UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MYERS J MICHAEL 710 N. POST OAK ROAD SUITE 550 HOUSTON, TX 77024 |
 X |  X |  CEO, Interim CFO & President |  |
K&M LLC 710 N. POST OAK ROAD SUITE 550 HOUSTON, TX 77024 |
 |  X |  |  |
/s/ J. Michael Myers | 01/10/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Effective January 4, 2014, Mr. Myers was appointed as Chief Executive Officer, interim Chief Financial Officer, interim President and as Chairman of the Registrant. |
(2) | This Form 3 is filed jointly by Mr. Myers and K&M LLC. |
(3) | Securities owned directly by K&M LLC are owned indirectly by Mr. Myers by virtue of him being the Chief Executive Officer and control person of K&M LLC. |