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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NAPOLITANO JASON A 3760 ROCKY MOUNTAIN AVENUE LOVELAND, CO 80538 |
COO, Chief Strategist and Sec. |
/s/ Jason A. Napolitano | 01/29/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 plan adopted by the reporting person on December 3, 2018. |
(2) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $94.485 and with 100 shares sold at a price of $94.68. |
(3) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.14 and with 50 shares sold at a price of $95.20. |
(4) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 110 shares sold at a price of $95.24 and with 50 shares sold at a price of $95.25. |
(5) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 65 shares sold at a price of $95.26 and with 2 shares sold at a price of $95.28. |
(6) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 5 shares sold at a price of $95.29 and with 2 shares sold at a price of $95.30. |
(7) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 5 shares sold at a price of $95.31 and with 100 shares sold at a price of $95.32. |
(8) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.33 and with 2 shares sold at a price of $95.34. |
(9) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 105 shares sold at a price of $95.35 and with 5 shares sold at a price of $95.36. |
(10) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 2 shares sold at a price of $95.37 and with 5 shares sold at a price of $95.38. |
(11) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.395 and with 1 share sold at a price of $95.40. |
(12) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 1 share sold at a price of $95.41 and with 50 shares sold at a price of $95.43. |
(13) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 932 shares sold at a price of $95.45 and with 92 shares sold at a price of $95.47. |
(14) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.48 and with 100 shares sold at a price of $95.49. |
(15) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.495 and with 408 shares sold at a price of $95.50. |
(16) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 190 shares sold at a price of $95.51 and with 50 shares sold at a price of $95.53. |
(17) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.55 and with 100 shares sold at a price of $95.56. |
(18) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.575 and with 100 shares sold at a price of $95.58. |
(19) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.60 and with 100 shares sold at a price of $95.605. |
(20) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 200 shares sold at a price of $95.625 and with 168 shares sold at a price of $95.64. |
(21) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.65 and with 200 shares sold at a price of $95.655. |
(22) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.66 and with 100 shares sold at a price of $95.68. |
(23) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.69 and with 100 shares sold at a price of $95.70. |
(24) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.71 and with 100 shares sold at a price of $95.735. |
(25) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 603 shares sold at a price of $95.74 and with 1000 shares sold at a price of $95.745. |
(26) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 397 shares sold at a price of $95.75 and with 100 shares sold at a price of $95.83. |
(27) | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions with 100 shares sold at a price of $95.85 and with 100 shares sold at a price of $95.91. |
(28) | Includes one share jointly owned with Robert Grieve. |
(29) | Mr. Napolitano disclaims beneficial ownership of all securities of the Issuer owned by his wife. |