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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock | $ 0 | 04/08/2019 | M | 18,379 | (3) | (3) | Common Stock | 18,379 (4) | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kimmel Donna Nappen 851 WEST CYPRESS CREEK ROAD FORT LAUDERDALE, FL 33309 |
EVP & Chief People Officer |
/s/ Antonio G. Gomes, Attorney-in-Fact for Donna Nappen Kimmel | 04/10/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares of common stock were issued pursuant to an award of performance-based restricted stock units granted March 30, 2016, which vested based upon satisfaction of certain performance criteria for the three-year performance period ended March 30, 2019. |
(2) | Represents shares withheld to satisfy the tax obligations associated with the vesting of performance-based restricted stock units. |
(3) | Each performance-based restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. The performance-based units vested based on the Issuer's total shareholder return, determined at the three-year period ended on March 30, 2019. |
(4) | As a result of the Company's satisfaction of certain performance criteria for the three-year performance period ended March 30, 2019, the reporting person vested in 150.50% of the grant of 12,127 performance-based restricted stock units granted on March 30, 2019, as adjusted for dividends on the Issuer's common stock since that date. |