SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
Schedule 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)*
CARNIVAL CORPORATION
CARNIVAL PLC
--------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE, OF CARNIVAL CORPORATION
SPECIAL VOTING SHARE OF CARNIVAL PLC TRUST SHARES
(REPRESENTING BENEFICIAL INTERESTS IN THE P&O PRINCESS SPECIAL VOTING TRUST)
--------------------------------------------------------------------------------
(Title of Class of Securities)
COMMON STOCK: 143658 10 2 AND 143658 30 0**
SPECIAL VOTING SHARE: G7214F 12 2
TRUST SHARES: 143658 30 0**
--------------------------------------------------------------------------------
(CUSIP Number)
Arnaldo Perez, Esq.
General Counsel
Carnival Corporation
3655 N.W. 87th Avenue
Miami, Florida 33178-2428
(305) 599-2600
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
APRIL 29, 2003
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box [_].
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or
otherwise subject to the liabilities of that section of the Act but shall be
subject to all other provisions of the Act (however, see the Notes).
** The Common Stock and the Trust Shares trade together under CUSIP Number
143658 30 0. See Items 1 and 4 of this Schedule 13D for additional information.
2
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 3,653,168
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 3,653,168
With
--------------------------------------------------------
10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,653,168
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
3
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
TAMMS MANAGEMENT CORPORATION
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 3,653,168
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 3,653,168
With
--------------------------------------------------------
10) Shared Dispositive Power: 3,287,852
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,653,168
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
4
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE CONTINUED TRUST FOR MICKY ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 2,124,560
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 2,124,560
With
--------------------------------------------------------
10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,124,560
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.3%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
5
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE MICKY ARISON 1997 HOLDINGS TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 6,102,187
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 6,102,187
With
--------------------------------------------------------
10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
6,102,187
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
1.0%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
6
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1997 HOLDINGS, L.P.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 6,102,187
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 6,102,187
With
--------------------------------------------------------
10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
6,102,187
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
1.0%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
PN
--------------------------------------------------------------------------------
7
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1997 HOLDINGS, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 6,102,187
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 6,102,187
With
--------------------------------------------------------
10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
6,102,187
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
1.0%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
8
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE MICKY ARISON 1994 "B" TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 106,114,284
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 106,114,284
With
--------------------------------------------------------
10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
16.9%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
9
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1994 B SHARES, L.P.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 106,114,284
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 106,114,284
With
--------------------------------------------------------
10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
16.9%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
PN
--------------------------------------------------------------------------------
10
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MA 1994 B SHARES, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 106,114,284
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 106,114,284
With
--------------------------------------------------------
10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
106,114,284
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
16.9%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
11
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MICKY ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States
--------------------------------------------------------------------------------
7) Sole Voting Power: 130,162,864
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 93,847,639
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 124,060,677
With
--------------------------------------------------------
10) Shared Dispositive Power: 93,847,639
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
224,010,503
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[X]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
35.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
12
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE SHARI ARISON IRREVOCABLE GUERNSEY TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Guernsey, Channel Islands
--------------------------------------------------------------------------------
7) Sole Voting Power: -0-
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: -0-
With
--------------------------------------------------------
10) Shared Dispositive Power: 5,102,708
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
5,102,708
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.8%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
13
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE CONTINUED TRUST FOR SHARI ARISON DORSMAN
