UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
RSUs (2) | Â (3) | Â (3) | Common Stock | 5,065 | $ 0 | D | Â |
RSUs (2) | Â (4) | Â (4) | Common Stock | 1,983 | $ 0 | D | Â |
RSUs (2) | Â (5) | Â (5) | Common Stock | 7,048 | $ 0 | D | Â |
RSUs (2) | Â (6) | Â (6) | Common Stock | 1,158 | $ 0 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
McClintock Paul 7475 LUSK BLVD. SAN DIEGO, CA 92121 |
 |  |  President, U.S. Commercial |  |
/s/ Nathaniel B. Sisitsky, Attorney-in-Fact for Paul McClintock | 01/09/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares directly held by the Reporting Person. The Reporting Person also holds conditional rights to receive shares pursuant to Company equity awards as disclosed on this Form 3. |
(2) | Each Restricted Stock Unit ("RSU") represents the right to receive one share of the Issuer's common stock upon vesting. |
(3) | This RSU award was granted to the Reporting Person on April 1, 2016. In accordance with the terms of the RSU award, the award will vest as to 5,065 shares on April 1, 2019. |
(4) | This RSU award was granted to the Reporting Person on March 1, 2017. In accordance with the terms of the RSU award, the award will vest as to 1,983 shares on March 1, 2020. |
(5) | This RSU award was granted to the Reporting Person on April 30, 2018. In accordance with the terms of the RSU award, the award will vest as to 7,048 shares on April 30, 2021. |
(6) | This RSU award was granted to the Reporting Person on August 1, 2018. In accordance with the terms of the RSU award, the award will vest as to 1,158 shares on August 1, 2020. |