UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 2)*
CommVault Systems, Inc.
(Name of Issuer)
Common Stock, $.01 par value
(Title of Class of Securities)
204166102
(CUSIP Number)
Ivy Dodes
Credit Suisse
Eleven Madison Avenue, New York, NY 10010
(212) 325-2000
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)
September 13, 2007
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
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CUSIP No. 204166102 |
13D/A |
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1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Credit Suisse | ||
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (b) x | ||
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SEC USE ONLY | ||
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SOURCE OF FUNDS OO | ||
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CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) x | ||
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CITIZENSHIP OR PLACE OF ORGANIZATION Switzerland | ||
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NUMBER OF SHARES |
7 |
SOLE VOTING POWER | |
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BENEFICIALLY OWNED BY |
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SHARED VOTING POWER | |
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EACH REPORTING PERSON |
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SOLE DISPOSITIVE POWER | |
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WITH |
10 |
SHARED DISPOSITIVE POWER
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11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
See Item 5. | ||
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12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
See Item 5. | ||
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14 |
TYPE OF REPORTING PERSON | ||
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Item 1. |
Security and Issuer. |
The response set forth in Item 1 of the Schedule 13D (as defined below) is hereby amended by deleting the previous response in its entirety and replacing it with the following:
This Amendment No. 2 to Schedule 13D amends and supplements the statement on Schedule 13D orginally filed on November 13, 2006, as amended by Amendment No. 1 filed on July 24, 2007 (the "Schedule 13D" and, as amended by this Amendment No. 2, the "Statement"), with respect to the Common Stock, $.01 par value (the “Shares”), of CommVault Systems, Inc., a Delaware corporation (the “Company”). The principal executive offices of the Company are located at 2 Crescent Place, Oceanport, NJ 07757. Unless otherwise indicated, each capitalized term used but not defined herein shall have the meaning assigned to such term in the Schedule 13D.
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Item 2. |
Identity and Background. |
The response set forth in Item 2 of the Schedule 13D is hereby amended by deleting the previous response in its entirety and replacing it with the following:
In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they constitute the Investment Banking division (the "Investment Banking division"), the Alternative Investments business (the "AI Business") within the Asset Management division (the "Asset Management division") and the U.S. private client services business (the "U.S. PCS Business") within the Private Banking division (the "Private Banking division") (the "Reporting Person"). The address of the principal business and office of the Bank is Uetlibergstrasse 231, P.O. Box 900, CH 8070 Zurich, Switzerland. The address of the principal business and office of the Reporting Person in the United States is Eleven Madison Avenue, New York, NY 10010.
The Bank owns directly a majority of the voting stock, and all of the non-voting stock, of Credit Suisse Holdings (USA), Inc. ("CS Hldgs USA Inc"), a Delaware corporation. The address of the principal business and office of CS Hldgs USA Inc is Eleven Madison Avenue, New York, NY 10010, USA. The ultimate parent company of the Bank and CS Hldgs USA Inc, and the direct owner of the remainder of the voting stock of CS Hldgs USA Inc, is Credit Suisse Group ("CSG"), a corporation formed under the laws of Switzerland.
CS Hldgs USA Inc owns all of the voting stock of Credit Suisse (USA), Inc. (“CS USA Inc”), a Delaware corporation and holding company. CS USA Inc is the sole member of Credit Suisse Securities (USA) LLC (“CS Sec USA LLC”), a Delaware limited liability company and a registered broker-dealer that effects trades in many companies, including the Company. CS Sec USA LLC is the successor company of Credit Suisse First Boston LLC (“CSFB LLC”), and all references hereinafter to CSFB LLC shall be deemed to refer to CS Sec USA LLC. The address of the principal business and office of each of CS USA Inc and CS Sec USA LLC is Eleven Madison Avenue, New York, New York 10010.