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 3,000,000
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 3,000,000
With
--------------------------------------------------------
10) Shared Dispositive Power: 759,010
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
3,759,010
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
14
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Jersey, Channel Islands
--------------------------------------------------------------------------------
7) Sole Voting Power: -0-
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: -0-
With
--------------------------------------------------------
10) Shared Dispositive Power: 76,787,525
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
76,787,525
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
12.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
15
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
SHARI ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States and Israel
--------------------------------------------------------------------------------
7) Sole Voting Power: 6,250,000
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 1,200
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 2,250,000
With
--------------------------------------------------------
10) Shared Dispositive Power: 5,103,908
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
7,353,908
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
1.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
16
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JMD DELAWARE, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 9,524,560
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 1,000,000
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 16,626,747
With
--------------------------------------------------------
10) Shared Dispositive Power: 2,550,460
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
19,117,207
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
3.1%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
17
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JAMES M. DUBIN
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States
--------------------------------------------------------------------------------
7) Sole Voting Power: 39,611,276
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 93,847,639
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 16,626,747
With
--------------------------------------------------------
10) Shared Dispositive Power: 130,587,523
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
147,214,270
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
23.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
IN
--------------------------------------------------------------------------------
18
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE TED ARISON 1992 IRREVOCABLE TRUST FOR LIN NUMBER 2
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States
--------------------------------------------------------------------------------
7) Sole Voting Power: -0-
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: -0-
With
--------------------------------------------------------
10) Shared Dispositive Power: 46,145,830
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
46,145,830
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
7.3%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
19
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE TED ARISON FAMILY FOUNDATION USA, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States
--------------------------------------------------------------------------------
7) Sole Voting Power: 2,250,000
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 2,250,000
With
--------------------------------------------------------
10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
2,250,000
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.4%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
20
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
COUTTS (JERSEY) LIMITED
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
United States
--------------------------------------------------------------------------------
7) Sole Voting Power: -0-
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: -0-
With
--------------------------------------------------------
10) Shared Dispositive Power: 46,145,830
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
46,145,830
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
7.3%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
21
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
CITITRUST (JERSEY) LIMITED
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Jersey, Channel Islands
--------------------------------------------------------------------------------
7) Sole Voting Power: -0-
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: -0-
With
--------------------------------------------------------
10) Shared Dispositive Power: 76,787,525
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
76,787,525
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
12.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
22
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
JMD PROTECTOR, INC.
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 30,085,716
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 92,847,639
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: -0-
With
--------------------------------------------------------
10) Shared Dispositive Power: 122,933,355
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
122,933,355
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
19.6%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
CO
--------------------------------------------------------------------------------
23
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
BALLUTA LIMITED
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Isle of Man
--------------------------------------------------------------------------------
7) Sole Voting Power: -0-
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: -0-
With
--------------------------------------------------------
10) Shared Dispositive Power: 5,102,708
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
5,102,708
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.8%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
24
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 400,000
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 400,000
With
--------------------------------------------------------
10) Shared Dispositive Power: 1,032,440
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,432,440
