gamnpx6302014.htm - Generated by SEC Publisher for SEC Filing

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-41

General American Investors Company, Inc.
(Exact name of registrant as specified in charter)

100 Park Avenue
New York, NY 10017
(Address of principal executive offices) (Zip code)

Eugene S. Stark
Vice-President, Administration
General American Investors Company, Inc.
100 Park Avenue
New York, NY 10017
(Name and address of agent for service)

Registrant’s telephone number, including area code: 212-916-8400

Date of fiscal year end: December 31

Date of reporting period: July 1, 2013 — June 30, 2014

Form N-PX is to be used by a registered management investment company, other than a small business
investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the
Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of
1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided
on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.

A registrant is required to disclose the information specified by Form N-PX, and the Commission will
make this information public. A registrant is not required to respond to the collection of information
contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget
(“OMB”) control number. Please direct comments concerning the accuracy of the information collection
burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange
Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of
information under the clearance requirements of 44 U.S.C. § 3507.


Proxy Voting Record

Meeting Date Range: 01-Jul-2013 To 30-Jun-2014    
All Accounts          
SANDRIDGE ENERGY, INC.          
Security: 80007P307   Meeting Type: Annual
Ticker: SD     Meeting Date: 01-Jul-2013
ISIN US80007P3073   Vote Deadline Date: 28-Jun-2013
Agenda 933836124   Management Total Ballot Shares: 700000
Last Vote Date: 30-May-2013        

 

Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors For None        
  1 JIM J. BREWER     700000 0 0 0
  2 WILLIAM A. GILLILAND     700000 0 0 0
  3 JEFFREY S. SEROTA     700000 0 0 0
2 Ratify Appointment of Independent Auditors For None 700000 0 0 0

 

Page 1 of 65

 

VODAFONE GROUP PLC          
Security: 92857W209   Meeting Type: Annual
Ticker: VOD     Meeting Date: 23-Jul-2013
ISIN US92857W2098   Vote Deadline Date: 12-Jul-2013
Agenda 933848179   Management Total Ballot Shares: 523100
Last Vote Date: 13-Jun-2013        

 

Item Proposal Recommendation Default Vote For Against Abstain Take No Action
1 Adopt Accounts for Past Year For None 523100 0 0 0
2 Election of Directors (Full Slate) For None 523100 0 0 0
3 Election of Directors (Full Slate) For None 523100 0 0 0
4 Election of Directors (Full Slate) For None 523100 0 0 0
5 Election of Directors (Full Slate) For None 523100 0 0 0
6 Election of Directors (Full Slate) For None 523100 0 0 0
7 Election of Directors (Full Slate) For None 523100 0 0 0
8 Election of Directors (Full Slate) For None 523100 0 0 0
9 Election of Directors (Full Slate) For None 523100 0 0 0
10 Election of Directors (Full Slate) For None 523100 0 0 0
11 Election of Directors (Full Slate) For None 523100 0 0 0
12 Election of Directors (Full Slate) For None 523100 0 0 0
13 Election of Directors (Full Slate) For None 523100 0 0 0
14 Election of Directors (Full Slate) For None 523100 0 0 0
15 Approve Allocation of Dividends on Shares Held For None 523100 0 0 0
  By Company            
16 Approve Remuneration of Directors and Auditors For None 523100 0 0 0
17 Ratify Appointment of Independent Auditors For None 523100 0 0 0
18 Approve Remuneration of Directors and Auditors For None 523100 0 0 0
19 Stock Repurchase Plan For None 523100 0 0 0
20 Eliminate Pre-Emptive Rights For None 0 523100 0 0
21 Stock Repurchase Plan For None 523100 0 0 0

 

Page 2 of 65

 

Item Proposal Recommendation Default Vote For Against Abstain Take No Action
22 Miscellaneous Corporate Actions For None 0 523100 0 0
23 Miscellaneous Corporate Actions For None 0 523100 0 0

 

Page 3 of 65

 

DIAGEO PLC                    
Security:   25243Q205     Meeting Type:   Annual    
Ticker:   DEO       Meeting Date:   19-Sep-2013    
ISIN   US25243Q2057     Vote Deadline Date: 11-Sep-2013    
Agenda   933869084   Management   Total Ballot Shares: 262400    
Last Vote Date: 26-Aug-2013                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Receive Consolidated Financial Statements None For 262400 0 0 0
2 Approve Remuneration of Directors and Auditors None For 262400 0 0 0
3 Approve Allocation of Dividends on Shares Held None For 262400 0 0 0
  By Company                  
4 Election of Directors (Majority Voting)     None For 262400 0 0 0
5 Election of Directors (Majority Voting)     None For 262400 0 0 0
6 Election of Directors (Majority Voting)     None For 262400 0 0 0
7 Election of Directors (Majority Voting)     None For 262400 0 0 0
8 Election of Directors (Majority Voting)     None For 262400 0 0 0
9 Election of Directors (Majority Voting)     None For 262400 0 0 0
10 Election of Directors (Majority Voting)     None For 262400 0 0 0
11 Election of Directors (Majority Voting)     None For 262400 0 0 0
12 Election of Directors (Majority Voting)     None For 262400 0 0 0
13 Ratify Appointment of Independent Auditors None For 262400 0 0 0
14 Approve Remuneration of Directors and Auditors None For 262400 0 0 0
15 Allot Securities     None For 262400 0 0 0
16 Eliminate Pre-Emptive Rights     None For 262400 0 0 0
17 Stock Repurchase Plan     None For 262400 0 0 0
18 Miscellaneous Corporate Actions     None For 262400 0 0 0
19 Miscellaneous Corporate Actions     None For 262400 0 0 0

 

Page 4 of 65

 

TOWERS WATSON & CO              
Security:   891894107     Meeting Type:   Annual    
Ticker:   TW     Meeting Date:   15-Nov-2013    
ISIN   US8918941076     Vote Deadline Date: 14-Nov-2013    
Agenda   933883111 Management   Total Ballot Shares: 263998    
Last Vote Date: 07-Oct-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 263998 0 0 0
2 Election of Directors (Majority Voting)   For None 263998 0 0 0
3 Election of Directors (Majority Voting)   For None 263998 0 0 0
4 Election of Directors (Majority Voting)   For None 263998 0 0 0
5 Election of Directors (Majority Voting)   For None 263998 0 0 0
6 Election of Directors (Majority Voting)   For None 263998 0 0 0
7 Election of Directors (Majority Voting)   For None 263998 0 0 0
8 Election of Directors (Majority Voting)   For None 263998 0 0 0
9 Ratify Appointment of Independent Auditors For None 263998 0 0 0
10 14A Executive Compensation   For None 263998 0 0 0

 

Page 5 of 65

 

 
CISCO SYSTEMS, INC.                  
Security:   17275 R102     Meeting Type:   Annual    
Ticker:   CSCO       Meeting Date:   19-Nov-2013    
ISIN   US17275 R1023     Vote Deadline Date: 18-Nov-2013    
Agenda   933882157   Management   Total Ballot Shares: 820000    
Last Vote Date: 07-Oct-2013                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 820000 0 0 0
2 Election of Directors (Majority Voting)     For None 820000 0 0 0
3 Election of Directors (Majority Voting)     For None 820000 0 0 0
4 Election of Directors (Majority Voting)     For None 820000 0 0 0
5 Election of Directors (Majority Voting)     For None 820000 0 0 0
6 Election of Directors (Majority Voting)     For None 820000 0 0 0
7 Election of Directors (Majority Voting)     For None 820000 0 0 0
8 Election of Directors (Majority Voting)     For None 820000 0 0 0
9 Election of Directors (Majority Voting)     For None 820000 0 0 0
10 Election of Directors (Majority Voting)     For None 820000 0 0 0
11 Election of Directors (Majority Voting)     For None 820000 0 0 0
12 Election of Directors (Majority Voting)     For None 820000 0 0 0
13 Amend Stock Compensation Plan     For None 820000 0 0 0
14 14A Executive Compensation     For None 820000 0 0 0
15 Ratify Appointment of Independent Auditors For None 820000 0 0 0
16 S/H Proposal - Corporate Governance     Against None 0 820000 0 0

 

Page 6 of 65

 

MICROSOFT CORPORATION              
Security:   594918104     Meeting Type:   Annual    
Ticker:   MSFT     Meeting Date:   19-Nov-2013    
ISIN   US5949181045     Vote Deadline Date: 18-Nov-2013    
Agenda   933883185 Management   Total Ballot Shares: 680686    
Last Vote Date: 30-Oct-2013              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 0 680686 0 0
2 Election of Directors (Majority Voting)   For None 680686 0 0 0
3 Election of Directors (Majority Voting)   For None 680686 0 0 0
4 Election of Directors (Majority Voting)   For None 680686 0 0 0
5 Election of Directors (Majority Voting)   For None 680686 0 0 0
6 Election of Directors (Majority Voting)   For None 680686 0 0 0
7 Election of Directors (Majority Voting)   For None 680686 0 0 0
8 Election of Directors (Majority Voting)   For None 680686 0 0 0
9 Election of Directors (Majority Voting)   For None 680686 0 0 0
10 Approve Stock Compensation Plan   For None 680686 0 0 0
11 14A Executive Compensation   For None 680686 0 0 0
12 Ratify Appointment of Independent Auditors For None 680686 0 0 0

 

Page 7 of 65

 

VODAFONE GROUP PLC                
Security:   92857W209     Meeting Type:   Special    
Ticker:   VOD       Meeting Date:   28-Jan-2014    
ISIN   US92857W2098     Vote Deadline Date: 21-Jan-2014    
Agenda   933909701   Management   Total Ballot Shares: 238100    
Last Vote Date: 02-Jan-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Miscellaneous Corporate Actions     For None 238100 0 0 0
2 Miscellaneous Corporate Actions     For None 238100 0 0 0
3 Approve Charter Amendment     For None 238100 0 0 0
4 Stock Repurchase Plan     For None 238100 0 0 0
5 Approve Previous Board's Actions     For None 238100 0 0 0

 

Page 8 of 65

 