Sprout Capital IX, L.P. (“Sprout IX”), Sprout Capital VII, L.P. (“Sprout VII”), Sprout CEO Fund, L.P. (“Sprout CEO”), Sprout Entrepreneurs Fund, L.P. (“Sprout Entrepreneurs”), Sprout Growth II, L.P. (“Sprout Growth”) and Sprout IX Plan Investors, L.P. (“SIPI”) are Delaware limited partnerships which make investments for long-term appreciation. DLJ Capital Corporation (“DLJCC”), a Delaware corporation and a wholly-owned subsidiary of CS USA Inc, acts as a venture capital partnership management company. DLJCC is also the general partner of Sprout CEO and Sprout Entrepreneurs. DLJCC is also the managing general partner of Sprout IX, Sprout VII and Sprout Growth and, as such, is responsible for their day-to-day management. DLJCC makes all of the investment decisions on behalf of Sprout IX, Sprout VII, Sprout CEO, Sprout Entrepreneurs and Sprout Growth. DLJ Associates IX, L.P. (“Associates IX”), a Delaware limited partnership, is a general partner of Sprout IX and in accordance with the terms of the relevant partnership agreement, does not participate in investment decisions made on behalf of Sprout IX. DLJ Capital Associates IX, Inc. (“DLJCA IX”), a Delaware corporation and wholly-owned subsidiary of DLJCC, is the managing general partner of Associates IX. DLJ Associates VII, L.P. (“Associates VII”), a Delaware limited partnership, is a general partner of Sprout VII and in accordance with the terms of the relevant partnership agreement, does not participate in investment decisions made on behalf of Sprout VII. DLJ Capital Associates VII, Inc. (“DLJCA VII”), a Delaware corporation and
wholly-owned subsidiary of DLJCC, is the managing general partner of Associates VII. DLJ Growth Associates II, L.P. (“Associates II”), a Delaware limited partnership, is a general partner of Sprout Growth and in accordance with the terms of the relevant partnership agreement, does not participate in investment decisions made on behalf of Sprout Growth. DLJ Growth Associates II, Inc. (“DLJGA II”), a Delaware corporation and wholly-owned subsidiary of DLJCC, is the managing general partner of Associates II. DLJ LBO Plans Management Corporation II (“DLJLBO II”), a Delaware corporation, is the general partner of SIPI and, as such, is responsible for its day-to-day management. DLJLBO II makes all of the investment decisions on behalf of SIPI. DLJLBO II is an indirect wholly-owned subsidiary of CS USA Inc.
The address of the principal business and office of each of DLJCC, DLJCA IX, Associates IX, DLJCA VII, Associates VII, DLJGA II, Associates II, Sprout IX, Sprout VII, Sprout CEO, Sprout Entrepreneurs, Sprout Growth, SIPI and DLJLBO II, is Eleven Madison Avenue, New York, New York 10010. Each of Sprout CEO, DLJCC, Sprout Growth, Sprout VII, Sprout IX, Sprout Entrepreneurs and SIPI is individually referred to as a “Purchasing Entity,” and such entities are collectively referred to as the “Purchasing Entities.” The Purchasing Entities, Associates IX, DLJCA IX, Associates VII, DLJCA VII, Associates II, DLJGA II and DLJLBO II, are collectively referred to as the “CS Entities.”
CSG is a global financial services company, active in all major financial centers and providing a comprehensive range of banking products. The Bank is comprised of the Investment Banking division, the Asset Management division and the Private Banking division. The Investment Banking division provides financial advisory and capital raising services and sales and trading to institutional, corporate and government clients worldwide. The Asset Management division provides asset management and investment advisory services to institutional, mutual fund and private investors worldwide and offers products across a broad range of investment classes, including alternative investments. The Private Banking division offers global private banking and corporate and retail banking services in Switzerland. The business address of CSG is Paradeplatz 8, P.O. Box 1, CH 8070 Zurich, Switzerland.
CSG, for purposes of the federal securities laws, may be deemed ultimately to control the Bank and the Reporting Person. CSG, its executive officers and directors, and its direct and indirect subsidiaries (including those subsidiaries that constitute the Asset Management division (other than the AI Business) (the "Traditional AM Business") and the Private Banking division (other than the U.S. PCS Business) (the "Non-U.S. PB Business")) may beneficially own Shares to which this Statement relates and such Shares are not reported in this Statement. CSG disclaims beneficial ownership of Shares beneficially owned by its direct and indirect subsidiaries, including the Reporting Person. Each of the Traditional AM Business and the Non-U.S. PB Business disclaims beneficial
ownership of Shares beneficially owned by the Reporting Person. The Reporting Person disclaims beneficial ownership of Shares beneficially owned by CSG, the Traditional AM Business and the Non-U.S. PB Business.
