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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Equivalent Units | (1) | 06/30/2017 | A | 351.49 (2) | (3) | (3) | Common Stock | 351.49 | (4) | 3,296.24 | D | ||||
| 2016 Restricted Stock Units | (5) | (6) | (6) | Common Stock | 4,241.768 (7) | 4,241.768 (7) | D | ||||||||
| 2015 Restricted Stock Units | (5) | (6) | (6) | Common Stock | 4,610.143 (7) | 4,610.143 (7) | D | ||||||||
| 2014 Restricted Stock Units | (5) | (6) | (6) | Common Stock | 2,538.987 (7) | 2,538.987 (7) | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Al Khayyal Abdulaziz Fahd P. O. BOX 5056, SAUDI ARAMCO DHAHRAN SAUDIA ARABIA, T0 31311 |
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| /s/ Brian A. Salazar, by Power of Attorney | 07/05/2017 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | The security converts to common stock on a one-for-one basis. |
| (2) | Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan. |
| (3) | The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director. |
| (4) | A portion of the stock equivalents attributable to quarterly fees and a portion attributable to quarterly dividends are based on the closing price on June 29, 2017 of $42.42 and June 28, 2017 of $42.01 respectively. |
| (5) | Each restricted stock unit represents a right to receive one share of the Company's common stock. |
| (6) | The restricted stock units vest in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director. |
| (7) | Includes dividend equivalent units through June 30, 2017. |