COSTCO WHOLESALE CORPORATION                
Security:   22160K105     Meeting Type:   Annual    
Ticker:   COST       Meeting Date:   30-Jan-2014    
ISIN   US22160K1051     Vote Deadline Date: 29-Jan-2014    
Agenda   933909383   Management   Total Ballot Shares: 394500    
Last Vote Date: 13-Jan-2014                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For For        
  1 SUSAN L. DECKER         394500 0 0 0
  2 RICHARD M. LIBENSON         394500 0 0 0
  3 JOHN W. MEISENBACH         394500 0 0 0
  4 CHARLES T. MUNGER         394500 0 0 0
2 Ratify Appointment of Independent Auditors For For 394500 0 0 0
3 14A Executive Compensation     For For 394500 0 0 0
4 S/H Proposal - Corporate Governance     Against Against 0 394500 0 0
5 S/H Proposal - Declassify Board     None Abstain 0 0 394500 0

 

Page 9 of 65

 

APPLE INC.                
Security:   037833100     Meeting Type:   Annual    
Ticker:   AAPL     Meeting Date:   28-Feb-2014    
ISIN   US0378331005     Vote Deadline Date: 27-Feb-2014    
Agenda   933915564 Management   Total Ballot Shares: 67000    
Last Vote Date: 13-Jan-2014              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 WILLIAM CAMPBELL       67000 0 0 0
  2 TIMOTHY COOK       67000 0 0 0
  3 MILLARD DREXLER       67000 0 0 0
  4 AL GORE       67000 0 0 0
  5 ROBERT IGER       67000 0 0 0
  6 ANDREA JUNG       67000 0 0 0
  7 ARTHUR LEVINSON       67000 0 0 0
  8 RONALD SUGAR       67000 0 0 0
2 Adopt Majority Vote for Directors   For None 67000 0 0 0
3 Approve Charter Amendment   For None 67000 0 0 0
4 Approve Par Value Change   For None 67000 0 0 0
5 Ratify Appointment of Independent Auditors For None 67000 0 0 0
6 14A Executive Compensation   For None 67000 0 0 0
7 Adopt Stock Option Plan   For None 67000 0 0 0
8 S/H Proposal - Human Rights Related   Against None 0 67000 0 0
9 S/H Proposal - Corporate Governance   Against None 0 67000 0 0
10 S/H Proposal - Corporate Governance   Against None 0 67000 0 0
11 S/H Proposal - Access To Proxy   Against None 0 67000 0 0

 

Page 10 of 65

 

QUALCOMM INCORPORATED                
Security:   747525103       Meeting Type:   Annual    
Ticker:   QCOM       Meeting Date:   04-Mar-2014    
ISIN   US7475251036       Vote Deadline Date: 03-Mar-2014    
Agenda   933916150 Management   Total Ballot Shares: 700000    
Last Vote Date: 04-Feb-2014                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For   None 700000 0 0 0
2 Election of Directors (Majority Voting)   For   None 700000 0 0 0
3 Election of Directors (Majority Voting)   For   None 700000 0 0 0
4 Election of Directors (Majority Voting)   For   None 700000 0 0 0
5 Election of Directors (Majority Voting)   For   None 700000 0 0 0
6 Election of Directors (Majority Voting)   For   None 700000 0 0 0
7 Election of Directors (Majority Voting)   For   None 700000 0 0 0
8 Election of Directors (Majority Voting)   For   None 700000 0 0 0
9 Election of Directors (Majority Voting)   For   None 700000 0 0 0
10 Election of Directors (Majority Voting)   For   None 700000 0 0 0
11 Election of Directors (Majority Voting)   For   None 700000 0 0 0
12 Election of Directors (Majority Voting)   For   None 700000 0 0 0
13 Election of Directors (Majority Voting)   For   None 700000 0 0 0
14 Election of Directors (Majority Voting)   For   None 700000 0 0 0
15 Ratify Appointment of Independent Auditors For   None 700000 0 0 0
16 14A Executive Compensation   For   None 700000 0 0 0
Item Proposal     Recommendation Default Vote 1 Year 2 Years 3 Years Abstain Take No
                    Action
17 14A Executive Compensation Vote Frequency 1 Year None 700000 0 0 0 0

 

Page 11 of 65

 

INTERNATIONAL GAME TECHNOLOGY              
Security:   459902102     Meeting Type:   Annual    
Ticker:   IGT     Meeting Date:   10-Mar-2014    
ISIN   US4599021023     Vote Deadline Date: 07-Mar-2014    
Agenda   933917669 Management   Total Ballot Shares: 750000    
Last Vote Date: 04-Feb-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 750000 0 0 0
2 Election of Directors (Majority Voting)   For None 0 750000 0 0
3 Election of Directors (Majority Voting)   For None 750000 0 0 0
4 Election of Directors (Majority Voting)   For None 750000 0 0 0
5 Election of Directors (Majority Voting)   For None 0 750000 0 0
6 Election of Directors (Majority Voting)   For None 750000 0 0 0
7 Election of Directors (Majority Voting)   For None 750000 0 0 0
8 Election of Directors (Majority Voting)   For None 750000 0 0 0
9 Election of Directors (Majority Voting)   For None 750000 0 0 0
10 14A Executive Compensation   For None 0 750000 0 0
11 Ratify Appointment of Independent Auditors For None 750000 0 0 0
12 S/H Proposal - Proxy Process/Statement Against None 750000 0 0 0

 

Page 12 of 65

 

THE ADT CORPORATION                
Security:   00101J106     Meeting Type:   Annual    
Ticker:   ADT       Meeting Date:   13-Mar-2014    
ISIN   US00101J1060     Vote Deadline Date: 12-Mar-2014    
Agenda   933918142   Management   Total Ballot Shares: 117500    
Last Vote Date: 04-Feb-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 0 117500 0 0
2 Election of Directors (Majority Voting)     For None 0 117500 0 0
3 Election of Directors (Majority Voting)     For None 0 117500 0 0
4 Election of Directors (Majority Voting)     For None 0 117500 0 0
5 Election of Directors (Majority Voting)     For None 0 117500 0 0
6 Election of Directors (Majority Voting)     For None 0 117500 0 0
7 Election of Directors (Majority Voting)     For None 0 117500 0 0
8 Election of Directors (Majority Voting)     For None 0 117500 0 0
9 Ratify Appointment of Independent Auditors For None 117500 0 0 0
10 14A Executive Compensation     For None 0 117500 0 0

 

Page 13 of 65

 

M&T BANK CORPORATION              
Security:   55261F104     Meeting Type:   Annual    
Ticker:   MTB     Meeting Date:   15-Apr-2014    
ISIN   US55261F1049     Vote Deadline Date: 14-Apr-2014    
Agenda   933931479 Management   Total Ballot Shares: 125000    
Last Vote Date: 07-Mar-2014              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 BRENT D. BAIRD       125000 0 0 0
  2 C. ANGELA BONTEMPO       125000 0 0 0
  3 ROBERT T. BRADY       125000 0 0 0
  4 T.J. CUNNINGHAM III       125000 0 0 0
  5 MARK J. CZARNECKI       125000 0 0 0
  6 GARY N. GEISEL       125000 0 0 0
  7 JOHN D. HAWKE, JR.       125000 0 0 0
  8 PATRICK W.E. HODGSON       125000 0 0 0
  9 RICHARD G. KING       125000 0 0 0
  10 JORGE G. PEREIRA       125000 0 0 0
  11 MELINDA R. RICH       125000 0 0 0
  12 ROBERT E. SADLER, JR.       125000 0 0 0
  13 HERBERT L. WASHINGTON       125000 0 0 0
  14 ROBERT G. WILMERS       125000 0 0 0
2 14A Executive Compensation   For None 125000 0 0 0
3 Ratify Appointment of Independent Auditors For None 125000 0 0 0

 

Page 14 of 65

 

OWENS CORNING              
Security:   690742101     Meeting Type:   Annual    
Ticker:   OC     Meeting Date:   17-Apr-2014    
ISIN   US6907421019     Vote Deadline Date: 16-Apr-2014    
Agenda   933936253 Management   Total Ballot Shares: 360000    
Last Vote Date: 14-Mar-2014              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 ANN IVERSON       360000 0 0 0
  2 EDWARD F. LONERGAN       360000 0 0 0
  3 JOHN D. WILLIAMS       360000 0 0 0
2 Ratify Appointment of Independent Auditors For None 360000 0 0 0
3 Declassify Board   For None 360000 0 0 0
4 14A Executive Compensation   For None 360000 0 0 0

 

Page 15 of 65

 

METLIFE, INC.                  
Security:   59156R108     Meeting Type:   Annual    
Ticker:   MET     Meeting Date:   22-Apr-2014    
ISIN   US59156R1086     Vote Deadline Date: 21-Apr-2014    
Agenda   933951471   Management   Total Ballot Shares: 365000    
Last Vote Date: 27-Mar-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 365000 0 0 0
2 Election of Directors (Majority Voting)     For None 365000 0 0 0
3 Election of Directors (Majority Voting)     For None 365000 0 0 0
4 Election of Directors (Majority Voting)     For None 365000 0 0 0
5 Election of Directors (Majority Voting)     For None 365000 0 0 0
6 Election of Directors (Majority Voting)     For None 365000 0 0 0
7 Election of Directors (Majority Voting)     For None 365000 0 0 0
8 Election of Directors (Majority Voting)     For None 365000 0 0 0
9 Election of Directors (Majority Voting)     For None 365000 0 0 0
10 Election of Directors (Majority Voting)     For None 365000 0 0 0
11 Election of Directors (Majority Voting)     For None 365000 0 0 0
12 Election of Directors (Majority Voting)     For None 365000 0 0 0
13 Ratify Appointment of Independent Auditors For None 365000 0 0 0
14 14A Executive Compensation     For None 365000 0 0 0
15 Approve Stock Compensation Plan     For None 365000 0 0 0
16 Adopt Director Stock Option Plan     For None 365000 0 0 0

 

Page 16 of 65

 

