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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PZENA INVESTMENT MANAGEMENT LLC 120 WEST 45TH STREET, 20TH FL NEW YORK, NY 10036 |
X |
Richard S. Pzena | 11/15/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sale resulting from client-directed liquidation. |
(2) | Pzena Investment Management ("PIM"), an investment adviser registered under the Investment Adviser's Act of 1940, has dispositive power over the shares of the common stock reported herein pursuant to investment advisory contract with its clients. PIM disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
(3) | Pzena Investment Management ("PIM"), an investment adviser registered under the Investment Adviser's Act of 1940, has dispositve power over the shares of the common stock reported herin pursuant to investment advisery contract with its clients. PIM disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. PIM no longer considers itself ineligible to rely on the exemption provided by Rule 16a-1 (a) (1) for such securities and thus will no longer be making filings under Section 16 of the Act. |