Espey Mfg. & Electronics Corp.
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(Name of Issuer)
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Common Stock, par value $0.33 – 1/3 par value
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(Title of Class of Securities)
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296650 10 4
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(CUSIP Number)
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December 31, 2010
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(Date of Event Which Requires Filing of this Statement)
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o
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Rule 13d-1(b)
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o
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Rule 13d-1(c)
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x
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Rule 13d-1(d)
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CUSIP No. 296650 10 4
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13G
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Page 2 of 5 Pages
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1. NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
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Howard Pinsley
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
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(a) o
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(b) o
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
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USA
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NUMBER OF
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5. SOLE VOTING POWER
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122,788*
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SHARES
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BENEFICIALLY
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6. SHARED VOTING POWER
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0
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OWNED BY
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EACH
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7. SOLE DISPOSITIVE POWER
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122,788*
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REPORTING
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PERSON
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8. SHARED DISPOSITIVE POWER
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WITH
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0
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
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122,788*
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
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o
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
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5.2%**
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12. TYPE OF REPORTING PERSON*
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IN
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. 296650 10 4
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13G
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Page 3 of 5 Pages
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Item 1(a).
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Name of Issuer:
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Espey Mfg. & Electronics Corp.
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Item 1(b).
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Address of Issuer's Principal Executive Offices:
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233 Ballston Ave., Saratoga Springs, NY 12866
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Item 2(a).
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Name of Person Filing:
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Howard Pinsley
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Item 2(b).
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Address of Principal Business Office, or if None, Residence:
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233 Ballston Ave.
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Saratoga Springs, NY 12866
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Item 2(c).
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Citizenship:
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USA
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Item 2(d).
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Title of Class of Securities:
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Common Stock, par value $0.33 1/3 per share (the “Common Stock”)
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Item 2(e).
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CUSIP Number:
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296650 10 4
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Item 3.
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If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
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(a)
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o
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Broker or dealer registered under Section 15 of the Exchange Act.
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(b)
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o
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Bank as defined in Section 3(a)(6) of the Exchange Act.
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(c)
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o
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Insurance company as defined in Section 3(a)(19) of the Exchange Act.
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(d)
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o
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Investment company registered under Section 8 of the Investment Company Act.
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(e)
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o
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An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
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(f)
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o
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An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
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(g)
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o
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A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
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(h)
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o
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A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
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(i)
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o
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A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act;
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(j)
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o
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Group, in accordance with Rule 13d-1(b)(1)(ii)(J).
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CUSIP No. 296650 10 4
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13G
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Page 4 of 5 Pages
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Item 4.
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Ownership.
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(a)
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Amount beneficially owned:
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122,788*
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(b)
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Percent of class:
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5.2%**
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(c)
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Number of shares as to which such person has:
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(i) Sole power to vote or to direct the vote 122,788*,
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(ii) Shared power to vote or to direct the vote 0,
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(iii) Sole power to dispose or to direct the disposition of 122,788*,
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(iv) Shared power to dispose or to direct the disposition of 0
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Item 6.
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Ownership of More Than Five Percent on Behalf of Another Person.
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N/A
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Item 7.
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Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
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N/A
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Item 8.
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Identification and Classification of Members of the Group.
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N/A
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Item 9.
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Notice of Dissolution of Group.
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N/A
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Item 10.
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Certifications.
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N/A
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(a)
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The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b):
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"By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect."
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(b)
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The following certification shall be included if the statement is filed pursuant to Rule 13d-1(c):
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"By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having such purpose or effect."
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(Date)
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(Signature)
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Howard Pinsley
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(Name/Title)
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