PLATINUM UNDERWRITERS HOLDINGS, LTD.            
Security:   G7127P100     Meeting Type:   Annual    
Ticker:   PTP     Meeting Date:   22-Apr-2014    
ISIN   BMG7127P1005     Vote Deadline Date: 21-Apr-2014    
Agenda   933950138 Management   Total Ballot Shares: 335000    
Last Vote Date: 27-Mar-2014              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 DAN R. CARMICHAEL       335000 0 0 0
  2 A. JOHN HASS       335000 0 0 0
  3 ANTONY P.D. LANCASTER       335000 0 0 0
  4 EDMUND R. MEGNA       335000 0 0 0
  5 MICHAEL D. PRICE       335000 0 0 0
  6 LINDA E. RANSOM       335000 0 0 0
  7 JAMES P. SLATTERY       335000 0 0 0
  8 CHRISTOPER J. STEFFEN       335000 0 0 0
2 14A Executive Compensation   For None 335000 0 0 0
3 Ratify Appointment of Independent Auditors For None 335000 0 0 0

 

Page 17 of 65

 

ASML HOLDINGS N.V.                
Security:   N07059210     Meeting Type:   Annual    
Ticker:   ASML     Meeting Date:   23-Apr-2014    
ISIN   USN070592100     Vote Deadline Date: 15-Apr-2014    
Agenda   933931087 Management   Total Ballot Shares: 256850    
Last Vote Date: 10-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Receive Consolidated Financial Statements For None 256850 0 0 0
2 Approve Director Liability Insurance   For None 256850 0 0 0
3 Approve Director Liability Insurance   For None 256850 0 0 0
4 Approve Allocation of Dividends on Shares Held For None 256850 0 0 0
  By Company                
5 Approve Remuneration of Directors and Auditors For None 256850 0 0 0
6 Approve Cash/Stock Bonus Plan   For None 256850 0 0 0
7 Adopt Stock Option Plan   For None 256850 0 0 0
8 Elect Supervisory Board Member   For None 256850 0 0 0
9 Elect Supervisory Board Member   For None 256850 0 0 0
10 Approve Remuneration of Directors and Auditors For None 256850 0 0 0
11 Ratify Appointment of Independent Auditors For None 256850 0 0 0
12 Miscellaneous Corporate Actions   For None 256850 0 0 0
13 Eliminate Pre-Emptive Rights   For None 256850 0 0 0
14 Miscellaneous Corporate Actions   For None 256850 0 0 0
15 Eliminate Pre-Emptive Rights   For None 256850 0 0 0
16 Stock Repurchase Plan   For None 256850 0 0 0
17 Stock Repurchase Plan   For None 256850 0 0 0
18 Miscellaneous Corporate Actions   For None 256850 0 0 0

 

Page 18 of 65

 

ASML HOLDINGS N.V.                
Security:   N07059210     Meeting Type:   Annual    
Ticker:   ASML     Meeting Date:   23-Apr-2014    
ISIN   USN070592100     Vote Deadline Date: 15-Apr-2014    
Agenda   933959516 Management   Total Ballot Shares: 256850    
Last Vote Date: 08-Apr-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Receive Consolidated Financial Statements For None 256850 0 0 0
2 Approve Director Liability Insurance   For None 0 0 256850 0
3 Approve Director Liability Insurance   For None 0 0 256850 0
4 Approve Allocation of Dividends on Shares Held For None 256850 0 0 0
  By Company                
5 Approve Remuneration of Directors and Auditors For None 256850 0 0 0
6 Approve Cash/Stock Bonus Plan   For None 256850 0 0 0
7 Adopt Stock Option Plan   For None 256850 0 0 0
8 Elect Supervisory Board Member   For None 256850 0 0 0
9 Elect Supervisory Board Member   For None 256850 0 0 0
10 Approve Remuneration of Directors and Auditors For None 256850 0 0 0
11 Ratify Appointment of Independent Auditors For None 256850 0 0 0
12 Miscellaneous Corporate Actions   For None 256850 0 0 0
13 Eliminate Pre-Emptive Rights   For None 0 256850 0 0
14 Miscellaneous Corporate Actions   For None 256850 0 0 0
15 Eliminate Pre-Emptive Rights   For None 0 256850 0 0
16 Stock Repurchase Plan   For None 256850 0 0 0
17 Stock Repurchase Plan   For None 256850 0 0 0
18 Miscellaneous Corporate Actions   For None 256850 0 0 0

 

Page 19 of 65

 

GENERAL ELECTRIC COMPANY              
Security:   369604103     Meeting Type:   Annual    
Ticker:   GE     Meeting Date:   23-Apr-2014    
ISIN   US3696041033     Vote Deadline Date: 22-Apr-2014    
Agenda   933932534 Management   Total Ballot Shares: 825000    
Last Vote Date: 12-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 825000 0 0 0
2 Election of Directors (Majority Voting)   For None 825000 0 0 0
3 Election of Directors (Majority Voting)   For None 825000 0 0 0
4 Election of Directors (Majority Voting)   For None 825000 0 0 0
5 Election of Directors (Majority Voting)   For None 825000 0 0 0
6 Election of Directors (Majority Voting)   For None 825000 0 0 0
7 Election of Directors (Majority Voting)   For None 825000 0 0 0
8 Election of Directors (Majority Voting)   For None 825000 0 0 0
9 Election of Directors (Majority Voting)   For None 825000 0 0 0
10 Election of Directors (Majority Voting)   For None 825000 0 0 0
11 Election of Directors (Majority Voting)   For None 825000 0 0 0
12 Election of Directors (Majority Voting)   For None 825000 0 0 0
13 Election of Directors (Majority Voting)   For None 825000 0 0 0
14 Election of Directors (Majority Voting)   For None 825000 0 0 0
15 Election of Directors (Majority Voting)   For None 825000 0 0 0
16 Election of Directors (Majority Voting)   For None 825000 0 0 0
17 Election of Directors (Majority Voting)   For None 825000 0 0 0
18 14A Executive Compensation   For None 825000 0 0 0
19 Ratify Appointment of Independent Auditors For None 825000 0 0 0
20 S/H Proposal - Adopt Cumulative Voting Against None 0 825000 0 0
21 S/H Proposal - Report on Executive   Against None 0 825000 0 0
  Compensation              

 

Page 20 of 65

 

Item Proposal Recommendation Default Vote For Against Abstain Take No Action
22 S/H Proposal - Access To Proxy Against None 0 825000 0 0
23 S/H Proposal - Corporate Governance Against None 0 825000 0 0
24 S/H Proposal - Report on Executive Against None 0 825000 0 0
  Compensation            
25 S/H Proposal - Corporate Governance Against None 0 825000 0 0

 

Page 21 of 65

 

PFIZER INC.                  
Security:   717081103     Meeting Type:   Annual    
Ticker:   PFE     Meeting Date:   24-Apr-2014    
ISIN   US7170811035     Vote Deadline Date: 23-Apr-2014    
Agenda   933933738 Management   Total Ballot Shares: 755808    
Last Vote Date: 17-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 755808 0 0 0
2 Election of Directors (Majority Voting)   For None 755808 0 0 0
3 Election of Directors (Majority Voting)   For None 755808 0 0 0
4 Election of Directors (Majority Voting)   For None 755808 0 0 0
5 Election of Directors (Majority Voting)   For None 755808 0 0 0
6 Election of Directors (Majority Voting)   For None 755808 0 0 0
7 Election of Directors (Majority Voting)   For None 755808 0 0 0
8 Election of Directors (Majority Voting)   For None 755808 0 0 0
9 Election of Directors (Majority Voting)   For None 755808 0 0 0
10 Election of Directors (Majority Voting)   For None 755808 0 0 0
11 Election of Directors (Majority Voting)   For None 755808 0 0 0
12 Election of Directors (Majority Voting)   For None 755808 0 0 0
13 Ratify Appointment of Independent Auditors For None 755808 0 0 0
14 14A Executive Compensation   For None 755808 0 0 0
15 Approve Stock Compensation Plan   For None 755808 0 0 0
16 S/H Proposal - Political/Government   Against None 755808 0 0 0
17 S/H Proposal - Political/Government   Against None 755808 0 0 0
18 S/H Proposal - Corporate Governance   Against None 755808 0 0 0

 

Page 22 of 65

 

UNITED TECHNOLOGIES CORPORATION              
Security:   913017109     Meeting Type:   Annual    
Ticker:   UTX     Meeting Date:   28-Apr-2014    
ISIN   US9130171096     Vote Deadline Date: 25-Apr-2014    
Agenda   933936378 Management   Total Ballot Shares: 300000    
Last Vote Date: 17-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 300000 0 0 0
2 Election of Directors (Majority Voting)   For None 300000 0 0 0
3 Election of Directors (Majority Voting)   For None 300000 0 0 0
4 Election of Directors (Majority Voting)   For None 300000 0 0 0
5 Election of Directors (Majority Voting)   For None 300000 0 0 0
6 Election of Directors (Majority Voting)   For None 300000 0 0 0
7 Election of Directors (Majority Voting)   For None 300000 0 0 0
8 Election of Directors (Majority Voting)   For None 300000 0 0 0
9 Election of Directors (Majority Voting)   For None 300000 0 0 0
10 Election of Directors (Majority Voting)   For None 300000 0 0 0
11 Election of Directors (Majority Voting)   For None 300000 0 0 0
12 Election of Directors (Majority Voting)   For None 300000 0 0 0
13 Ratify Appointment of Independent Auditors For None 300000 0 0 0
14 Amend Stock Compensation Plan   For None 300000 0 0 0
15 14A Executive Compensation   For None 300000 0 0 0

 

Page 23 of 65

 

