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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Common Stock (right to purchase) | $ 7.09 | 06/30/2014 | J(3) | V | 42,667 | (4) | 10/27/2016 | Common Stock | 42,667 | $ 0 | 0 | D | |||
| Common Stock (right to purchase) | $ 13.64 | 06/30/2014 | J(3) | V | 21,333 | (5) | 11/08/2015 | Common Stock | 21,333 | $ 0 | 0 | D | |||
| Common Stock (right to purchase) | $ 14.06 | 06/30/2014 | J(3) | V | 10,000 | (6) | 11/23/2016 | Common Stock | 10,000 | $ 0 | 0 | D | |||
| Common Stock (right to purchase) | $ 22.59 | 06/30/2014 | J(3) | V | 5,115 | (7) | 11/08/2019 | Common Stock | 5,115 | $ 0 | 0 | D | |||
| Common Stock (right to purchase) | $ 27.9 | 06/30/2014 | J(3) | V | 29,749 | (8) | 11/21/2020 | Common Stock | 29,749 | $ 0 | 0 | D | |||
| FNF Group Stock Option (right To Purchase) | $ 11.85 | 06/30/2014 | J(3) | V | 24,563 | (5) | 11/08/2015 | FNF Group Common Stock | 24,563 | $ 0 | 24,563 | D | |||
| FNF Group Stock Option (right To Purchase) | $ 6.16 | 06/30/2014 | J(3) | V | 49,127 | (4) | 10/27/2016 | FNF Group Common Stock | 49,127 | $ 0 | 49,127 | D | |||
| FNF Group Stock Option (right To Purchase) | $ 12.22 | 06/30/2014 | J(3) | V | 11,514 | (6) | 11/23/2016 | FNF Group Common Stock | 11,514 | $ 0 | 11,514 | D | |||
| FNF Group Stock Option (right To Purchase) | $ 19.62 | 06/30/2014 | J(3) | V | 5,889 | (7) | 11/08/2019 | FNF Group Common Stock | 5,889 | $ 0 | 5,889 | D | |||
| FNF Group Stock Option (right To Purchase) | $ 24.24 | 06/30/2014 | J(3) | V | 34,253 | (8) | 11/21/2020 | FNF Group Common Stock | 34,253 | $ 0 | 34,253 | D | |||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Shea Peter O Jr 601 RIVERSIDE AVENUE JACKSONVILLE, FL 32204 |
X | |||
| /s/ Michael L. Gravelle, as attorney-in-fact | 09/17/2014 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Pursuant to a reclassification exempt under Rule 16b-7, restricted shares of Old FNF common stock outstanding on June 30, 2014 were reclassified into an equal number of restricted shares of FNF Group common stock, plus an additional number of restricted shares of FNF Group common stock with an initial value equal to the value of the FNFV Group common stock the holder would have otherwise received. The number of additional shares of FNF Group common stock was determined using the volume weighted average prices of FNF Group common stock and FNFV Group common stock over the three trading days immediately following the reclassification. Restricted stock awards were rounded down to the nearest share and cash was issued in lieu of fractional restricted shares. |
| (2) | Pursuant to a reclassification exempt under Rule 16b-7, shares of FNF common stock outstanding on June 30, 2014 (the "Old FNF common stock") were reclassified into one share of FNF Group common stock and 0.3333 shares of FNFV Group common stock. Cash was issued in lieu of fractional shares of FNF Group or FNFV Group common stock. |
| (3) | Pursuant to a reclassification exempt under Rule 16b-7, stock options to purchase shares of Old FNF common stock outstanding on June 30, 2014 were reclassified into stock options to purchase shares of FNF Group common stock. The number of shares and exercise prices of the stock option awards were adjusted to preserve their pre-reclassification intrinsic value using (i) the volume weighted average price of Old FNF common stock over the three trading days immediately preceding the reclassification, and (ii) the volume weighted average price of FNF Group common stock over the three days immediately following the reclassification. Stock options were rounded down to the nearest share and up to the nearest penny, and cash was issued in lieu of options to purchase fractional shares. |
| (4) | The option vests in three equal annual installments beginning October 27, 2009. |
| (5) | The options vested in three equal annual installments beginning 11-8-08. |
| (6) | The option vests in three equal annual installments beginning on November 23, 2010. |
| (7) | The option vests in three equal annual installments beginning November 8, 2013. |
| (8) | The options vest in three equal annual installments beginning November 21, 2014. |