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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (right to buy) | $ 16.98 | 03/14/2019 | M | 6,189 | (1) | 03/06/2022 | Common Stock | 6,189 | $ 0 | 0 | D | ||||
Options (right to buy) | $ 16.53 | 03/14/2019 | M | 13,019 | (2) | 03/05/2023 | Common Stock | 13,019 | $ 0 | 0 | D | ||||
Options (right to buy) | $ 19.94 | 03/14/2019 | M | 16,180 | (3) | 03/04/2024 | Common Stock | 16,180 | $ 0 | 0 | D | ||||
Options (right to buy) | $ 8.51 | 03/14/2019 | M | 68,578 | (4) | 02/25/2026 | Common Stock | 68,578 | $ 0 | 0 | D | ||||
Options (right to buy) | $ 11.97 | 03/14/2019 | M | 21,049 | (5) | 03/07/2026 | Common Stock | 21,049 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MUSE JOHN O DARLING INGREDIENTS INC. 251 O'CONNOR RIDGE BLVD, SUITE 300 IRVING, TX 75038 |
EVP- Chief Admin. Officer |
John O. Muse | 03/18/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options granted pursuant to the 2004 Omnibus Incentive Plan to purchase 6,188 shares became exercisable on each of 3/6/2012 and 3/6/2013 and 6,189 shares became exercisable on each of 3/6/2014 and 12/31/2014. |
(2) | Options granted pursuant to the 2012 Omnibus Incentive Plan to purchase 6,509 shares became exercisable on each of 3/5/2013 and 3/5/2014 and 13,019 shares became exercisable on 12/31/2014. |
(3) | Options granted pursuant to the 2012 Omnibus Incentive Plan to purchase 5,393 shares became exercisable on 3/4/2014 and 16,180 shares became exercisable on 12/31/2014. |
(4) | Options granted pursuant to the 2012 Omnibus Incentive Plan to purchase 22,859 shares became exercisable on each of 2/25/2017 and 2/25/2018 and 22,860 shares became exercisable on 2/25/2019. |
(5) | Options granted pursuant to the 2012 Omnibus Incentive Plan to purchase 5,262 shares became exercisable on each of 3/7/2016, 3/7/2017 and 3/7/2018 and 5,263 shares became exercisable on 3/7/2019. |