EMC CORPORATION                
Security:   268648102     Meeting Type:   Annual    
Ticker:   EMC     Meeting Date:   30-Apr-2014    
ISIN   US2686481027     Vote Deadline Date: 29-Apr-2014    
Agenda   933944159 Management   Total Ballot Shares: 615000    
Last Vote Date: 27-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 615000 0 0 0
2 Election of Directors (Majority Voting)   For None 615000 0 0 0
3 Election of Directors (Majority Voting)   For None 615000 0 0 0
4 Election of Directors (Majority Voting)   For None 615000 0 0 0
5 Election of Directors (Majority Voting)   For None 615000 0 0 0
6 Election of Directors (Majority Voting)   For None 615000 0 0 0
7 Election of Directors (Majority Voting)   For None 615000 0 0 0
8 Election of Directors (Majority Voting)   For None 615000 0 0 0
9 Election of Directors (Majority Voting)   For None 615000 0 0 0
10 Election of Directors (Majority Voting)   For None 615000 0 0 0
11 Election of Directors (Majority Voting)   For None 615000 0 0 0
12 Ratify Appointment of Independent Auditors For None 615000 0 0 0
13 14A Executive Compensation   For None 615000 0 0 0
14 S/H Proposal - Establish Independent Chairman Against None 0 615000 0 0
15 S/H Proposal - Political/Government   Against None 0 615000 0 0

 

Page 24 of 65

 

OCCIDENTAL PETROLEUM CORPORATION              
Security:   674599105     Meeting Type:   Annual    
Ticker:   OXY     Meeting Date:   02-May-2014    
ISIN   US6745991058     Vote Deadline Date: 01-May-2014    
Agenda   933956724 Management   Total Ballot Shares: 130000    
Last Vote Date: 31-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 130000 0 0 0
2 Election of Directors (Majority Voting)   For None 130000 0 0 0
3 Election of Directors (Majority Voting)   For None 130000 0 0 0
4 Election of Directors (Majority Voting)   For None 130000 0 0 0
5 Election of Directors (Majority Voting)   For None 130000 0 0 0
6 Election of Directors (Majority Voting)   For None 130000 0 0 0
7 Election of Directors (Majority Voting)   For None 130000 0 0 0
8 Election of Directors (Majority Voting)   For None 130000 0 0 0
9 Election of Directors (Majority Voting)   For None 130000 0 0 0
10 Election of Directors (Majority Voting)   For None 130000 0 0 0
11 Election of Directors (Majority Voting)   For None 130000 0 0 0
12 Approve Charter Amendment   For None 130000 0 0 0
13 14A Executive Compensation   For None 130000 0 0 0
14 Limit/Eliminate Written Consent   For None 130000 0 0 0
15 Approve Charter Amendment   For None 130000 0 0 0
16 Ratify Appointment of Independent Auditors For None 130000 0 0 0
17 S/H Proposal - Executive Compensation Against None 0 130000 0 0
18 S/H Proposal - Political/Government   Against None 0 130000 0 0
19 S/H Proposal - Environmental   Against None 0 130000 0 0
20 S/H Proposal - Environmental   Against None 0 130000 0 0

 

Page 25 of 65

 

BERKSHIRE HATHAWAY INC.              
Security:   084670108     Meeting Type:   Annual    
Ticker:   BRKA     Meeting Date:   03-May-2014    
ISIN   US0846701086     Vote Deadline Date: 02-May-2014    
Agenda   933937320 Management   Total Ballot Shares: 110    
Last Vote Date: 17-Mar-2014              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 WARREN E. BUFFETT       110 0 0 0
  2 CHARLES T. MUNGER       110 0 0 0
  3 HOWARD G. BUFFETT       110 0 0 0
  4 STEPHEN B. BURKE       110 0 0 0
  5 SUSAN L. DECKER       110 0 0 0
  6 WILLIAM H. GATES III       110 0 0 0
  7 DAVID S. GOTTESMAN       110 0 0 0
  8 CHARLOTTE GUYMAN       110 0 0 0
  9 DONALD R. KEOUGH       110 0 0 0
  10 THOMAS S. MURPHY       110 0 0 0
  11 RONALD L. OLSON       110 0 0 0
  12 WALTER SCOTT, JR.       110 0 0 0
  13 MERYL B. WITMER       110 0 0 0
2 14A Executive Compensation   For None 110 0 0 0

 

Item Proposal Recommendation Default Vote 1 Year 2 Years 3 Years Abstain Take No
                  Action
 
3 14A Executive Compensation Vote Frequency 3 Years None 0   0 110 0 0

 

Item Proposal Recommendation Default Vote For Against Abstain Take No Action
4 S/H Proposal - Environmental Against None 0 110 0 0

 

Page 26 of 65

 

Item Proposal Recommendation Default Vote For Against Abstain Take No Action
5 S/H Proposal - Corporate Governance Against None 0 110 0 0

 

Page 27 of 65

 

GILEAD SCIENCES, INC.                
Security:   375558103     Meeting Type:   Annual    
Ticker:   GILD     Meeting Date:   07-May-2014    
ISIN   US3755581036     Vote Deadline Date: 06-May-2014    
Agenda   933943006 Management   Total Ballot Shares: 428600    
Last Vote Date: 31-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 428600 0 0 0
2 Election of Directors (Majority Voting)   For None 428600 0 0 0
3 Election of Directors (Majority Voting)   For None 428600 0 0 0
4 Election of Directors (Majority Voting)   For None 428600 0 0 0
5 Election of Directors (Majority Voting)   For None 428600 0 0 0
6 Election of Directors (Majority Voting)   For None 428600 0 0 0
7 Election of Directors (Majority Voting)   For None 428600 0 0 0
8 Election of Directors (Majority Voting)   For None 428600 0 0 0
9 Election of Directors (Majority Voting)   For None 428600 0 0 0
10 Election of Directors (Majority Voting)   For None 428600 0 0 0
11 Ratify Appointment of Independent Auditors For None 428600 0 0 0
12 Miscellaneous Corporate Actions   For None 428600 0 0 0
13 14A Executive Compensation   For None 428600 0 0 0
14 S/H Proposal - Establish Independent Chairman Against None 428600 0 0 0
15 S/H Proposal - Corporate Governance   Against None 428600 0 0 0
16 S/H Proposal - Executive Compensation Against None 428600 0 0 0

 

Page 28 of 65

 

PEPSICO, INC.                
Security:   713448108     Meeting Type:   Annual    
Ticker:   PEP     Meeting Date:   07-May-2014    
ISIN   US7134481081     Vote Deadline Date: 06-May-2014    
Agenda   933945860 Management   Total Ballot Shares: 230000    
Last Vote Date: 25-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 230000 0 0 0
2 Election of Directors (Majority Voting)   For None 230000 0 0 0
3 Election of Directors (Majority Voting)   For None 230000 0 0 0
4 Election of Directors (Majority Voting)   For None 230000 0 0 0
5 Election of Directors (Majority Voting)   For None 230000 0 0 0
6 Election of Directors (Majority Voting)   For None 230000 0 0 0
7 Election of Directors (Majority Voting)   For None 230000 0 0 0
8 Election of Directors (Majority Voting)   For None 230000 0 0 0
9 Election of Directors (Majority Voting)   For None 230000 0 0 0
10 Election of Directors (Majority Voting)   For None 230000 0 0 0
11 Election of Directors (Majority Voting)   For None 230000 0 0 0
12 Election of Directors (Majority Voting)   For None 230000 0 0 0
13 Election of Directors (Majority Voting)   For None 230000 0 0 0
14 Ratify Appointment of Independent Auditors For None 230000 0 0 0
15 14A Executive Compensation   For None 230000 0 0 0
16 Approve Stock Compensation Plan   For None 230000 0 0 0
17 S/H Proposal - Political/Government   Against None 0 230000 0 0
18 S/H Proposal - Corporate Governance   Against None 0 230000 0 0

 

Page 29 of 65

 

FORD MOTOR COMPANY              
Security:   345370860     Meeting Type: Annual    
Ticker:   F     Meeting Date:   08-May-2014    
ISIN   US3453708600     Vote Deadline Date: 07-May-2014    
Agenda   933946026 Management   Total Ballot Shares: 1264063    
Last Vote Date: 31-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 1264063 0 0 0
2 Election of Directors (Majority Voting)   For None 1264063 0 0 0
3 Election of Directors (Majority Voting)   For None 1264063 0 0 0
4 Election of Directors (Majority Voting)   For None 1264063 0 0 0
5 Election of Directors (Majority Voting)   For None 1264063 0 0 0
6 Election of Directors (Majority Voting)   For None 1264063 0 0 0
7 Election of Directors (Majority Voting)   For None 1264063 0 0 0
8 Election of Directors (Majority Voting)   For None 1264063 0 0 0
9 Election of Directors (Majority Voting)   For None 1264063 0 0 0
10 Election of Directors (Majority Voting)   For None 1264063 0 0 0
11 Election of Directors (Majority Voting)   For None 1264063 0 0 0
12 Election of Directors (Majority Voting)   For None 1264063 0 0 0
13 Election of Directors (Majority Voting)   For None 1264063 0 0 0
14 Election of Directors (Majority Voting)   For None 1264063 0 0 0
15 Election of Directors (Majority Voting)   For None 1264063 0 0 0
16 Election of Directors (Majority Voting)   For None 1264063 0 0 0
17 Ratify Appointment of Independent Auditors For None 1264063 0 0 0
18 14A Executive Compensation   For None 1264063 0 0 0
19 Approve Stock Compensation Plan   For None 1264063 0 0 0
20 S/H Proposal - Corporate Governance   Against None 0 1264063 0 0
21 S/H Proposal - Corporate Governance   Against None 0 1264063 0 0

 

Page 30 of 65

 

REPUBLIC SERVICES, INC.              
Security:   760759100     Meeting Type: Annual    
Ticker:   RSG     Meeting Date:   08-May-2014    
ISIN   US7607591002     Vote Deadline Date: 07-May-2014    
Agenda   933944832 Management   Total Ballot Shares: 1087100    
Last Vote Date: 27-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 1087100 0 0 0
2 Election of Directors (Majority Voting)   For None 1087100 0 0 0
3 Election of Directors (Majority Voting)   For None 1087100 0 0 0
4 Election of Directors (Majority Voting)   For None 1087100 0 0 0
5 Election of Directors (Majority Voting)   For None 1087100 0 0 0
6 Election of Directors (Majority Voting)   For None 1087100 0 0 0
7 Election of Directors (Majority Voting)   For None 1087100 0 0 0
8 Election of Directors (Majority Voting)   For None 1087100 0 0 0
9 Election of Directors (Majority Voting)   For None 1087100 0 0 0
10 Election of Directors (Majority Voting)   For None 1087100 0 0 0
11 14A Executive Compensation   For None 1087100 0 0 0
12 Ratify Appointment of Independent Auditors For None 1087100 0 0 0
13 14A Executive Compensation   For None 1087100 0 0 0
14 S/H Proposal - Executive Compensation Against None 0 1087100 0 0
15 S/H Proposal - Political/Government   Against None 0 1087100 0 0

