UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
o Rule 13d-1(b)
þ Rule 13d-1(c)
o Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be filed for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
CUSIP No. |
606710-200 |
1 | NAMES OF REPORTING PERSONS Harland Clarke Holdings Corp. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
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(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 321,428 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 0 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 321,428 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
321,428 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
1.37%* | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO |
CUSIP No. |
606710-200 |
1 | NAMES OF REPORTING PERSONS Harland Clarke Corp. |
||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) |
||||
(a) o | |||||
(b) þ | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
Delaware | |||||
5 | SOLE VOTING POWER | ||||
NUMBER OF | 0 | ||||
SHARES | 6 | SHARED VOTING POWER | |||
BENEFICIALLY | |||||
OWNED BY | 321,428 | ||||
EACH | 7 | SOLE DISPOSITIVE POWER | |||
REPORTING | |||||
PERSON | 0 | ||||
WITH: | 8 | SHARED DISPOSITIVE POWER | |||
321,428 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
321,428 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
1.37%* | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
CO |
Item 1(a). | Name of Issuer: |
Mitek Systems, Inc.. (the Issuer) |
Item 1(b). | Address of Issuers Principal Executive Offices: |
8911 Balboa Ave., Suite B San Diego, California 92123 |
Item 2(a). | Name of Person Filing: |
Harland Clarke Holdings Corp. (Harland Clarke Holdings) Harland Clarke Corp. (Harland Clarke) |
Item 2(b). | Address of Principal Business Office: |
Each of Harland Clarke Holdings and Harland Clarke has its principal place of business office at: 10931 Laureate Drive, San Antonio, Texas 78249. |
Item 2(c). | Citizenship: |
Harland Clarke Holdings Delaware Harland Clarke Delaware |
Item 2(d). | Title of Class of Securities: |
Common Stock |
Item 2(e). | CUSIP Number: |
606710-200 |
Item 3. | If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a: |
(a)
|
o | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); | ||
(b)
|
o | Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c); | ||
(c)
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o | Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c); | ||
(d)
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o | Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8); | ||
(e)
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o | An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); | ||
(f)
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o | An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F); | ||
(g)
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o | A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G); | ||
(h)
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o | A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); | ||
(i)
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o | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | ||
(j)
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o | A non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J); | ||
(k)
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o | Group, in accordance with §240.13d-1(b)(1)(ii)(K). |
If filing as a non-U.S. institution in accordance with §240.13d-1(b)(1)(ii)(J), please specify the type of institution: |
Not applicable. |
Item 4. | Ownership: |
(a) | Amount beneficially owned: See Items 9 of cover pages. | ||
(b) | Percent of class: See Items 11 of cover pages. | ||
(c) | Number of shares as to which the person has: |
(i) | Sole power to vote or to direct the vote: | ||
(ii) | Shared power to vote or to direct the vote: | ||
(iii) | Sole power to dispose or to direct the disposition of: | ||
(iv) | Shared power to dispose or to direct the disposition of: |
See Items 5-8 of cover pages. |
Item 5. | Ownership of 5% or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following þ. |
Item 6. | Ownership of More than 5% on Behalf of Another Person: |
Not Applicable. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person: |
Not Applicable. |
Item 8. | Identification and Classification of Members of the Group: |
Not Applicable. |
Item 9. | Notice of Dissolution of Group: |
Not Applicable. |
Item 10. | Certification: |
By signing below, each of the undersigned certifies that, as to the best of such undersigneds knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
Date: May 18, 2011 | HARLAND CLARKE HOLDINGS CORP. |
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By: | /s/ Martin Wexler | |||
Name: | Martin Wexler | |||
Title: | Vice President and Treasurer | |||
Date: May 18, 2011 | HARLAND CLARKE CORP. |
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By: | /s/ Martin Wexler | |||
Name: | Martin Wexler | |||
Title: | Vice President and Treasurer | |||
Exhibit | Description of Exhibit | |
99.1
|
Joint Filing Agreement (furnished herewith). |