FORM 4 |
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility |
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Check this box if no longer |
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(Print or Type Responses) |
1. Name and Address of Reporting Person*
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2. Issuer Name and Ticker or Trading Symbol Modine Manufacturing Company - MODI
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6. Relationship of Reporting Person(s) to Issuer |
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Director |
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10% Owner |
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X |
Officer (give |
Other (specify |
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V.P., Human Resources |
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(Last) (First) (Middle) Modine Manufacturing Company 1500 DeKoven Avenue |
3. I.R.S. Identification
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4. Statement for 2/05/03 |
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5. If Amendment,
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X |
Form filed by One Reporting Person |
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(Street) Racine WI 53403 |
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Form filed by More than One Reporting Person |
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(City) (State) (Zip) |
Table I ¾ Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Security |
2. Trans- |
2A. |
3. Trans- |
4. Securities Acquired (A) |
5. Amount of |
6. Owner- |
7. Nature of |
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Code |
V |
Amount |
(A) |
Price |
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Common Stock |
2/05/03 |
S |
200 |
D |
16.77 |
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(1) |
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J(1) |
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22.3471 |
(1) |
22,445.05 (1) |
I |
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(1) The reported securities of 22.3471 Modine Common Stock Fund Units (Modine 401(k) Retirement Plan) were purchased from 1/10/03 thru 1/29/03 at prices ranging from $17.20 to $18.96 per Unit. Each Unit consists of Modine common stock and cash components. |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
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* |
If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
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Persons who respond to the collection of information contained |
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(Over) |
FORM 4 (continued) |
Table II ¾
Derivative Securities Acquired, Disposed of, or Beneficially Owned |
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1. Title of Derivative |
2. Conver- |
3. Trans- (Month/ |
3A. (Month/ |
4. Trans- |
5. Number of Deriv- |
6. Date Exer- |
7. Title and Amount of |
8. Price |
9. Number |
10. Owner- |
11. Nature |
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Code |
V |
(A) |
(D) |
Date |
Expira- |
Title |
Amount or |
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Options with tandem tax withholding rights |
$30.00 |
1/19/ |
1/19 |
Common Stock |
3,000 |
3,000 |
D |
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Options with tandem tax withholding rights |
$28.50 |
1/18 |
1/18/ |
Common Stock |
3,000 |
3,000 |
D |
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Options with tandem tax withholding rights |
$22.75 |
1/17/ |
1/17/ |
Common Stock |
3,000 |
3,000 |
D |
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Options with tandem tax withholding rights |
$25.25 |
1/15/ |
1/15/ |
Common Stock |
3,000 |
3,000 |
D |
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Options with tandem tax withholding rights |
$33.9375 |
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1/21/ |
1/21/ |
Common Stock |
6,000 |
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6,000 |
D |
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Options with tandem tax withholding rights |
$33.25 |
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1/20/ |
1/20 |
Common Stock |
6,000 |
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6,000 |
D |
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Options with tandem tax withholding rights |
$25.00 |
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1/19/ |
1/19/ |
Common Stock |
6,000 |
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6,000 |
D |
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Options with tandem tax withholding rights |
$23.25 |
1/17/ |
1/17/ |
Common Stock |
6,000 |
6,000 |
D |
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Options with tandem tax withholding rights |
$22.78 |
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1/16/ |
1/16/ |
Common Stock |
8,000 |
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8,000 |
D |
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Options with tandem tax withholding rights |
$18.53 |
1/06/ |
1/06/ |
Common Stock |
5,600 |
5,600 |
D |
Explanation of Responses: |
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The plans under which these options were granted, which complies with Rule 16b-3, allows for the provision of tax withholding rights. The Reporting Person is a participant in the Modine Employee Stock Ownership Plan (ESOP), Modine Common Stock Fund Units and the Modine Manufacturing Company Pension Trusts. The entities (with the exception of the Modine Common Stock Fund) are also Reporting Persons pursuant to Section 16(a) and files separate statements. Shares held by the Reporting Person in the Plan or Trust are reported on this Statement and on statements filed by the Plan. |
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/s/ Roger L. Hetrick |
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February 6, 2003 |
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Intentional misstatements or omissions of facts constitute Federal Criminal Violations. |
**Signature of Reporting Person |
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Date |
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See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
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Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, |
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Potential persons who are to respond to the collection of information contained in this form are not |
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Page 2 |