The Reporting Person, CS Hldgs USA Inc, CS USA Inc and CS Sec USA LLC may be deemed for purposes of this Statement to beneficially own Shares held in client accounts with respect to which CS Sec USA LLC or its employees have voting or investment discretion, or both (“Managed Accounts”). The Reporting Person, CS Hldgs USA Inc, CS USA Inc and CS Sec USA LLC disclaim beneficial ownership of Shares held in Managed Accounts.
The name, business address, citizenship, present principal occupation or employment, and the name and business address of any corporation or organization in which each such employment is conducted, of each executive officer or director of the Reporting Person, CS Hldgs USA Inc, CS USA Inc, CS Sec USA LLC, DLJCC, DLJCA IX, DLJCA VII, DLJGA II and DLJLBO II are set forth on Schedules A-1 through A-9 attached hereto, each of which is incorporated by reference herein.
Except as otherwise provided herein, during the past five years none of the Reporting Person, CS Hldgs USA Inc, CS USA Inc, CS Sec USA LLC, the CS Entities nor, to the best knowledge of the Reporting Person, any of the other persons listed on Schedules A-1 through A-9 attached hereto, has been (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to United States federal or state securities laws or finding any violation with respect to such laws.
On October 31, 2003, the U.S. District Court for the Southern District of New York (the “SDNY”) approved the global settlement among a number of Wall Street firms, including CSFB LLC, and a coalition of state and federal regulators and self-regulatory organizations (the “Global Settlement”). CSFB LLC, without admitting or denying any alleged violation, consented to the Global Settlement and thereby resolved a SEC complaint filed on April 28, 2003, in the SDNY. In this complaint, the SEC alleged that, from July 1998 to December 2001, CSFB LLC engaged in acts and practices that created or maintained inappropriate influence over research analysts, thereby imposing conflicts of interest on research analysts that CSFB LLC failed to manage in an adequate or appropriate manner. The SEC’s complaint also alleged that CSFB LLC engaged in inappropriate “spinning” of “hot” initial public offering allocations in violation of New York Stock Exchange (“NYSE”) and NASD rules requiring adherence to high business standards and just and equitable principles of trade, and that CSFB LLC’s books and records relating to certain transactions violated the broker-dealer recordkeeping provisions of Section 17(a) of the Exchange Act, NYSE Rules 401, 440 and 476(a)(6) and NASD Rules 2110 and 3110.
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Under the terms of the Global Settlement:
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CSFB LLC agreed to pay the following amounts: $75 million as a penalty, $75 million as disgorgement of commissions and other monies for restitution for investors, and $50 million to be used to fund independent research. This $50 million to fund independent research is payable over a five year period. |
| • | CSFB LLC is required, among other things, to: (i) separate its research and investment banking departments and make independent research available to investors, (ii) prohibit its analysts from receiving compensation for investment banking activities and prohibit analysts’ involvement in investment banking “pitches” and “roadshows,” (iii) contract, for a five-year period, with no fewer than three independent research firms that will make available independent research to CSFB LLC’s customers and (iv) make its analysts’ historical price targets (among other things) publicly available. |
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| • | CSFB LLC is permanently restrained and enjoined from violating Sections 15(e) and 17(a) of the Exchange Act, Exchange Act Rules 15c1-2 and 17a-3, NASD Rules 2110, 2210, 3010, and 3110, and NYSE Rules 342, 401, 440, 472, and 476. |
Other Wall Street firms were subject to similar requirements.
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Item 3. |
Source and Amounts of Funds. |
The response set forth in Item 3 of the Schedule 13D is hereby amended by adding to the end of Item 3 the following:
On September 13, 2007, (i) Sprout Growth distributed 391,000 Shares to its limited partners, including 28,987 Shares to CS USA Inc and (ii) Sprout VII distributed 479,000 Shares to its limited partners, including 29,029 Shares to CS USA Inc. The distributions were made at a price of $18.70 per Share.
On September 26, 2007, Sprout CEO sold 8,295 Shares and DLJCC sold 121,705 Shares at a price of $18.75 per Share (exclusive of commission). All sales were effected in ordinary trading on the NASDAQ stock market.
On September 27, 2007, (i) Sprout Growth distributed 293,900 Shares to its limited partners, including 21,787 Shares to CS USA Inc and (ii) Sprout VII distributed 359,200 Shares to its limited partners, including 21,769 Shares to CS USA Inc. The distributions were made at a price of $18.57 per Share.
