UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
 
SCHEDULE 13G
 
 
Under the Securities Exchange Act of 1934
(Amendment No. ________)*
 
APPLIED GENETIC TECHNOLOGIES CORPORATION

(Name of Issuer)
 
COMMON STOCK

(Title of Class of Securities)
 
03820J100
(CUSIP Number)

Adrian Kemp
AstraZeneca PLC
2 Kingdom Street, London W2 6BD
Telephone: +44 20 7604 8000

 (Name, Address and Telephone Number of Person
 
Authorized to Receive Notices and Communications)
 
12/31/2014

(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
¨  Rule 13d-1(b)
¨  Rule 13d-1(c)
ý  Rule 13d-1(d)

 
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
 
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 
 
CUSIP No. 03820J100
 
13G
 
Page 2 of 6 Pages
 
 
1.
 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
ASTRAZENECA PLC
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    ¨
3.
 
SEC USE ONLY
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
ENGLAND AND WALES
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5.
 
SOLE VOTING POWER
 
 
6.
 
SHARED VOTING POWER
 
1,114,092
7.
 
SOLE DISPOSITIVE POWER
 
8.
 
SHARED DISPOSITIVE POWER
 
1,114,092
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,114,092
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ¨
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.8%
12.
 
TYPE OF REPORTING PERSON (see instructions)
 
CO

 
 

 
 
CUSIP No. 03820J100
 
13G
 
Page 3 of 6 Pages
 
1.
 
NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
MEDIMMUNE VENTURES, INC.
EIN #  06-1641145
2.
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    ¨
3.
 
SEC USE ONLY
 
4.
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
DELAWARE
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5.
 
SOLE VOTING POWER
 
 
6.
 
SHARED VOTING POWER
 
1,114,092
7.
 
SOLE DISPOSITIVE POWER
 
8.
 
SHARED DISPOSITIVE POWER
 
1,114,092
9.
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
1,114,092
10.
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ¨
11.
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.8%
12.
 
TYPE OF REPORTING PERSON (see instructions)
 
CO
 
 
 

 
 
CUSIP No. 03820J100
 
13G
 
Page 4 of 6 Pages
 
Item 1.
 
 
(a)
Name of Issuer
Applied Genetic Technologies Corporation, a corporation organized under the laws of Delaware
     
 
(b)
Address of Issuer’s Principal Executive Offices
11801 Research Dr, Suite D
Alachua, FL 32615
 
     
 
Item 2.
 
 
(a),(c)
Name and Citizenship of Person Filing
AstraZeneca PLC, a corporation organized under the laws of England and Wales (the “Parent”)
 
MedImmune Ventures, Inc., a corporation organized under the laws of Delaware and an indirect wholly-owned subsidiary of the Parent (the “Purchaser”). Note: See Exhibit A.
     
 
(b)
Address of the Principal Office or, if none, residence
 
The address of the Parent is:
2 Kingdom Street
London, W2 6BD
 
The address of the Purchaser is:
One MedImmune Way
Gaithersburg, MD 20878
     
 
(d)
Title of Class of Securities
Common Stock, $0.001 par value per share
     
 
(e)
CUSIP Number
03820J100
     
 
Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
(a)
¨
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
 
(b)
¨
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
 
(c)
¨
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
 
(d)
¨
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
 
(e)
¨
An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
 
(f)
¨
An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
 
(g)
¨
A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
 
(h)
¨
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
 
(i)
¨
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
 
(j)
¨
Group, in accordance with §240.13d-1(b)(1)(ii)(J).
 
Item 4.  Ownership.
 
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.
 
         
 
(a)
 
Amount beneficially owned:  1,114,092
         
 
(b)
 
Percent of class:  6.8%
         
 
(c)
 
Number of shares as to which the person has:  
         
     
(i)
Sole power to vote or to direct the vote  
         
     
(ii)
Shared power to vote or to direct the vote 1,114,092.0.
         
     
(iii)
Sole power to dispose or to direct the disposition of  
         
     
(iv)
Shared power to dispose or to direct the disposition of 1,114,092.0
 
 
 

 
 
CUSIP No. 03820J100
 
13G
 
Page 5 of 6 Pages
 
Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).
 
Item 5.  Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following     ¨.
 
Instruction. Dissolution of a group requires a response to this item.
 
Item 6.  Ownership of More than Five Percent on Behalf of Another Person.
 
 NOT APPLICABLE
 
Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
 
 NOT APPLICABLE
 
Item 8.  Identification and Classification of Members of the Group.
 
 NOT APPLICABLE
 
Item 9.  Notice of Dissolution of Group.
 
NOT APPLICABLE 
 
Item 10.  Certification.
 
NOT APPLICABLE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Dated as of February 17, 2015
 
 
ASTRAZENECA PLC
 
         
         
 
By:
/s/ Adrian Kemp  
   
Name:
Adrian Kemp  
   
Title:
Company Secretary  

 
MEDIMMUNE VENTURES, INC.
 
         
         
 
By:
/s/ Samuel Wu  
   
Name:
Samuel Wu
 
   
Title:
Managing Director  
 
 
 
 

 
 
CUSIP No. 03820J100
 
13G
 
Page 6 of 6 Pages
 
Exhibit A
 
JOINT FILING AGREEMENT
 
In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, each of the persons named below agrees to the joint filing of a Statement on Schedule 13G (including amendments thereto) with respect to the common stock, $0.001 par value per share, of Applied Genetic Technologies Corporation, a Delaware corporation, and further agrees that this Joint Filing Agreement be included as an exhibit to such filings provided that, as contemplated by Section 13d-1(k)(1)(ii), no person shall be responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate.  This Joint Filing Agreement may be executed in any number of counterparts, all of which together shall constitute one and the same instrument.
 
Dated as of February 17, 2015
 
 
ASTRAZENECA PLC
 
         
         
 
By:
/s/ Adrian Kemp  
   
Name:
Adrian Kemp  
   
Title:
Company Secretary  

 
MEDIMMUNE VENTURES, INC.
 
         
         
 
By:
/s/ Samuel Wu  
   
Name:
Samuel Wu
 
   
Title:
Managing Director