UNITED STATES
SECURITIES AND
EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to
Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 11, 2010
NuPathe Inc.
(Exact name of registrant as specified in its charter)
| Delaware | 001-34836 | 20-2218246 | ||
| (State or other Jurisdiction of Incorporation) | (Commission File Number) | (IRS Employer Identification No.) |
| 227 Washington
Street Suite 200 Conshohocken, Pennsylvania |
19428 | |
| (Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: (484) 567-0130
| Not
Applicable |
| (Former name or former address if changed since last report.) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting material pursuant
to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule
14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule
13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02 Results of Operations and Financial Condition.
On November 11, 2010, NuPathe Inc. issued a press release announcing its financial results for the quarter ended September 30, 2010. A copy of the press release is attached as Exhibit 99.1 to this Form 8-K.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits.
|
Exhibit No.
|
Description of Exhibit | |
|
|
||
|
99.1
|
Press release issued by NuPathe Inc. on November 11, 2010 |
* * * * *
This Form 8-K and Exhibit 99.1 are being “furnished” to the Securities and Exchange Commission (SEC) under Item 2.02 and Item 9.01 of Form 8-K and shall not be deemed to be “filed” with the SEC. Neither this Form 8-K, nor Exhibit 99.1, shall be incorporated by reference into any filings of NuPathe Inc. under the Securities Act of 1933 or the Securities Exchange Act of 1934, whether made before or after the date of this Form 8-K, regardless of any general incorporation language in the filing, unless explicitly incorporated by specific reference into such filing.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| NUPATHE INC. |
||||
| By: | /s/ Keith A. Goldan | |||
| Keith A. Goldan | ||||
| Chief Financial Officer | ||||
EXHIBIT INDEX
|
|
||
|
Exhibit No.
|
Description of Exhibit | |
|
|
||
|
99.1
|
Press release issued by NuPathe Inc. on November 11, 2010 |