CUSIP No. 03820J100
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13G
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Page 2 of 6 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
ASTRAZENECA PLC
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ¨
(b) ¨
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
ENGLAND AND WALES
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
1,114,092
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7.
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SOLE DISPOSITIVE POWER
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8.
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SHARED DISPOSITIVE POWER
1,114,092
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,114,092
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ¨
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.8%
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12.
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TYPE OF REPORTING PERSON (see instructions)
CO
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CUSIP No. 03820J100
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13G
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Page 3 of 6 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
MEDIMMUNE VENTURES, INC.
EIN # 06-1641145
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a) ¨
(b) ¨
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH |
5.
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SOLE VOTING POWER
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6.
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SHARED VOTING POWER
1,114,092
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||
7.
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SOLE DISPOSITIVE POWER
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||
8.
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SHARED DISPOSITIVE POWER
1,114,092
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,114,092
|
|
10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions) ¨
|
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
6.8%
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12.
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TYPE OF REPORTING PERSON (see instructions)
CO
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CUSIP No. 03820J100
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13G
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Page 4 of 6 Pages
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(a)
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Name of Issuer
Applied Genetic Technologies Corporation, a corporation organized under the laws of Delaware
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(b)
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Address of Issuer’s Principal Executive Offices
11801 Research Dr, Suite D
Alachua, FL 32615
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(a),(c)
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Name and Citizenship of Person Filing
AstraZeneca PLC, a corporation organized under the laws of England and Wales (the “Parent”)
MedImmune Ventures, Inc., a corporation organized under the laws of Delaware and an indirect wholly-owned subsidiary of the Parent (the “Purchaser”). Note: See Exhibit A.
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(b)
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Address of the Principal Office or, if none, residence
The address of the Parent is:
2 Kingdom Street
London, W2 6BD
The address of the Purchaser is:
One MedImmune Way
Gaithersburg, MD 20878
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(d)
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Title of Class of Securities
Common Stock, $0.001 par value per share
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(e)
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CUSIP Number
03820J100
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(a)
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¨
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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¨
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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¨
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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¨
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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¨
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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¨
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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¨
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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¨
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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¨
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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¨
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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(a)
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Amount beneficially owned: 1,114,092
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(b)
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Percent of class: 6.8%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote
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(ii)
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Shared power to vote or to direct the vote 1,114,092.0.
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(iii)
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Sole power to dispose or to direct the disposition of
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(iv)
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Shared power to dispose or to direct the disposition of 1,114,092.0
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CUSIP No. 03820J100
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13G
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Page 5 of 6 Pages
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ASTRAZENECA PLC
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By:
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/s/ Adrian Kemp | |||
Name:
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Adrian Kemp | |||
Title:
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Company Secretary |
MEDIMMUNE VENTURES, INC.
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By:
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/s/ Samuel Wu | |||
Name:
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Samuel Wu
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Title:
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Managing Director |
CUSIP No. 03820J100
|
13G
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Page 6 of 6 Pages
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ASTRAZENECA PLC
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By:
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/s/ Adrian Kemp | |||
Name:
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Adrian Kemp | |||
Title:
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Company Secretary |
MEDIMMUNE VENTURES, INC.
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||||
By:
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/s/ Samuel Wu | |||
Name:
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Samuel Wu
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|||
Title:
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Managing Director |