1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
2012 RSU Award
|
01/15/2013 |
01/15/2016 |
Common Stock
|
1,267
(1)
|
$
0
|
D
|
Â
|
2013 MSU Award
|
02/27/2014 |
03/01/2017 |
Common Stock
|
2,663
(2)
|
$
0
|
D
|
Â
|
2013 PU Award
|
02/28/2016 |
02/28/2016 |
Common Stock
|
6,498
(3)
|
$
0
|
D
|
Â
|
2014 MSU Award
|
02/26/2015 |
02/27/2018 |
Common Stock
|
4,565
(2)
|
$
0
|
D
|
Â
|
2014 PU Award
|
02/27/2017 |
02/27/2017 |
Common Stock
|
6,360
(4)
|
$
0
|
D
|
Â
|
2015 MSU Award
|
02/26/2016 |
02/26/2019 |
Common Stock
|
6,958
(2)
|
$
0
|
D
|
Â
|
2015 PU Award
|
02/26/2018 |
02/26/2018 |
Common Stock
|
6,461
(5)
|
$
0
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/01/2009 |
12/01/2015 |
Common Stock
|
12,951
(6)
|
$
59.47
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
12/07/2010 |
12/07/2016 |
Common Stock
|
12,317
(6)
|
$
67.8
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/28/2012 |
02/28/2018 |
Common Stock
|
15,189
(6)
|
$
52.12
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
02/23/2013 |
02/23/2022 |
Common Stock
|
5,100
(6)
|
$
30.5
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The restricted stock units vest in four cumulative installments of 25% each year beginning on January 15, 2013. Each restricted stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock. |
(2) |
Market leveraged stock units vest 25% over one-, two-, three- and four-year performance periods using a conversion formula under which the number of shares earned is adjusted at each vesting date based on the percentage change in the Company's stock price plus dividend equivalents accrued during the vesting period. Each marked leveraged stock unit represents a contingent right to receive one share of Avery Dennison Corporation common stock, plus dividend equivalents. |
(3) |
Performance units vest, if at all, at the end of fiscal year 2015, provided certain Company performance objectives are met as determined in February 2016. Each performance unit represents a contingent right to receive one share of Avery Dennison Corporation common stock. |
(4) |
Performance units vest, if at all, at the end of fiscal year 2016, provided certain Company performance objectives are met as determined in February 2017. Each performance unit represents a contingent right to receive one share of Avery Dennison Corporation common stock. |
(5) |
Performance units vest, if at all, at the end of fiscal year 2017, provided certain Company performance objectives are met as determined in February 2018. Each performance unit represents a contingent right to receive one share of Avery Dennison Corporation common stock. |
(6) |
The stock options vest 100% on the four-year anniversary of the grant date. |