UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Subordinated units (limited partner interests) | Â (2) | Â (2) | Common units (limited partner interests) | 46,811,398 | $ (2) | I | By its subsidiary (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TRANSCANADA CORP 450 - 1ST STREET S.W. CALGARY ALBERTA, A0 T2P 5H1 |
 X |  X |  |  |
TransCanada PipeLine USA Ltd. 700 LOUISIANA STREET SUITE 700 HOUSTON, TX 77002 |
 X |  X |  |  |
TRANSCANADA PIPELINES LTD 450 -1ST STREET SW P O BOX 1000 STATION M CALGARY ALBERTA, A0 T2P 5H1 |
 X |  X |  |  |
/s/Christine R. Johnston, Corporate Secretary of TransCanada Corp | 02/22/2017 | |
**Signature of Reporting Person | Date | |
/s/Christine R. Johnston, Corporate Secretary of TransCanada Pipelines Ltd. | 02/22/2017 | |
**Signature of Reporting Person | Date | |
/s/Jon A. Dobson, Corporate Secretary of TransCanada PipeLine USA Ltd. | 02/22/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 is being filed jointly by TransCanada PipeLine USA Ltd. ("TransCanada USA"), TransCanada PipeLines Limited ("TPL") and TransCanada Corporation ("TransCanada"). The subordinated units are owned directly by Columbia Energy Group, a wholly owned subsidiary of Columbia Pipeline Group, Inc. ("CPG"). TransCanada USA wholly owns CPG; TPL wholly owns TransCanada USA; TransCanada wholly owns TPL. CPG became a wholly owned subsidiary of TransCanada USA through a merger between CPG and a wholly owned subsidiary of TransCanada USA that became effective on July 1, 2016, as described in CPG's Current Report on Form 8-K dated July 1, 2016. |
(2) | Each subordinated unit will convert into one common unit at the end of the subordination period described in the Registration Statement on Form S-1 (File No. 333-198990) of Columbia Pipeline Partners LP ("CPPL"). The subordinated units have no expiration date. |
 Remarks: CPG has the right to appoint all of the directors of the Board of Directors of CPP GP LLC, the general partner of CPPL. Therefore, each reporting owner of this Form 3 may be deemed a director by deputization. |