Between October 5, 2007 and October 9, 2007, Sprout CEO sold 3,174 Shares and DLJCC sold 93,726 Shares at a price of $20.28 per Share (exclusive of commission). All sales were effected in ordinary trading on the NASDAQ stock market.
On October 10, 2007, (i) Sprout Growth distributed 516,684 Shares to its limited partners, including 24,092 Shares to CS USA Inc, 70,731 Shares to DLJCC and 120,953 Shares to Associates II and (ii) Sprout VII distributed 631,522 Shares to its limited partners, including 24,242 Shares to CS USA Inc, 76,171 Shares to DLJCC and 155,351 Shares to Associates VII. Concurrent with this distribution, Associates II distributed 120,953 Shares to its limited partners and Associates VII distributed 155,351 Shares to its limited partners. The distributions were made at a price of $20.19 per Share.
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Item 5. |
Interest in Securities of the Issuer. |
The response set forth in Item 5 of the Schedule 13D is hereby amended by deleting the previous response in its entirety and replacing it with the following:
(a) As of October 10, 2007, the Reporting Person may be deemed to beneficially own an aggregate of 2,219,965 Shares, consisting of 401,294 Shares held directly by certain subsidiaries of the Reporting Person (as described below) (the "Direct Shares") and 1,818,671 Shares deposited into a voting trust (as described in Item 6) (the "Trust Shares"). The Direct Shares include 146,902 held directly by DLJCC, 249,227 held directly by CS USA Inc. and 5,165 held directly by CS Sec USA LLC. The Trust Shares include 5,578 Shares deposited by Sprout CEO, 167,824 Shares deposited by DLJCC, 1,566,741 Shares deposited by Sprout IX, 6,175 Shares deposited by Sprout Entrepreneurs and 72,353 Shares deposited by SIPI.
Accordingly, the Reporting Person may be deemed to beneficially own 5.2% of the outstanding Shares.
To the best knowledge of the Reporting Person, and except as described herein, neither the Reporting Person, CS Hldgs USA Inc, CS USA Inc, CS Sec USA LLC, the CS Entities nor, to the best knowledge of the Reporting Person, any other persons listed on Schedules A-1 through A-9 attached hereto, beneficially owns any additional Shares.
(b) With respect to any rights or powers to vote, or to direct the vote of, or to dispose of, or direct the disposition of, the Shares referenced in paragraph 5(a), there is shared power to vote, or to direct the vote of, and to dispose of, or to direct the disposition of, such Shares among the Reporting Person, CS Hldgs USA Inc, CS USA Inc, CS Sec USA LLC and the CS Entities (subject to the applicable terms of the Voting Trust Agreement described in Item 6).
(c) Except as described in Item 3, no transactions in the Shares were effected by the Reporting Person and its subsidiaries during the 60 day period prior to September 27, 2007.
(d) No other person is known by the Reporting Person to have the right to receive or power to direct the receipt of dividends from, or the proceeds from the sale of the Shares beneficially owned by, the Reporting Person, CS Hldgs USA Inc, CS USA Inc, CS Sec USA LLC and the CS Entities.
(e) Not applicable.
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: October 18, 2007
CREDIT SUISSE
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By: |
/s/ Ivy Dodes |
Name: Ivy Dodes
Title: Managing Director
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SCHEDULE A-1
EXECUTIVE OFFICERS AND DIRECTORS OF THE REPORTING PERSON
The following sets forth the name, business address, present principal occupation and citizenship of each executive officer and director of the Reporting Person. The business address of the Reporting Person is Eleven Madison Avenue, New York, New York 10010.
