | 12/31/2000 | 12/31/2009 | Common Stock | 48,000 | 48,000 (4) | D | ||||||||
Stock Options (Right to buy) | $ 1.8282 | 09/11/1999 | 09/11/2008 | Common Stock | 48,000 | 48,000 (5) | D | ||||||||
Stock Options (Right to buy) | $ 2.4375 | 12/31/2001 | 12/31/2010 | Common Stock | 32,000 | 32,000 (6) | D | ||||||||
Stock Options (Right to buy) | $ 2.725 | 12/31/2002 | 12/31/2011 | Common Stock | 32,000 | 32,000 (7) | D | ||||||||
Stock Options (Right to buy) | $ 2.935 | 12/31/2003 | 12/31/2012 | Common Stock | 32,000 | 32,000 (8) | D | ||||||||
Stock Options (Right to buy) | $ 3.125 | 12/17/1998 | 12/17/2007 | Common Stock | 328,000 | 328,000 (9) | D | ||||||||
Stock Options (Right to buy) | $ 3.6875 | 12/11/1997 | 12/11/2006 | Common Stock | 100,000 | 100,000 (10) | D | ||||||||
Stock Options (Right to buy) | $ 6.195 | 12/31/2004 | 12/31/2013 | Common Stock | 32,000 | 32,000 (11) | D | ||||||||
Stock Options (Right to buy) | $ 12.45 | 12/09/2005 | 12/09/2011 | Common Stock | 6,880 | 6,880 (12) | D | ||||||||
Stock Options (Right to buy) | $ 35.94 | 12/13/2005 | A | 2,750 | 12/13/2006(13) | 12/13/2012 | Common Stock | 2,750 | (1) | 2,750 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SCHARLAU CHARLES E 2350 N. SAM HOUSTON PARKWAY EAST SUITE 300 HOUSTON, TX 77032 |
X |
Melissa D. McCarty, Attorney in Fact for Charles E. Scharlau | 12/13/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(8) | This option was previously reported as covering 8,000 shares at an exercise price of $11.74 per share, and has been adjusted as a result of a 2-for-1 stock split on May 20, 2005, and a 2-for-1 stock split on November 3, 2005. |
(2) | On May 20, 2005, and again on November 3, 2005, the common stock of Southwestern Energy Company split 2-for-1, resulting in the reporting person's acquisition of 355,962 additional shares of common stock. |
(7) | This option was previously reported as covering 8,000 shares at an exercise price of $10.90 per share, and has been adjusted as a result of a 2-for-1 stock split on May 20, 2005, and a 2-for-1 stock split on November 3, 2005. |
(4) | This option was previously reported as covering 12,000 shares at an exercise price of $6.50 per share, and has been adjusted as a result of a 2-for-1 stock split on May 20, 2005, and a 2-for-1 stock split on November 3, 2005. |
(6) | This option was previously reported as covering 8,000 shares at an exercise price of $9.75 per share, and has been adjusted as a result of a 2-for-1 stock split on May 20, 2005, and a 2-for-1 stock split on November 3, 2005. |
(11) | This option was previously reported as covering 8,000 shares at an exercise price of $24.78 per share, and has been adjusted as a result of a 2-for-1 stock split on May 20, 2005, and a 2-for-1 stock split on November 3, 2005. |
(1) | Restricted stock and options granted in consideration of services as a director. |
(13) | Option becomes exercisable in three equal annual installments beginning on the first anniversary of the grant date specified in Column 3 or immediately upon a change in control. |
(3) | On May 20, 2005, and again on November 3, 2005, the common stock of Southwestern Energy Company split 2-for-1, resulting in the reporting person's acquisition of 3,000 additional shares of common stock indirectly owned through the reporting person's spouse. |
(5) | This option was previously reported as covering 12,000 shares at an exercise price of $7.3125 per share, and has been adjusted as a result of a 2-for-1 stock split on May 20, 2005, and a 2-for-1 stock split on November 3, 2005. |
(10) | This option was previously reported as covering 25,000 shares at an exercise price of $14.75 per share, and has been adjusted as a result of a 2-for-1 stock split on May 20, 2005, and a 2-for-1 stock split on November 3, 2005. |
(9) | This option was previously reported as covering 82,000 shares at an exercise price of $12.50 per share, and has been adjusted as a result of a 2-for-1 stock split on May 20, 2005, and a 2-for-1 stock split on November 3, 2005. |
(12) | This option was previously reported as covering 1,720 shares at an exercise price of $49.80 per share, and has been adjusted as a result of a 2-for-1 stock split on May 20, 2005, and a 2-for-1 stock split on November 3, 2005. |