 

Page 31 of 65

 

ARCH CAPITAL GROUP LTD.              
Security:   G0450A105     Meeting Type:   Annual    
Ticker:   ACGL     Meeting Date:   09-May-2014    
ISIN   BMG0450A1053     Vote Deadline Date: 08-May-2014    
Agenda   933949820 Management   Total Ballot Shares: 800000    
Last Vote Date: 31-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 800000 0 0 0
2 Election of Directors (Majority Voting)   For None 800000 0 0 0
3 Election of Directors (Majority Voting)   For None 800000 0 0 0
4 Election of Directors (Majority Voting)   For None 800000 0 0 0
5 Election of Directors (Majority Voting)   For None 800000 0 0 0
6 Election of Directors (Majority Voting)   For None 800000 0 0 0
7 Election of Directors (Majority Voting)   For None 800000 0 0 0
8 Election of Directors (Majority Voting)   For None 800000 0 0 0
9 Election of Directors (Majority Voting)   For None 800000 0 0 0
10 Election of Directors (Majority Voting)   For None 800000 0 0 0
11 Election of Directors (Majority Voting)   For None 800000 0 0 0
12 Election of Directors (Majority Voting)   For None 800000 0 0 0
13 Election of Directors (Majority Voting)   For None 800000 0 0 0
14 Election of Directors (Majority Voting)   For None 800000 0 0 0
15 Election of Directors (Majority Voting)   For None 800000 0 0 0
16 Election of Directors (Majority Voting)   For None 800000 0 0 0
17 Election of Directors (Majority Voting)   For None 800000 0 0 0
18 Election of Directors (Majority Voting)   For None 800000 0 0 0
19 Election of Directors (Majority Voting)   For None 800000 0 0 0
20 Election of Directors (Majority Voting)   For None 800000 0 0 0
21 Election of Directors (Majority Voting)   For None 800000 0 0 0

 

Page 32 of 65

 

Item Proposal Recommendation Default Vote For Against Abstain Take No Action
22 Election of Directors (Majority Voting) For None 800000 0 0 0
23 Election of Directors (Majority Voting) For None 800000 0 0 0
24 Election of Directors (Majority Voting) For None 800000 0 0 0
25 Election of Directors (Majority Voting) For None 800000 0 0 0
26 Election of Directors (Majority Voting) For None 800000 0 0 0
27 Election of Directors (Majority Voting) For None 800000 0 0 0
28 Election of Directors (Majority Voting) For None 800000 0 0 0
29 Election of Directors (Majority Voting) For None 800000 0 0 0
30 Election of Directors (Majority Voting) For None 800000 0 0 0
31 Election of Directors (Majority Voting) For None 800000 0 0 0
32 Election of Directors (Majority Voting) For None 800000 0 0 0
33 Election of Directors (Majority Voting) For None 800000 0 0 0
34 Election of Directors (Majority Voting) For None 800000 0 0 0
35 Election of Directors (Majority Voting) For None 800000 0 0 0
36 Election of Directors (Majority Voting) For None 800000 0 0 0
37 Election of Directors (Majority Voting) For None 800000 0 0 0
38 Election of Directors (Majority Voting) For None 800000 0 0 0
39 Election of Directors (Majority Voting) For None 800000 0 0 0
40 Election of Directors (Majority Voting) For None 800000 0 0 0
41 Election of Directors (Majority Voting) For None 800000 0 0 0
42 Election of Directors (Majority Voting) For None 800000 0 0 0
43 Election of Directors (Majority Voting) For None 800000 0 0 0
44 Election of Directors (Majority Voting) For None 800000 0 0 0
45 Election of Directors (Majority Voting) For None 800000 0 0 0
46 Election of Directors (Majority Voting) For None 800000 0 0 0
47 Election of Directors (Majority Voting) For None 800000 0 0 0
48 Election of Directors (Majority Voting) For None 800000 0 0 0
49 Election of Directors (Majority Voting) For None 800000 0 0 0

 

Page 33 of 65

 

Item Proposal Recommendation Default Vote For Against Abstain Take No Action
50 Election of Directors (Majority Voting) For None 800000 0 0 0
51 Election of Directors (Majority Voting) For None 800000 0 0 0
52 Election of Directors (Majority Voting) For None 800000 0 0 0
53 Ratify Appointment of Independent Auditors For None 800000 0 0 0
54 14A Executive Compensation For None 800000 0 0 0

 

Page 34 of 65

 

AMERICAN EXPRESS COMPANY              
Security:   025816109     Meeting Type:   Annual    
Ticker:   AXP     Meeting Date:   12-May-2014    
ISIN   US0258161092     Vote Deadline Date: 09-May-2014    
Agenda   933945872 Management   Total Ballot Shares: 255000    
Last Vote Date: 27-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 255000 0 0 0
2 Election of Directors (Majority Voting)   For None 255000 0 0 0
3 Election of Directors (Majority Voting)   For None 255000 0 0 0
4 Election of Directors (Majority Voting)   For None 255000 0 0 0
5 Election of Directors (Majority Voting)   For None 255000 0 0 0
6 Election of Directors (Majority Voting)   For None 255000 0 0 0
7 Election of Directors (Majority Voting)   For None 255000 0 0 0
8 Election of Directors (Majority Voting)   For None 255000 0 0 0
9 Election of Directors (Majority Voting)   For None 255000 0 0 0
10 Election of Directors (Majority Voting)   For None 255000 0 0 0
11 Election of Directors (Majority Voting)   For None 255000 0 0 0
12 Election of Directors (Majority Voting)   For None 255000 0 0 0
13 Election of Directors (Majority Voting)   For None 255000 0 0 0
14 Ratify Appointment of Independent Auditors For None 255000 0 0 0
15 14A Executive Compensation   For None 255000 0 0 0
16 S/H Proposal - Environmental   Against None 0 255000 0 0
17 S/H Proposal - Political/Government   Against None 0 255000 0 0
18 S/H Proposal - Corporate Governance   Against None 0 255000 0 0
19 S/H Proposal - Executive Compensation Against None 0 255000 0 0

 

Page 35 of 65

 

ANADARKO PETROLEUM CORPORATION              
Security:   032511107     Meeting Type:   Annual    
Ticker:   APC     Meeting Date:   13-May-2014    
ISIN   US0325111070     Vote Deadline Date: 12-May-2014    
Agenda   933952651 Management   Total Ballot Shares: 160000    
Last Vote Date: 31-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 160000 0 0 0
2 Election of Directors (Majority Voting)   For None 160000 0 0 0
3 Election of Directors (Majority Voting)   For None 160000 0 0 0
4 Election of Directors (Majority Voting)   For None 160000 0 0 0
5 Election of Directors (Majority Voting)   For None 160000 0 0 0
6 Election of Directors (Majority Voting)   For None 160000 0 0 0
7 Election of Directors (Majority Voting)   For None 160000 0 0 0
8 Election of Directors (Majority Voting)   For None 160000 0 0 0
9 Election of Directors (Majority Voting)   For None 160000 0 0 0
10 Ratify Appointment of Independent Auditors For None 160000 0 0 0
11 14A Executive Compensation   For None 160000 0 0 0
12 S/H Proposal - Political/Government   Against None 0 160000 0 0
13 S/H Proposal - Environmental   Against None 0 160000 0 0

 

Page 36 of 65

 

EBAY INC.                  
Security:   278642103     Meeting Type:   Annual    
Ticker:   EBAY     Meeting Date:   13-May-2014    
ISIN   US2786421030     Vote Deadline Date: 12-May-2014    
Agenda   933949919 Management   Total Ballot Shares: 154500    
Last Vote Date: 28-Mar-2014              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 FRED D. ANDERSON       154500 0 0 0
  2 EDWARD W. BARNHOLT       154500 0 0 0
  3 SCOTT D. COOK       154500 0 0 0
  4 JOHN J. DONAHOE       154500 0 0 0
2 14A Executive Compensation   For None 154500 0 0 0
3 Amend Stock Compensation Plan   For None 154500 0 0 0
4 Ratify Appointment of Independent Auditors For None 154500 0 0 0
5 S/H Proposal - Corporate Governance   Against None 0 154500 0 0
6 S/H Proposal - Corporate Governance   Against None 154500 0 0 0

 

Page 37 of 65

 

PARTNERRE LTD.                  
Security:   G6852T105     Meeting Type:   Annual    
Ticker:   PRE       Meeting Date:   13-May-2014    
ISIN   BMG6852T1053       Vote Deadline Date: 12-May-2014    
Agenda   933956166   Management   Total Ballot Shares: 260000    
Last Vote Date: 08-Apr-2014                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 JUDITH HANRATTY         260000 0 0 0
  2 COSTAS MIRANTHIS         260000 0 0 0
  3 REMY SAUTTER         260000 0 0 0
  4 EGBERT WILLAM         260000 0 0 0
2 Ratify Appointment of Independent Auditors For None 260000 0 0 0
3 14A Executive Compensation     For None 260000 0 0 0

 

Page 38 of 65

 

