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OMB APPROVAL
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------ OMB Number: 3235-0287
FORM 4 Expires: December 31, 2001
------ Estimated average burden
hours per response .... 0.5
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
/ / Check this box if no
longer subject to Filed pursuant to Section 16(a) of the Securities
Section 16. Form 4 Exchange Act of 1934, Section 17(a) of the
or Form 5 obligations Public Utility Holding Company Act of 1935
may continue. See or Section 30(f) of the Investment Company
Instruction 1(b). Act of 1940
(Print or Type Responses)
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1. Name and Address of Reporting Person* 2. Issuer Name and Tickler or Trading Symbol 6. Relationship of Reporting Person(s)
Klein, Lawrence R. W.P. Carey & Co. LLC ("WPC") to Issuer (Check all applicable)
----------------------------------------------------------------------------------------- X Director 10% Owner
(Last) (First) (Middle) 3. I.R.S Identification 4. Statement for ---- ---
Number of Reporting Month/Year Officer (give Other (specify
1317 Medford Rd. Person, if an entity 3/2001 ---- title --- below)
--------------------------------------------- (voluntary) ----------------- below)
(Street) 5. If Amendment,
Date of
Original ------------------------
(Month/Year) 7. Individual or Joint/Group Filing
(Check Applicable Line)
X Form filed by One Reporting
---- Person
Form filed by More than One
---- Reporting Person
Wynnewood, PA 19096 507-05-2103
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(City) (State) (Zip) TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
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1. Title of Security 2. Transaction 3. Transaction 4. Securities Acquired (A) 5. Amount of Se- 6. Owner-
(Instr. 3) Date Code or Disposed of (D) curities Benefi- ship
(Instr. 8) (Instr. 3, 4 and 5) cially Owned at Form:
End of Month Direct
(Month/Day/ (Instr. 3 and 4) (D) or
Year) --------------------------------------- Indirect
Code V Amount (A) or Price (I)
(D) (Instr. 4)
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Class B Common Stock 3/19/2001 A 1 A -- 6,152 D
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TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
(E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES)
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1. Title of Derivative 2. Conver- 3. Trans- 4. Trans- 5. Number of 6. Date Exer- 7. Title and Amount 8. Price
Security sion or action action Derivative cisable and of Underlying of
(Instr. 3) Exercise Date Code Securities Ac- Expiration Securities Deriv-
Price of (Month/ (Instr. quired (A) or Date (Instr. 3 and 4) ative
Deriv- Day/ 8) Disposed of (D) (Month/Day/ Secur-
ative Year) (Instr. 3, 4, Year) ity
Security and 5) (Instr. 5)
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Date Expira- Amount or
-------------------------- Exer- tion Title Number of
Code V (A) (D) cisable Date Shares
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1. Title of Derivative 9. Number of 10. Ownership 11. Nature of
Security Derivative Form of Indirect
(Instr. 3) Securities Derivative Beneficial
Beneficially Security: Ownership
Owned at End Direct (D) (Instr. 4)
of Month or Indirect (I)
(Instr. 4) (Instr. 4)
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Explanation of Responses:
/s/ Lawrence R. Klein 4/9/2001
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**Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
http://www.sec.gov/divisions/corpfin/forms/4.htm
Last update: 11/05/1999