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
25
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
MBA I, LLC
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 400,000
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 400,000
With
--------------------------------------------------------
10) Shared Dispositive Power: 1,032,440
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,432,440
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
26
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE CONTINUED TRUST FOR MICHAEL ARISON
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: 4,000,000
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: -0-
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 4,000,000
With
--------------------------------------------------------
10) Shared Dispositive Power: 759,010
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
4,759,010
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.8%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
27
CUSIP NO. COMMON STOCK: 143658 10 2 AND 143658 30 0,
SPECIAL VOTING SHARE: G7214F 12 2, TRUST SHARES: 143658 30 0
--------------------------------------------------------------------------------
1) Names of Reporting Persons S.S. or I.R.S. Identification Nos. of Above
Persons:
THE MICHAEL ARISON 1999 IRREVOCABLE DELAWARE TRUST
--------------------------------------------------------------------------------
2) Check the Appropriate Box if a Member of a Group (See Instructions)
(a) [_]
(b) [X]
--------------------------------------------------------------------------------
3) SEC Use Only
--------------------------------------------------------------------------------
4) Source of Funds (See Instructions):
Not Applicable
--------------------------------------------------------------------------------
5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items
2(d) or 2(e)
[_]
--------------------------------------------------------------------------------
6) Citizenship or Place of Organization:
Delaware
--------------------------------------------------------------------------------
7) Sole Voting Power: -0-
Number of
Shares Bene- --------------------------------------------------------
ficially 8) Shared Voting Power: 1,000,000
Owned by
Each Report- --------------------------------------------------------
ing Person 9) Sole Dispositive Power: 1,000,000
With
--------------------------------------------------------
10) Shared Dispositive Power: -0-
--------------------------------------------------------------------------------
11) Aggregate Amount Beneficially Owned by Each Reporting Person:
1,000,000
--------------------------------------------------------------------------------
12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions)
[_]
--------------------------------------------------------------------------------
13) Percent of Class Represented by Amount in Row (11):
0.2%
--------------------------------------------------------------------------------
14) Type of Reporting Person (See Instructions):
OO
--------------------------------------------------------------------------------
28
The Schedule 13D relating to Carnival Corporation and Carnival
plc is being filed by TAMMS Investment Company, Limited Partnership, TAMMS
Management Corporation, the Continued Trust for Micky Arison, the Micky Arison
1997 Holdings Trust, MA 1997 Holdings, L.P., MA 1997 Holdings, Inc., the Micky
Arison 1994 "B" Trust, MA 1994 B Shares, L.P., MA 1994 B Shares, Inc., Micky
Arison, the Shari Arison Irrevocable Guernsey Trust, the Continued Trust for
Shari Arison Dorsman, the Ted Arison 1994 Irrevocable Trust for Shari No. 1,
Shari Arison, JMD Delaware, Inc., James M. Dubin, Ted Arison 1992 Irrevocable
Trust for Lin No.2, The Ted Arison Family Foundation USA, Inc., Coutts (Jersey)
Limited, Cititrust (Jersey) Limited, JMD Protector, Inc., Balluta Limited, the
Marilyn B. Arison Irrevocable Delaware Trust, MBA I, LLC, the Continued Trust
for Michael Arison and the Michael Arison 1999 Irrevocable Delaware Trust. As of
April 29, 2003, The Royal Bank of Scotland Trust Company (Jersey) Limited ceased
to be a Reporting Person. This Schedule 13D is hereby amended as follows:
ITEM 1. SECURITY AND ISSUER
No material change.
ITEM 2. IDENTITY AND BACKGROUND
Item 2 is hereby amended by deleting paragraph (a)(xix) and
replacing it with the following:
"(xix) Coutts (Jersey) Limited ("Coutts"),";
Item 2 is hereby further amended by deleting paragraph
(c)(xvii) and replacing it with the following:
"(c)(xvii) Lin Trust No. 2 is a Jersey trust established for
the benefit of Marilyn B. Arison. The address of the trust is c/o Coutts
(Jersey) Limited, P.O. Box 6, 23-25 Broad Street, St. Helier, Jersey JE4 8 ND,
Channels Islands. The sole trustee of the trust is Coutts, which is a company
organized under the laws of Jersey, Channels Islands, the principal business of
which is the provision of trustee company services. The name, residence or
business address and principal occupation or employment of each director,
executive officer and controlling person of Coutts are as follows:
RESIDENCE OR PRINCIPAL OCCUPATION
NAME BUSINESS ADDRESS OR EMPLOYMENT
---- ---------------- -------------
The Royal Bank of Royal Bank House, Controlling Person
Scotland International P.O. Box 64
(Holdings) Limited 71 Bath Street, St. Helier
Jersey JE4 8 ND, Channel Islands
29
RESIDENCE OR PRINCIPAL OCCUPATION
NAME BUSINESS ADDRESS OR EMPLOYMENT
---- ---------------- -------------
John Anthony Heaps c/o Coutts (Jersey) Limited Director
P.O. Box 6
23-25 Broad Street, St. Helier
Jersey JE4 8 ND, Channel Islands
David Neuschaffer c/o Coutts (Jersey) Limited Director
P.O. Box 6
23-25 Broad Street, St. Helier
Jersey JE4 8 ND, Channel Islands
Barry Derek Poole c/o Coutts (Jersey) Limited Director
P.O. Box 6
23-25 Broad Street, St. Helier
Jersey JE4 8 ND, Channel Islands
David William Michael c/o Coutts (Jersey) Limited Director
Ballingall P.O. Box 6
23-25 Broad Street, St. Helier
Jersey JE4 8 ND, Channel Islands
Martin John Hall c/o Coutts (Isle of Man) Limited Director
Coutts House
Summerville Road
Onchan
Isle of Man IM3 1RB
Keith Anthony Luxon c/o Coutts (Monaco) SAM Director
George V
14 Avenue de Grande-Bretagne
Monte Carlo
MC98000 Monaco
Gerhard Hans Mueller c/o Coutts Bank (Switzerland) AG Director
Brandschenkestrasse 5
8022 Zurich, Switzerland"
Item 2 is hereby further amended by deleting paragraph
(c)(xix) and replacing it with the following:
"(c)(xix) Coutts is a Jersey corporation the principal
business of which is to carry on the business of a trustee company generally.