EVEREST RE GROUP, LTD.              
Security:   G3223R108     Meeting Type:   Annual    
Ticker:   RE     Meeting Date:   14-May-2014    
ISIN   BMG3223R1088     Vote Deadline Date: 13-May-2014    
Agenda   933978340 Management   Total Ballot Shares: 175000    
Last Vote Date: 15-Apr-2014              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 DOMINIC J. ADDESSO       175000 0 0 0
  2 JOHN J. AMORE       175000 0 0 0
  3 JOHN R. DUNNE       175000 0 0 0
  4 WILLIAM F. GALTNEY, JR.       175000 0 0 0
  5 ROGER M. SINGER       175000 0 0 0
  6 JOSEPH V. TARANTO       175000 0 0 0
  7 JOHN A. WEBER       175000 0 0 0
2 Ratify Appointment of Independent Auditors For None 175000 0 0 0
3 14A Executive Compensation   For None 175000 0 0 0

 

Page 39 of 65

 

GOOGLE INC.                  
Security:   38259P508     Meeting Type:   Annual    
Ticker:   GOOG       Meeting Date:   14-May-2014    
ISIN   US38259P5089     Vote Deadline Date: 13-May-2014    
Agenda   933948359   Management   Total Ballot Shares: 5000    
Last Vote Date: 31-Mar-2014                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 LARRY PAGE         5000 0 0 0
  2 SERGEY BRIN         5000 0 0 0
  3 ERIC E. SCHMIDT         5000 0 0 0
  4 L. JOHN DOERR         5000 0 0 0
  5 DIANE B. GREENE         5000 0 0 0
  6 JOHN L. HENNESSY         5000 0 0 0
  7 ANN MATHER         5000 0 0 0
  8 PAUL S. OTELLINI         5000 0 0 0
  9 K. RAM SHRIRAM         5000 0 0 0
  10 SHIRLEY M. TILGHMAN         5000 0 0 0
2 Ratify Appointment of Independent Auditors For None 5000 0 0 0
3 14A Executive Compensation     For None 5000 0 0 0
4 S/H Proposal - Corporate Governance     Against None 0 5000 0 0
5 S/H Proposal - Corporate Governance     Against None 0 5000 0 0
6 S/H Proposal - Simple Majority Voting     Against None 0 5000 0 0
7 S/H Proposal - Political/Government     Against None 0 5000 0 0
8 S/H Proposal - Establish Independent Chairman Against None 0 5000 0 0

 

Page 40 of 65

 

HERTZ GLOBAL HOLDINGS, INC.                
Security:   42805T105     Meeting Type:   Annual    
Ticker:   HTZ       Meeting Date:   14-May-2014    
ISIN   US42805T1051     Vote Deadline Date: 13-May-2014    
Agenda   933992655   Management   Total Ballot Shares: 422500    
Last Vote Date: 21-Apr-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 422500 0 0 0
2 Election of Directors (Majority Voting)     For None 422500 0 0 0
3 Election of Directors (Majority Voting)     For None 422500 0 0 0
4 14A Executive Compensation     For None 422500 0 0 0
5 Amend Articles-Board Related     For None 422500 0 0 0
6 Approve Reverse Stock Split     For None 422500 0 0 0
7 Ratify Appointment of Independent Auditors For None 422500 0 0 0

 

Page 41 of 65

 

APACHE CORPORATION              
Security:   037411105     Meeting Type:   Annual    
Ticker:   APA     Meeting Date:   15-May-2014    
ISIN   US0374111054     Vote Deadline Date: 14-May-2014    
Agenda   933967486 Management   Total Ballot Shares: 331478    
Last Vote Date: 08-Apr-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 331478 0 0 0
2 Election of Directors (Majority Voting)   For None 331478 0 0 0
3 Election of Directors (Majority Voting)   For None 331478 0 0 0
4 Ratify Appointment of Independent Auditors For None 331478 0 0 0
5 14A Executive Compensation   For None 331478 0 0 0
6 Declassify Board   For None 331478 0 0 0

 

Page 42 of 65

 

KOHL'S CORPORATION                
Security:   500255104     Meeting Type:   Annual    
Ticker:   KSS     Meeting Date:   15-May-2014    
ISIN   US5002551043     Vote Deadline Date: 14-May-2014    
Agenda   933948195 Management   Total Ballot Shares: 284050    
Last Vote Date: 31-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 284050 0 0 0
2 Election of Directors (Majority Voting)   For None 284050 0 0 0
3 Election of Directors (Majority Voting)   For None 284050 0 0 0
4 Election of Directors (Majority Voting)   For None 284050 0 0 0
5 Election of Directors (Majority Voting)   For None 284050 0 0 0
6 Election of Directors (Majority Voting)   For None 284050 0 0 0
7 Election of Directors (Majority Voting)   For None 284050 0 0 0
8 Election of Directors (Majority Voting)   For None 284050 0 0 0
9 Election of Directors (Majority Voting)   For None 284050 0 0 0
10 Election of Directors (Majority Voting)   For None 284050 0 0 0
11 Ratify Appointment of Independent Auditors For None 284050 0 0 0
12 14A Executive Compensation   For None 284050 0 0 0
13 S/H Proposal - Executive Compensation Against None 0 284050 0 0
14 S/H Proposal - Corporate Governance   Against None 0 284050 0 0

 

Page 43 of 65

 

THE DOW CHEMICAL COMPANY              
Security:   260543103     Meeting Type:   Annual    
Ticker:   DOW     Meeting Date:   15-May-2014    
ISIN   US2605431038     Vote Deadline Date: 14-May-2014    
Agenda   933951786 Management   Total Ballot Shares: 378200    
Last Vote Date: 31-Mar-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 378200 0 0 0
2 Election of Directors (Majority Voting)   For None 378200 0 0 0
3 Election of Directors (Majority Voting)   For None 378200 0 0 0
4 Election of Directors (Majority Voting)   For None 378200 0 0 0
5 Election of Directors (Majority Voting)   For None 378200 0 0 0
6 Election of Directors (Majority Voting)   For None 378200 0 0 0
7 Election of Directors (Majority Voting)   For None 378200 0 0 0
8 Election of Directors (Majority Voting)   For None 378200 0 0 0
9 Election of Directors (Majority Voting)   For None 378200 0 0 0
10 Election of Directors (Majority Voting)   For None 378200 0 0 0
11 Ratify Appointment of Independent Auditors For None 378200 0 0 0
12 14A Executive Compensation   For None 378200 0 0 0
13 Amend Stock Compensation Plan   For None 378200 0 0 0
14 S/H Proposal - Corporate Governance   Against None 0 378200 0 0
15 S/H Proposal - Corporate Governance   Against None 0 378200 0 0

 

Page 44 of 65

 

JPMORGAN CHASE & CO.                
Security:   46625H100     Meeting Type:   Annual    
Ticker:   JPM       Meeting Date:   20-May-2014    
ISIN   US46625H1005     Vote Deadline Date: 19-May-2014    
Agenda   933970089   Management   Total Ballot Shares: 410000    
Last Vote Date: 15-Apr-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 410000 0 0 0
2 Election of Directors (Majority Voting)     For None 410000 0 0 0
3 Election of Directors (Majority Voting)     For None 410000 0 0 0
4 Election of Directors (Majority Voting)     For None 410000 0 0 0
5 Election of Directors (Majority Voting)     For None 410000 0 0 0
6 Election of Directors (Majority Voting)     For None 410000 0 0 0
7 Election of Directors (Majority Voting)     For None 410000 0 0 0
8 Election of Directors (Majority Voting)     For None 410000 0 0 0
9 Election of Directors (Majority Voting)     For None 410000 0 0 0
10 Election of Directors (Majority Voting)     For None 410000 0 0 0
11 Election of Directors (Majority Voting)     For None 410000 0 0 0
12 14A Executive Compensation     For None 410000 0 0 0
13 Ratify Appointment of Independent Auditors For None 410000 0 0 0
14 S/H Proposal - Political/Government     Against None 0 410000 0 0
15 S/H Proposal - Corporate Governance     Against None 0 410000 0 0
16 S/H Proposal - Adopt Cumulative Voting Against None 0 410000 0 0

 

Page 45 of 65

 

ULTRA PETROLEUM CORP.              
Security:   903914109     Meeting Type:   Annual    
Ticker:   UPL     Meeting Date:   20-May-2014    
ISIN   CA9039141093     Vote Deadline Date: 19-May-2014    
Agenda   933977526 Management   Total Ballot Shares: 803803    
Last Vote Date: 15-Apr-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 803803 0 0 0
2 Election of Directors (Majority Voting)   For None 803803 0 0 0
3 Election of Directors (Majority Voting)   For None 803803 0 0 0
4 Election of Directors (Majority Voting)   For None 803803 0 0 0
5 Election of Directors (Majority Voting)   For None 803803 0 0 0
6 Ratify Appointment of Independent Auditors For None 803803 0 0 0
7 Amend Stock Compensation Plan   For None 803803 0 0 0
8 14A Executive Compensation   For None 803803 0 0 0

 

Page 46 of 65

 

CYTOKINETICS, INCORPORATED                
Security:   23282 W605     Meeting Type:   Annual    
Ticker:   CYTK       Meeting Date:   21-May-2014    
ISIN   US23282 W6057     Vote Deadline Date: 20-May-2014    
Agenda   933966573   Management   Total Ballot Shares: 79335    
Last Vote Date: 08-Apr-2014                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 L. PATRICK GAGE         79335 0 0 0
  2 WENDELL WIERENGA         79335 0 0 0
2 Ratify Appointment of Independent Auditors For None 79335 0 0 0
3 14A Executive Compensation     For None 79335 0 0 0

 

Page 47 of 65

 

HALLIBURTON COMPANY              
Security:   406216101     Meeting Type:   Annual    
Ticker:   HAL     Meeting Date:   21-May-2014    
ISIN   US4062161017     Vote Deadline Date: 20-May-2014    
Agenda   933970786 Management   Total Ballot Shares: 685000    
Last Vote Date: 09-Apr-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 685000 0 0 0
2 Election of Directors (Majority Voting)   For None 685000 0 0 0
3 Election of Directors (Majority Voting)   For None 685000 0 0 0
4 Election of Directors (Majority Voting)   For None 685000 0 0 0
5 Election of Directors (Majority Voting)   For None 685000 0 0 0
6 Election of Directors (Majority Voting)   For None 685000 0 0 0
7 Election of Directors (Majority Voting)   For None 685000 0 0 0
8 Election of Directors (Majority Voting)   For None 685000 0 0 0
9 Election of Directors (Majority Voting)   For None 685000 0 0 0
10 Election of Directors (Majority Voting)   For None 685000 0 0 0
11 Election of Directors (Majority Voting)   For None 685000 0 0 0
12 Ratify Appointment of Independent Auditors For None 685000 0 0 0
13 14A Executive Compensation   For None 685000 0 0 0
14 S/H Proposal - Human Rights Related   Against None 0 685000 0 0

