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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 05/03/2013 | A | 100,000 | (2) | (2) | Common Stock | 100,000 | $ 0 | 100,000 | D | ||||
Restricted Stock Units | (1) | 06/30/2014 | A | 30 | (3) | (3) | Common Stock | 30 | $ 0 | 100,030 | D | ||||
Restricted Stock Units | (1) | 09/30/2014 | A | 37 | (3) | (3) | Common Stock | 37 | $ 0 | 100,067 | D | ||||
Restricted Stock Units | (1) | 12/31/2014 | A | 43 | (3) | (3) | Common Stock | 43 | $ 0 | 100,110 | D | ||||
Restricted Stock Units | (1) | 03/31/2015 | A | 58 | (3) | (3) | Common Stock | 58 | $ 0 | 100,168 | D | ||||
Restricted Stock Units | (1) | 06/30/2015 | A | 139 | (3) | (3) | Common Stock | 139 | $ 0 | 100,307 | D | ||||
Restricted Stock Units | (1) | 09/30/2015 | A | 154 | (3) | (3) | Common Stock | 154 | $ 0 | 100,461 | D | ||||
Resticted Stock Units | (1) | 12/31/2015 | A | 126 | (3) | (3) | Common Stock | 126 | $ 0 | 100,587 | D | ||||
Resticted Stock Units | (1) | 03/31/2016 | A | 114 | (3) | (3) | Common Stock | 114 | $ 0 | 100,701 | D | ||||
Resticted Stock Units | (1) | 06/30/2016 | A | 220 | (3) | (3) | Common Stock | 220 | $ 0 | 100,921 | D | ||||
Resticted Stock Units | (1) | 09/30/2016 | A | 203 | (3) | (3) | Common Stock | 203 | $ 0 | 101,124 | D | ||||
Resticted Stock Units | (1) | 12/31/2016 | A | 184 | (3) | (3) | Common Stock | 184 | $ 0 | 101,308 | D | ||||
Resticted Stock Units | (1) | 03/31/2017 | A | 181 | (3) | (3) | Common Stock | 181 | $ 0 | 101,489 | D | ||||
Resticted Stock Units | (1) | 06/30/2017 | A | 224 | (3) | (3) | Common Stock | 224 | $ 0 | 101,713 | D | ||||
Resticted Stock Units | (1) | 09/29/2017 | A | 190 | (3) | (3) | Common Stock | 190 | $ 0 | 101,903 | D | ||||
Resticted Stock Units | (1) | 12/29/2017 | A | 225 | (3) | (3) | Common Stock | 225 | $ 0 | 102,128 | D | ||||
Resticted Stock Units | (1) | 03/29/2018 | A | 245 | (3) | (3) | Common Stock | 245 | $ 0 | 102,373 | D | ||||
Resticted Stock Units | (1) | 06/29/2018 | A | 226 | (3) | (3) | Common Stock | 226 | $ 0 | 102,599 | D | ||||
Resticted Stock Units | (1) | 09/28/2019 | A | 248 | (3) | (3) | Common Stock | 248 | $ 0 | 102,847 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOERBEEK PETER J C/O PRIMORIS SERVICES CORPORATION 2300 NORTH FIELD STREET, SUITE 1900 DALLAS, TX 75201 |
Former Exec. VP, CFO |
/s/ Kenneth M. Dodgen | 04/03/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents a contingent right to receive one share of PRIM common stock or the cash value thereof on the date of settlement, in the Company's discretion. |
(2) | The restricted stock units vest in four equal installments, on May 10, 2014, April 30, 2015, April 30, 2016, and April 30, 2017. Vested restricted stock units will be settled in stock or cash on the earlier of (i) six months following the reporting person's termination of employment; (ii) the date of the reporting person's death or the date the reporting person becomes disabled; (iii) the date of a change in control of the Company; or (iv) April 30, 2022. |
(3) | Represents dividend equivalent units on vested restricted stock units. Vested restricted stock units will be settled in stock or cash on the earlier of (i) six months following the reporting person's termination of employment; (ii) the date of the reporting person's death or the date the reporting person becomes disabled; (iii) the date of a change in control of the Company; or (iv) April 30, 2022. |