|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 44.81 | (3) | 08/20/2019 | Class A Common | 75,000 | 75,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 44.77 | (4) | 05/27/2019 | Class A Common | 55,200 | 55,200 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 50.29 | (4) | 08/15/2017 | Class A Common | 150,000 | 150,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 59.13 | (4) | 06/14/2017 | Class A Common | 50,000 | 50,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 50.25 | (4) | 03/18/2015 | Class A Common | 100,000 | 100,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 51.9 | (5) | 07/30/2014 | Class A Common | 16,000 | 16,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 44.1 | (5) | 07/21/2013 | Class A Common | 12,000 | 12,000 | D | ||||||||
Employee Stock Option (Right to Buy) | $ 37.57 | (5) | 07/23/2012 | Class A Common | 6,800 | 6,800 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Blodgett Thomas W 3748 HORSEMINT TRAIL LEXINGTON, KY 40509 |
Executive Vice President |
/s/ Thomas W. Blodgett | 02/08/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Adjusted for changes in value of units held in Plan. |
(2) | This disposition involved a gift to an unrelated third party and reporting person received no consideration from the recipient for the gift. |
(3) | These options vest and become exercisable as follows: on each anniversary date of the grant, commencing with the first such anniversary date and continuing on each such anniversary thereafter through and including the fifth anniversary of the date of the grant, 20% of such options shall vest and become exercisable. The date of grant is 10 years prior to the stated expiration date. |
(4) | Originally, these options vested and became exercisable as follows: on each anniversary date of the grant, commencing with the first such anniversary date and continuing on each such anniversary thereafter through and including the fifth anniversary dates of the grant, 20% of such options will vest and become exercisable. Pursuant to the Agreement and Plan of Merger, dated as of September 27, 2009, as amended by Amendment No. 1 to the Agreement and Plan of Merger dated as of December 13, 2009, among Xerox Corporation ("Xerox"), Boulder Acquisition Corp., a Delaware corporation and a direct wholly owned subsidiary of Xerox, and Affiliated Computer Services, Inc., the vesting of stock options is accelerated so that all stock option grants granted prior to August 20, 2009 are 100% vested. The date of grant is 10 years prior to the stated expiration date. |
(5) | These options are fully vested and exercisable. |