The address of Coutts is Coutts (Jersey) Limited, P.O. Box 6, 23-25 Broad
Street, St. Helier, Jersey JE4 8 ND, Channels Islands. The name, residence or
business address and principal occupation or employment of each director,
executive officer and controlling person of Coutts are set forth in Item
2(c)(xvii)."
30
Item 2 is hereby further amended by deleting paragraph (c)(xx)
and replacing it with the following:
(c)(xx) Cititrust is a Jersey corporation the principal
business of which is to carry on the business of a trustee company generally.
The address of Cititrust is Cititrust (Jersey) Limited, P.O. Box 728, 38
Esplanade, St. Helier, Jersey, Channel Islands. The name, residence or business
address and principal occupation or employment of each director, executive
officer and controlling person of Cititrust are set forth in Item 2(c)(xiii)."
Item 2 is hereby further amended by deleting paragraph (f) and
replacing it with the following:
"(f) The natural persons who are Reporting Persons or
officers, directors or controlling persons of the Reporting Persons have the
following citizenship:
Marilyn Arison, Micky Arison, John J. O'Neil, James M. Dubin, Henry
Eckstein, Eric Goodison, Stanford L. Stevenson, III, Thomas R.
Pulsifer, D. Smith Freeman, Walter C. Tuthill, Richard B. Skor and
Arnaldo Perez: United States;
Shari Arison, Jason Arison and David Arison: Israel and United States;
Madeleine Arison, David William Michael Ballingall, Alan Crowther,
Anthony Daly, Martin John Hall, Clive Jones, Keith Anthony Luxon, Barry
Derek Poole, Philip Peter Scales, Debbie Sebire, John Anthony Heaps,
David Neuschaffer, Robert James Banfield and Thomas Rilko: British;
Maria del Carmen Butler: The Bahamas; and
Gerhard Hans Mueller: Switzerland."
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
No material change.
ITEM 4. PURPOSE OF TRANSACTION.
No material change.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 is hereby amended by deleting the twenty-first
paragraph thereof and replacing it with the following:
"Coutts beneficially owns 46,145,830 Shares (approximately
7.3% of the total number of Shares outstanding), by virtue of being the trustee
of the Lin Trust No. 2. Coutts has shared dispositive power with respect to the
Shares held by the Lin Trust No. 2.
31
Accordingly, Coutts may be deemed to beneficially own such Shares for which it
exercises such dispositive power. Coutts disclaims beneficial ownership of such
Shares."
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH
RESPECT TO SECURITIES OF THE ISSUER
No material change.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
The following exhibit has been filed with this Schedule 13D.
Exhibit 16 Joint Filing Agreement, dated as of July 16, 2003, among TAMMS
L.P., TAMMS Corp., the Micky Arison Continued Trust, the Micky
Arison 1997 Trust, MA 1997, L.P., MA 1997, Inc., the B Trust,
B Shares, L.P., B Shares, Inc., Micky Arison, the Shari Arison
Guernsey Trust, the Shari Arison Continued Trust, the Shari
Arison Trust No. 1, Shari Arison, JMD Delaware, James M.
Dubin, the Lin Trust No. 2, the Foundation, Coutts, Cititrust,
JMD Protector, Balluta Limited , the Marilyn Arison Delaware
Trust, MBA, Michael Arison Continued Trust and the Michael
Arison 1999 Trust.
32
SIGNATURES
----------
After reasonable inquiry and to the best of our knowledge and
belief, we certify that the information set forth in this statement is true,
complete and correct.