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Name |
Business Address |
Title |
Citizenship |
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Brady W. Dougan |
Eleven Madison Avenue |
Chief Executive Officer and Member of Executive Board of Credit Suisse Group and Credit Suisse |
United States |
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Tony Ehinger |
Eleven Madison Avenue |
Head of the Global Equities Department within Investment Banking Division |
United States |
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Brian D. Finn |
Eleven Madison Avenue |
President of Investment Banking and Chairman of Alternative Investments |
United States |
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Marc D. Granetz |
Eleven Madison Avenue |
Global Co-Head of Investment Banking Department and Global Head of the Mergers and Acquisitions Group |
United States |
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John S. Harrison |
Eleven Madison Avenue |
Head of Executive Office Administration |
United States |
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James P. Healy |
Eleven Madison Avenue |
Head of Fixed Income |
United States |
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Eric M. Varvel |
Eleven Madison Avenue |
Global Co-Head of Investment Banking Department |
United States |
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Robert L. Basso |
Eleven Madison Avenue |
Head of Human Resources for the Americas and Investment Banking Division |
United States |
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Philip Cushmaro |
Eleven Madison Avenue |
Chief Information Officer for the Americas and Investment Banking Division |
United States |
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Mark Rufeh |
Eleven Madison Avenue |
Chief Administrative Officer for the Investment Banking Division |
United States |
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Lewis H. Wirshba |
Eleven Madison Avenue |
Chief Operation Officer, Americas Region |
United States |
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Carlos Onis |
Eleven Madison Avenue |
Global Head of Fixed Income Infrastructure |
United States |
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Ken Weiner |
Eleven Madison Avenue |
Head of Operational Risk Management and SOX 404 Compliance within the Investment Banking Division |
United States |
SCHEDULE A-2
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE HOLDINGS (USA), INC.
The following sets forth the name, business address, present principal occupation and citizenship of each executive officer and director of Credit Suisse Holdings (USA), Inc. The business address of Credit Suisse Holdings (USA), Inc. is Eleven Madison Avenue, New York, New York 10010, USA.
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Name |
Business Address |
Title |
Citizenship |
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Brady W. Dougan |
Eleven Madison Avenue |
Board Member, President and Chief Executive Officer |
United States |
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D. Neil Radey |
One Madison Avenue |
Managing Director and General Counsel |
United States |
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Paul J. O’Keefe |
Eleven Madison Avenue |
Chief Financial Officer and Controller |
United States |
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Peter J. Feeney |
Eleven Madison Avenue |
Treasurer |
United States |
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Robert C. O’Brien |
Eleven Madison Avenue |
Managing Director and Chief Credit Officer |
United States |
SCHEDULE A-3
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE (USA), INC.
The following sets forth the name, business address, present principal occupation and citizenship of each executive officer and director of Credit Suisse (USA), Inc. The business address of Credit Suisse (USA), Inc. is Eleven Madison Avenue, New York, New York 10010, USA.
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Name |
Business Address |
Title |
Citizenship |
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Brady W. Dougan |
Eleven Madison Avenue |
Board Member, President and Chief Executive Officer |
United States |
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D. Neil Radey |
One Madison Avenue |
Managing Director and General Counsel |
United States |
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Lewis H. Wirshba |
Eleven Madison Avenue |
Board Member and Managing Director |
United States |
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Paul J. O’Keefe |
Eleven Madison Avenue |
Chief Financial and Accounting Officer |
United States |
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Peter J. Feeney |
Eleven Madison Avenue |
Managing Director and Treasurer |
United States |
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Carlos Onis |
Eleven Madison Avenue |
Board Member and Managing Director |
United States |
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Kenneth Weiner |
Eleven Madison Avenue |
Board Member and Managing Director |
United States |
SCHEDULE A-4
EXECUTIVE OFFICERS AND DIRECTORS OF CREDIT SUISSE SECURITIES (USA) LLC
The following sets forth the name, business address, present principal occupation and citizenship of each executive officer and director of Credit Suisse Securities (USA) LLC. The business address of Credit Suisse Securities (USA) LLC is Eleven Madison Avenue, New York, New York 10010.
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Name |
Business Address |
Title |
Citizenship |
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Paul Calello |
Two Exchange Square |
Board Member, President and Chief Executive Officer |
United States |
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John A. Ehinger |
Eleven Madison Avenue |
Board Member |
United States |
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James P. Healy |
Eleven Madison Avenue |
Board Member |
United States |
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D. Neil Radey |
One Madison Avenue |
Managing Director and General Counsel |
United States |
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Paul J. O’Keefe |
Eleven Madison Avenue |
Chief Financial Officer |
United States |
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Gary Gluck |
Eleven Madison Avenue |
Treasurer |
United States |
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Anthony DeChellis |
Eleven Madison Avenue |
Board Member |
United States |
SCHEDULE A-5
EXECUTIVE OFFICERS AND DIRECTORS OF DLJ CAPITAL CORPORATION
The following sets forth the name, business address, present principal occupation and citizenship of each executive officer and director of DLJ Capital Corporation. The business address of DLJ Capital Corporation is Eleven Madison Avenue, New York, New York 10010.