 

Page 48 of 65

 

ALPHA NATURAL RESOURCES, INC.                
Security:   02076X102     Meeting Type: Annual    
Ticker:   ANR       Meeting Date:   22-May-2014    
ISIN   US02076X1028     Vote Deadline Date: 21-May-2014    
Agenda   933971221   Management   Total Ballot Shares: 2133269    
Last Vote Date: 15-Apr-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 2133269 0 0 0
2 Election of Directors (Majority Voting)     For None 2133269 0 0 0
3 Election of Directors (Majority Voting)     For None 2133269 0 0 0
4 Election of Directors (Majority Voting)     For None 2133269 0 0 0
5 Election of Directors (Majority Voting)     For None 2133269 0 0 0
6 Election of Directors (Majority Voting)     For None 2133269 0 0 0
7 Election of Directors (Majority Voting)     For None 2133269 0 0 0
8 Election of Directors (Majority Voting)     For None 2133269 0 0 0
9 Election of Directors (Majority Voting)     For None 2133269 0 0 0
10 Amend Stock Compensation Plan     For None 2133269 0 0 0
11 14A Executive Compensation     For None 2133269 0 0 0
12 Ratify Appointment of Independent Auditors For None 2133269 0 0 0
13 S/H Proposal - Environmental     Against None 0 2133269 0 0
14 S/H Proposal - Environmental     Against None 0 2133269 0 0
15 S/H Proposal - Create a Non-Discriminatory Against None 0 2133269 0 0
  Sexual Orientation Policy                

 

Page 49 of 65

 

INTEL CORPORATION                
Security:   458140100     Meeting Type:   Annual    
Ticker:   INTC     Meeting Date:   22-May-2014    
ISIN   US4581401001     Vote Deadline Date: 21-May-2014    
Agenda   933962854 Management   Total Ballot Shares: 798700    
Last Vote Date: 08-Apr-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 798700 0 0 0
2 Election of Directors (Majority Voting)   For None 798700 0 0 0
3 Election of Directors (Majority Voting)   For None 798700 0 0 0
4 Election of Directors (Majority Voting)   For None 798700 0 0 0
5 Election of Directors (Majority Voting)   For None 798700 0 0 0
6 Election of Directors (Majority Voting)   For None 798700 0 0 0
7 Election of Directors (Majority Voting)   For None 798700 0 0 0
8 Election of Directors (Majority Voting)   For None 798700 0 0 0
9 Election of Directors (Majority Voting)   For None 798700 0 0 0
10 Election of Directors (Majority Voting)   For None 798700 0 0 0
11 Ratify Appointment of Independent Auditors For None 798700 0 0 0
12 14A Executive Compensation   For None 798700 0 0 0

 

Page 50 of 65

 

NELNET, INC.                  
Security:   64031 N108     Meeting Type:   Annual    
Ticker:   NNI       Meeting Date:   22-May-2014    
ISIN   US64031 N1081     Vote Deadline Date: 21-May-2014    
Agenda   933970394   Management   Total Ballot Shares: 525000    
Last Vote Date: 15-Apr-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 525000 0 0 0
2 Election of Directors (Majority Voting)     For None 525000 0 0 0
3 Election of Directors (Majority Voting)     For None 525000 0 0 0
4 Election of Directors (Majority Voting)     For None 525000 0 0 0
5 Election of Directors (Majority Voting)     For None 525000 0 0 0
6 Election of Directors (Majority Voting)     For None 525000 0 0 0
7 Election of Directors (Majority Voting)     For None 525000 0 0 0
8 Election of Directors (Majority Voting)     For None 525000 0 0 0
9 Election of Directors (Majority Voting)     For None 525000 0 0 0
10 Ratify Appointment of Independent Auditors For None 525000 0 0 0
11 14A Executive Compensation     For None 525000 0 0 0
12 Amend Stock Option Plan     For None 525000 0 0 0
13 Approve Stock Compensation Plan     For None 525000 0 0 0

 

Page 51 of 65

 

MERCK & CO., INC.                  
Security:   58933 Y105     Meeting Type:   Annual    
Ticker:   MRK       Meeting Date:   27-May-2014    
ISIN   US58933 Y1055     Vote Deadline Date: 23-May-2014    
Agenda   933975180   Management   Total Ballot Shares: 427191    
Last Vote Date: 15-Apr-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 427191 0 0 0
2 Election of Directors (Majority Voting)     For None 427191 0 0 0
3 Election of Directors (Majority Voting)     For None 427191 0 0 0
4 Election of Directors (Majority Voting)     For None 427191 0 0 0
5 Election of Directors (Majority Voting)     For None 427191 0 0 0
6 Election of Directors (Majority Voting)     For None 427191 0 0 0
7 Election of Directors (Majority Voting)     For None 427191 0 0 0
8 Election of Directors (Majority Voting)     For None 427191 0 0 0
9 Election of Directors (Majority Voting)     For None 427191 0 0 0
10 Election of Directors (Majority Voting)     For None 427191 0 0 0
11 Election of Directors (Majority Voting)     For None 427191 0 0 0
12 Election of Directors (Majority Voting)     For None 427191 0 0 0
13 14A Executive Compensation     For None 427191 0 0 0
14 Ratify Appointment of Independent Auditors For None 427191 0 0 0
15 S/H Proposal - Corporate Governance     Against None 427191 0 0 0
16 S/H Proposal - Corporate Governance     Against None 427191 0 0 0

 

Page 52 of 65

 

CAMECO CORPORATION              
Security:   13321L108     Meeting Type: Annual    
Ticker:   CCJ     Meeting Date: 28-May-2014    
ISIN   CA13321L1085     Vote Deadline Date: 23-May-2014    
Agenda   933975596 Management   Total Ballot Shares: 801038    
Last Vote Date:

15-Apr-2014

              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 S/H Proposal - Corporate Governance   Against None 0 801038 0 0
2 Election of Directors (Majority Voting)   For None        
  1 IAN BRUCE       801038 0 0 0
  2 DANIEL CAMUS       801038 0 0 0
  3 JOHN CLAPPISON       801038 0 0 0
  4 JOE COLVIN       801038 0 0 0
  5 JAMES CURTISS       801038 0 0 0
  6 DONALD DERANGER       801038 0 0 0
  7 CATHERINE GIGNAC       801038 0 0 0
  8 TIM GITZEL       801038 0 0 0
  9 JAMES GOWANS       801038 0 0 0
  10 NANCY HOPKINS       801038 0 0 0
  11 ANNE MCLELLAN       801038 0 0 0
  12 NEIL MCMILLAN       801038 0 0 0
  13 VICTOR ZALESCHUK       801038 0 0 0
3 Ratify Appointment of Independent Auditors For None 801038 0 0 0
4 14A Executive Compensation   For None 801038 0 0 0
5 Approve Charter Amendment   For None 801038 0 0 0

 

Page 53 of 65

 

SYNCHRONOSS TECHNOLOGIES, INC.                
Security:   87157B103     Meeting Type:   Annual    
Ticker:   SNCR       Meeting Date:   28-May-2014    
ISIN   US87157B1035     Vote Deadline Date: 27-May-2014    
Agenda   934001809   Management   Total Ballot Shares: 168400    
Last Vote Date: 01-May-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 THOMAS J. HOPKINS         168400 0 0 0
2 Ratify Appointment of Independent Auditors For None 168400 0 0 0
3 14A Executive Compensation     For None 168400 0 0 0

 

Page 54 of 65

 

IDENIX PHARMACEUTICALS, INC.                
Security:   45166 R204     Meeting Type:   Annual    
Ticker:   IDIX       Meeting Date:   05-Jun-2014    
ISIN   US45166 R2040     Vote Deadline Date: 04-Jun-2014    
Agenda   934010187   Management   Total Ballot Shares: 858979    
Last Vote Date: 06-May-2014                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 WAYNE T. HOCKMEYER, PHD         858979 0 0 0
  2 THOMAS R. HODGSON         858979 0 0 0
  3 TAMAR D. HOWSON         858979 0 0 0
  4 D. POLLARD-KNIGHT, PH.D         858979 0 0 0
  5 RONALD C. RENAUD, JR.         858979 0 0 0
  6 CHARLES A. ROWLAND, JR.         858979 0 0 0
  7 MICHAEL S. WYZGA         858979 0 0 0
2 Adopt Employee Stock Purchase Plan     For None 858979 0 0 0
3 Ratify Appointment of Independent Auditors For None 858979 0 0 0
4 14A Executive Compensation     For None 858979 0 0 0

 

Page 55 of 65

 

THE TJX COMPANIES, INC.              
Security:   872540109     Meeting Type: Annual    
Ticker:   TJX     Meeting Date:   10-Jun-2014    
ISIN   US8725401090     Vote Deadline Date: 09-Jun-2014    
Agenda   934003194 Management   Total Ballot Shares: 1244668    
Last Vote Date: 01-May-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 1244668 0 0 0
2 Election of Directors (Majority Voting)   For None 1244668 0 0 0
3 Election of Directors (Majority Voting)   For None 1244668 0 0 0
4 Election of Directors (Majority Voting)   For None 1244668 0 0 0
5 Election of Directors (Majority Voting)   For None 1244668 0 0 0
6 Election of Directors (Majority Voting)   For None 1244668 0 0 0
7 Election of Directors (Majority Voting)   For None 1244668 0 0 0
8 Election of Directors (Majority Voting)   For None 1244668 0 0 0
9 Election of Directors (Majority Voting)   For None 1244668 0 0 0
10 Election of Directors (Majority Voting)   For None 1244668 0 0 0
11 Ratify Appointment of Independent Auditors For None 1244668 0 0 0
12 14A Executive Compensation   For None 1244668 0 0 0