Date: July 16, 2003
TAMMS INVESTMENT COMPANY, LIMITED PARTNERSHIP
By: TAMMS MANAGEMENT
CORPORATION, MANAGING
GENERAL PARTNER
By: /s/ Micky Arison
----------------------------------
Micky Arison, President
TAMMS MANAGEMENT CORPORATION
By: /s/ Micky Arison
----------------------------------
Micky Arison, President
CONTINUED TRUST FOR MICKY ARISON, JMD DELAWARE, INC., TRUSTEE
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary of Corporate Trustee
MICKY ARISON 1997 HOLDINGS TRUST, JMD DELAWARE, INC., TRUSTEE
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary of Corporate Trustee
MICKY ARISON 1994 "B" TRUST, JMD DELAWARE, INC., TRUSTEE
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary of Corporate Trustee
MA 1997 HOLDINGS, L.P., MA 1997 HOLDINGS, INC., GENERAL PARTNER
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary
MA 1997 HOLDINGS, INC.
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary
MA 1994 B SHARES, L.P., MA 1994 B SHARES, INC., GENERAL PARTNER
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary
MA 1994 B SHARES, INC.
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary
/s/ Micky Arison
---------------------------------------
Micky Arison
SHARI ARISON IRREVOCABLE GUERNSEY TRUST, BALLUTA LIMITED, TRUSTEE
By: /s/ Alasdair M.A. Cross
---------------------------------
Alasdair M.A. Cross
CONTINUED TRUST FOR SHARI ARISON DORSMAN, JMD DELAWARE, INC., TRUSTEE
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary of Corporate Trustee
TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO. 1,
CITITRUST (JERSEY) LIMITED, TRUSTEE
By: /s/ Breege Jude
----------------------------------
Breege Jude, Director
/s/ Shari Arison
---------------------------------------
Shari Arison
JMD DELAWARE, INC.
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary
/s/ James M. Dubin
---------------------------------------
James M. Dubin
BALLUTA LIMITED
By: /s/ Alasdair M.A. Cross
----------------------------------
Alasdair M.A. Cross
1992 IRREVOCABLE TRUST FOR LIN NUMBER TWO, COUTTS (JERSEY) LIMITED, TRUSTEE
By: /s/ David Ballingall
----------------------------------
David Ballingall
By: /s/ James Nicholls
----------------------------------
James Nicholls
THE TED ARISON FAMILY FOUNDATION USA, INC.
By: /s/ Arnaldo Perez
----------------------------------
Arnaldo Perez
COUTTS (JERSEY) LIMITED
By: /s/ David Ballingall
----------------------------------
David Ballingall
By: /s/ James Nicholls
----------------------------------
James Nicholls
MBA I, LLC
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Vice President and Secretary
CITITRUST (JERSEY) LIMITED
By: /s/ Breege Jude
----------------------------------
Breege Jude, Director
JMD PROTECTOR, INC.
By: /s/ James M. Dubin
----------------------------------
James M. Dubin
President, Director
MARILYN B. ARISON IRREVOCABLE DELAWARE TRUST, JMD DELAWARE, INC., TRUSTEE
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary of Corporate Trustee
CONTINUED TRUST FOR MICHAEL ARISON, JMD DELAWARE, INC., TRUSTEE
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary of Corporate Trustee
MICHAEL ARISON 1999 IRREVOCABLE DELAWARE TRUST JMD DELAWARE, INC., TRUSTEE
By: /s/ Stanford L. Stevenson, III
----------------------------------
Stanford L. Stevenson, III
Secretary of Corporate Trustee
INDEX TO EXHIBITS
-----------------
EXHIBITS
--------
Exhibit 16 Joint Filing Agreement, dated as of July 16, 2003, among TAMMS
L.P., TAMMS Corp., the Micky Arison Continued Trust, the Micky
Arison 1997 Trust, MA 1997, L.P., MA 1997, Inc., the B Trust,
B Shares, L.P., B Shares, Inc., Micky Arison, the Shari Arison
Guernsey Trust, the Shari Arison Continued Trust, the Shari
Arison Trust No. 1, Shari Arison, JMD Delaware, James M.
Dubin, the Lin Trust No. 2, the Foundation, Coutts, Cititrust,
JMD Protector, Balluta Limited, the Marilyn Arison Delaware
Trust, MBA, Michael Arison Continued Trust and the Michael
Arison 1999 Trust.