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Name |
Business Address |
Title |
Citizenship |
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Robert Finzi |
Eleven Madison Avenue |
Board Member and Co-Chairman |
United States |
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Janet A. Hickey |
Eleven Madison Avenue |
Board Member and Co-Chairman |
United States |
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Peter J. Feeney |
Eleven Madison Avenue |
Board Member and Treasurer |
United States |
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George R. Hornig |
Eleven Madison Avenue |
President |
United States |
SCHEDULE A-6
EXECUTIVE OFFICERS AND DIRECTORS OF DLJ CAPITAL ASSOCIATES IX, INC.
The following sets forth the name, business address, present principal occupation and citizenship of each executive officer and director of DLJ Capital Associates IX, Inc. The business address of DLJ Capital Associates IX, Inc. is Eleven Madison Avenue, New York, New York 10010.
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Name |
Business Address |
Title |
Citizenship |
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George R. Hornig |
Eleven Madison Avenue |
Board Member and President |
United States |
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Robert Finzi |
Eleven Madison Avenue |
Board Member and Vice President |
United States |
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Peter J. Feeney |
Eleven Madison Avenue |
Treasurer |
United States |
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Janet A. Hickey |
Eleven Madison Avenue |
Board Member and Vice President |
United States |
SCHEDULE A-7
EXECUTIVE OFFICERS AND DIRECTORS OF DLJ CAPITAL ASSOCIATES VII, INC.
The following sets forth the name, business address, present principal occupation and citizenship of each executive officer and director of DLJ Capital Associates VII, Inc. The business address of DLJ Capital Associates VII, Inc. is Eleven Madison Avenue, New York, New York 10010, USA.
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Name |
Business Address |
Title |
Citizenship |
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George R. Hornig |
Eleven Madison Avenue |
Board Member and President |
United States |
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Robert Finzi |
Eleven Madison Avenue |
Board Member and Vice President |
United States |
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Peter J. Feeney |
Eleven Madison Avenue |
Treasurer |
United States |
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Janet A. Hickey |
Eleven Madison Avenue |
Vice President |
United States |
SCHEDULE A-8
EXECUTIVE OFFICERS AND DIRECTORS OF DLJ GROWTH ASSOCIATES II, INC.
The following sets forth the name, business address, present principal occupation and citizenship of each executive officer and director of DLJ Growth Associates II, Inc. The business address of DLJ Growth Associates II, Inc. is Eleven Madison Avenue, New York, New York 10010, USA.
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Name |
Business Address |
Title |
Citizenship |
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George R. Hornig |
Eleven Madison Avenue |
Board Member and President |
United States |
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Robert Finzi |
Eleven Madison Avenue |
Board Member and Vice President |
United States |
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Janet A. Hickey |
Eleven Madison Avenue |
Board Member and Vice President |
United States |
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Thomas Prevost |
Eleven Madison Avenue |
Director of Taxes and Vice President |
United States |
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Peter J. Feeney |
Eleven Madison Avenue |
Treasurer |
United States |
SCHEDULE A-9
EXECUTIVE OFFICERS AND DIRECTORS OF DLJ LBO PLANS MANAGEMENT CORPORATION
The following sets forth the name, business address, present principal occupation and citizenship of each executive officer and director of DLJ LBO Plans Management Corporation. The business address of DLJ LBO Plans Management Corporation is Eleven Madison Avenue, New York, New York 10010, USA.
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Name |
Business Address |
Title |
Citizenship |
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George R. Hornig |
Eleven Madison Avenue |
Board Member and President |
United States |
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Ivy B. Dodes |
Eleven Madison Avenue |
Board Member and Vice President |
United States |
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Peter J. Feeney |
Eleven Madison Avenue |
Treasurer |
United States |
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Thomas Prevost |
Eleven Madison Avenue |
Director of Taxes and Vice President |
United States |
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Michael J. Bessel |
Eleven Madison Avenue |
Chief Compliance Officer |
United States |
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Kenneth J. Lohsen |
Eleven Madison Avenue |
Board Member and Vice President |
United States |