 

Page 56 of 65

 

TARGET CORPORATION                
Security:   87612E106     Meeting Type:   Annual    
Ticker:   TGT       Meeting Date:   11-Jun-2014    
ISIN   US87612E1064     Vote Deadline Date: 10-Jun-2014    
Agenda   934026433   Management   Total Ballot Shares: 460000    
Last Vote Date: 21-May-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 460000 0 0 0
2 Election of Directors (Majority Voting)     For None 460000 0 0 0
3 Election of Directors (Majority Voting)     For None 460000 0 0 0
4 Election of Directors (Majority Voting)     For None 460000 0 0 0
5 Election of Directors (Majority Voting)     For None 460000 0 0 0
6 Election of Directors (Majority Voting)     For None 460000 0 0 0
7 Election of Directors (Majority Voting)     For None 460000 0 0 0
8 Election of Directors (Majority Voting)     For None 460000 0 0 0
9 Election of Directors (Majority Voting)     For None 460000 0 0 0
10 Election of Directors (Majority Voting)     For None 460000 0 0 0
11 Ratify Appointment of Independent Auditors For None 460000 0 0 0
12 14A Executive Compensation     For None 460000 0 0 0
13 S/H Proposal - Corporate Governance     Against None 0 460000 0 0
14 S/H Proposal - Establish Independent Chairman Against None 0 460000 0 0
15 S/H Proposal - Create a Non-Discriminatory Against None 0 460000 0 0
  Sexual Orientation Policy                

 

Page 57 of 65

 

VISTEON CORPORATION                
Security:   92839U206     Meeting Type:   Annual    
Ticker:   VC       Meeting Date:   12-Jun-2014    
ISIN   US92839U2069     Vote Deadline Date: 11-Jun-2014    
Agenda   933997592   Management   Total Ballot Shares: 128141    
Last Vote Date: 01-May-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 128141 0 0 0
2 Election of Directors (Majority Voting)     For None 128141 0 0 0
3 Election of Directors (Majority Voting)     For None 128141 0 0 0
4 Election of Directors (Majority Voting)     For None 128141 0 0 0
5 Election of Directors (Majority Voting)     For None 128141 0 0 0
6 Election of Directors (Majority Voting)     For None 128141 0 0 0
7 Election of Directors (Majority Voting)     For None 128141 0 0 0
8 Election of Directors (Majority Voting)     For None 128141 0 0 0
9 Ratify Appointment of Independent Auditors For None 128141 0 0 0
10 14A Executive Compensation     For None 128141 0 0 0

 

Page 58 of 65

 

REPROS THERAPEUTICS INC.                
Security:   76028H209     Meeting Type:   Annual    
Ticker:   RPRX       Meeting Date:   16-Jun-2014    
ISIN   US76028H2094     Vote Deadline Date: 13-Jun-2014    
Agenda   934003803   Management   Total Ballot Shares: 145891    
Last Vote Date: 01-May-2014                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 JOSEPH S. PODOLSKI         145891 0 0 0
  2 DANIEL F. CAIN         145891 0 0 0
  3 NOLA MASTERSON, M.S.         145891 0 0 0
  4 SAIRA RAMASASTRY         145891 0 0 0
  5 MICHAEL SUESSERMAN         145891 0 0 0
  6 M.G. WYLLIE, PH.D., DSC         145891 0 0 0
2 Ratify Appointment of Independent Auditors For None 145891 0 0 0
3 14A Executive Compensation     For None 145891 0 0 0

 

Page 59 of 65

 

WEATHERFORD INTERNATIONAL LTD              
Security:   H27013103     Meeting Type:   Special    
Ticker:   WFT     Meeting Date:   16-Jun-2014    
ISIN   CH0038838394     Vote Deadline Date: 13-Jun-2014    
Agenda   934000299 Management   Total Ballot Shares: 825983    
Last Vote Date: 25-Apr-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Approve Merger Agreement   For None 825983 0 0 0
2 Approve Charter Amendment   For None 825983 0 0 0
3 Approve Charter Amendment   None None 0 0 0 825983

 

Page 60 of 65

 

WEATHERFORD INTERNATIONAL LTD              
Security:   H27013103     Meeting Type:   Special    
Ticker:   WFT     Meeting Date:   16-Jun-2014    
ISIN   CH0038838394     Vote Deadline Date: 13-Jun-2014    
Agenda   934033363 Management   Total Ballot Shares: 675000    
Last Vote Date: 28-May-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Approve Merger Agreement   For None 675000 0 0 0
2 Approve Charter Amendment   For None 675000 0 0 0
3 Approve Charter Amendment   None None 0 0 0 675000

 

Page 61 of 65

 

CELGENE CORPORATION              
Security:   151020104     Meeting Type:   Annual    
Ticker:   CELG     Meeting Date:   18-Jun-2014    
ISIN   US1510201049     Vote Deadline Date: 17-Jun-2014    
Agenda   934002837 Management   Total Ballot Shares: 100000    
Last Vote Date: 01-May-2014              
Item Proposal   Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors   For None        
  1 ROBERT J. HUGIN       100000 0 0 0
  2 R.W. BARKER, D. PHIL.       100000 0 0 0
  3 MICHAEL D. CASEY       100000 0 0 0
  4 CARRIE S. COX       100000 0 0 0
  5 RODMAN L. DRAKE       100000 0 0 0
  6 M.A. FRIEDMAN, M.D.       100000 0 0 0
  7 GILLA KAPLAN, PH.D.       100000 0 0 0
  8 JAMES J. LOUGHLIN       100000 0 0 0
  9 ERNEST MARIO, PH.D.       100000 0 0 0
2 Ratify Appointment of Independent Auditors For None 100000 0 0 0
3 Approve Stock Split   For None 100000 0 0 0
4 Amend Stock Compensation Plan   For None 100000 0 0 0
5 14A Executive Compensation   For None 100000 0 0 0
6 S/H Proposal - Corporate Governance   Against None 0 100000 0 0

 

Page 62 of 65

 

AON PLC                  
Security:   G0408V102     Meeting Type:   Annual    
Ticker:   AON     Meeting Date:   24-Jun-2014    
ISIN   GB00B5BT0K07     Vote Deadline Date: 23-Jun-2014    
Agenda   934007445 Management   Total Ballot Shares: 330492    
Last Vote Date: 06-May-2014              
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)   For None 330492 0 0 0
2 Election of Directors (Majority Voting)   For None 330492 0 0 0
3 Election of Directors (Majority Voting)   For None 330492 0 0 0
4 Election of Directors (Majority Voting)   For None 330492 0 0 0
5 Election of Directors (Majority Voting)   For None 330492 0 0 0
6 Election of Directors (Majority Voting)   For None 330492 0 0 0
7 Election of Directors (Majority Voting)   For None 330492 0 0 0
8 Election of Directors (Majority Voting)   For None 330492 0 0 0
9 Election of Directors (Majority Voting)   For None 330492 0 0 0
10 Election of Directors (Majority Voting)   For None 330492 0 0 0
11 Election of Directors (Majority Voting)   For None 330492 0 0 0
12 Election of Directors (Majority Voting)   For None 330492 0 0 0
13 Receive Directors' Report   For None 330492 0 0 0
14 Ratify Appointment of Independent Auditors For None 330492 0 0 0
15 Ratify Appointment of Independent Auditors For None 330492 0 0 0
16 Approve Remuneration of Directors and Auditors For None 330492 0 0 0
17 14A Executive Compensation   For None 330492 0 0 0
18 Approve Remuneration of Directors and Auditors For None 330492 0 0 0
19 Approve Remuneration of Directors and Auditors For None 330492 0 0 0
20 Approve Stock Compensation Plan   For None 330492 0 0 0
21 Adopt Employee Stock Purchase Plan For None 330492 0 0 0

 

 

ARIAD PHARMACEUTICALS, INC.                
Security:   04033A100     Meeting Type: Annual    
Ticker:   ARIA       Meeting Date:   25-Jun-2014    
ISIN   US04033A1007     Vote Deadline Date: 24-Jun-2014    
Agenda   934022447   Management   Total Ballot Shares: 1200000    
Last Vote Date: 20-May-2014                
Item Proposal       Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors (Majority Voting)     For None 1200000 0 0 0
2 Election of Directors (Majority Voting)     For None 1200000 0 0 0
3 Election of Directors (Majority Voting)     For None 1200000 0 0 0
4 Miscellaneous Corporate Actions     For None 1200000 0 0 0
5 Approve Stock Compensation Plan     For None 1200000 0 0 0
6 Amend Employee Stock Purchase Plan For None 1200000 0 0 0
7 14A Executive Compensation     For None 1200000 0 0 0
8 Ratify Appointment of Independent Auditors For None 1200000 0 0 0

 

Page 64 of 65

 

INTRA-CELLULAR THERAPIES INC                
Security:   46116X101     Meeting Type:   Annual    
Ticker:   ITCI       Meeting Date:   30-Jun-2014    
ISIN   US46116X1019     Vote Deadline Date: 27-Jun-2014    
Agenda   934030052   Management   Total Ballot Shares: 200000    
Last Vote Date: 29-May-2014                
Item Proposal     Recommendation Default Vote For Against Abstain Take No Action
1 Election of Directors     For None        
  1 RICHARD LERNER, M.D.         200000 0 0 0
  2 SIR MICHAEL RAWLINS, MD         200000 0 0 0
2 Ratify Appointment of Independent Auditors For None 200000 0 0 0

 

Page 65 of 65


SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has
duly caused this report to be signed on its behalf by the undersigned, thereunto duly
authorized.

Registrant                                 General American Investors Company, Inc.

By (Signature and Title)*          /s/Jeffrey W. Priest



                                               Jeffrey W. Priest, President & Chief Executive Officer
                                               (Principal Executive Officer)

Date August 11, 2014

*Print name and title of each signing officer under his or her signature