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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (Right to Buy) | $ 59.58 | 11/15/2017 | M | 7,700 | (6) | 02/03/2024 | Common Stock | 7,700 | $ 0 | 0 | D | ||||
Employee Stock Options (Right to Buy) | $ 82.28 | 11/15/2017 | M | 5,000 | (7) | 02/02/2025 | Common Stock | 5,000 | $ 0 | 2,500 | D | ||||
Employee Stock Options (Right to Buy) | $ 99.96 | 11/15/2017 | M | 3,559 | (8) | 02/01/2026 | Common Stock | 3,559 | $ 0 | 7,119 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kokke Jorgen 5 WESTBROOK CORPORATE CENTER WESTCHESTER, IL 60154 |
Sr VP & Pres, Asia-Pac & EMEA |
Christine M. Castellano, Attorney-in-Fact | 11/17/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.322 to $133.3059, inclusive. The reporting person undertakes to provide Ingredion Incorporated, any security holder of Ingredion Incorporated or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the immediately preceding sentence. |
(2) | The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.34 to $133.74, inclusive. The reporting person undertakes to provide Ingredion Incorporated, any security holder of Ingredion Incorporated or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the immediately preceding sentence. |
(3) | Includes 300 shares held in joint tenancy with the reporting person's spouse, Anna M. Kokke-Radelaar. |
(4) | Includes restricted stock units ("RSUs") acquired through deemed dividend reinvestment. RSUs acquired through deemed dividend reinvestment vest on the dates when the RSUs with respect to which they are deemed dividends vest. |
(5) | These 300 shares were previously held in joint tenancy with the reporting person's spouse, Anna M. Kokke-Radelaar. |
(6) | These options vested in equal annual installments on February 4, 2015, 2016 and 2017. |
(7) | Two thirds of these options became exercisable in equal annual installments on February 3, 2016 and 2017, and the remaining one third of these options will become exercisable on February 3, 2018. |
(8) | One third of these options became exercisable on February 2, 2017, and the remaining two thirds of these options will become exercisable in equal annual installments on February 2, 2018 and 2019. |