U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 4
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(h) of the Investment Company Act of 1940
[_] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations
may continue. See Instruction 1(b).
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1. Name and Address of Reporting Person*
Pokrajac William R.
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(Last) (First) (Middle)
c/o John B. Sanfilippo & Son, Inc.
2299 Busse Road
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(Street)
Elk Grove Village IL 60007
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(City) (State) (Zip)
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2. Issuer Name and Ticker or Trading Symbol
John B. Sanfilippo & Son, Inc. (JBSS)
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Statement for Month/Day/Year
4/28/03
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5. If Amendment, Date of Original (Month/Day/Year)
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6. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
[ ] Director [_] 10% Owner
[X] Officer (give title below) [_] Other (specify below)
Vice President of Finance and Controller
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form filed by one Reporting Person
[_] Form filed by more than one Reporting Person
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Table I -- Non-Derivative Securities Acquired, Disposed of,
or Beneficially Owned
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5. 6.
4. Amount of Owner-
Securities Acquired (A) or Securities ship
3. Disposed of (D) Beneficially Form: 7.
2A. Transaction (Instr. 3, 4 and 5) Owned Follow- Direct Nature of
2. Deemed Code ------------------------------- ing Reported (D) or Indirect
1. Transaction Execution (Instr. 8) (A) Transaction(s) Indirect Beneficial
Title of Security Date Date, if any ------------ Amount or Price (Instr. 3 (I) Ownership
(Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V (D) and 4) (Instr.4) (Instr. 4)
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Common Stock 4/28/03 M 750 A 6.00
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Common Stock 4/28/03 M 1600 A 9.375
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Common Stock 4/28/03 M 1500 A 6.250
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Common Stock 4/28/03 M 3500 A 4.00
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Common Stock 4/28/03 M 3750 A 4.50
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Common Stock 4/28/03 S 11100 D 16.4848 0 D
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Common Stock 150 D Joint
with
Spouse
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* If the Form is filed by more than one Reporting Person, see Instruction
4(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Over)
FORM 4 (continued)
Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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9. 10.
Number Owner-
of Deriv- ship
ative Form
2. Secur- of
Conver- 5. 7. ities Deriv- 11.
sion Number of Title and Amount Bene- ative Nature
or 3A. Derivative 6. of Underlying 8. ficially Secur- of
Exer- Deemed 4. Securities Date Securities Price Owned ity: In-
cise 3. Execu- Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct
Price Trans- tion action or Disposed Expiration Date ---------------- Deriv- ing Re- (D) or Bene-
1. of action Date, Code of(D) (Month/Day/Year) Amount ative ported In- ficial
Title of Deriv- Date if any (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner-
Derivative ative (Month/ (Month 8) 4 and 5) Date Expira- Number ity action(s) (I) ship
Security Secur- Day/ /Day/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr.
(Instr. 3) ity Year) Year) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4)
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Employee 6.00 4/28/03 M 750 (1) 1/10/05 Common 750
Stock Stock
Option
(Right to
Buy) *
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Employee 9.375 4/28/03 M 1600 (2) 10/2/05 Common 1600
Stock Stock
Option
(Right to
Buy) **
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Employee 6.25 4/28/03 M 1500 (3) 5/21/07 Common 1500
Stock Stock
Option
(Right to
Buy) **
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Employee 4.00 4/28/03 M 3500 (4) 2/2/09 Common 3500
Stock Stock
Option
(Right to
Buy) ***
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Employee 4.50 4/28/03 M 3750 (5) 1/27/10 Common 3750 7850 D
Stock Stock
Option
(Right to
Buy) ***
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Explanation of Responses:
*Reflects options granted pursuant to the John B. Sanfilippo & Son, Inc.
1991 Stock Option Incentive Plan
**Reflects options granted pursuant to the John B. Sanfilippo & Son, Inc.
1995 Stock Option Incentive Plan
***Reflects options granted pursuant to the John B. Sanfilippo & Son, Inc.
1998 Stock Option Incentive Plan
(1) Options vested and exercisable in equal installments of 25% on each
of the first, second, third and fourth anniversary of the option's Date
of Grant on January 10, 1996, 1997, 1998 & 1999.
(2) Options vested and exercisable in equal installments of 25% on each
of the first, second, third and fourth anniversary of the option's Date
of Grant on October 2, 1996, 1997, 1998 & 1999.
(3) Options vested and exercisable in equal installments of 25% on each
of the first, second, third and fourth anniversary of the option's Date
of Grant on May 21, 1998,1999, 2000 & 2001.
(4) Options vested and exercisable in equal installments of 25% on each
of the first, second, third and fourth anniversary of the option's Date
of Grant on February 2, 2000, 2001, 2002 & 2003.
(5) Options vested and exercisable in equal installments of 25% on each
of the first, second, third and fourth anniversary of the option's Date
of Grant on January 27, 2001, 2002 & 2003.
/s/Linda Crowley 4/29/03
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**Signature of Reporting Person Date
By: Linda Crowley, as attorney-in-fact
for William R. Pokrajac per Power of
Attorney dated February 1, 2001, original
on file with the SEC.
** Intentional misstatements or omissions of facts constitute Federal
Criminal Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
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