UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-qualified stock option | Â (1) | 01/07/2021 | Common stock | 17,188 | $ 2.15 | D | Â |
Non-qualified stock option | Â (1) | 09/14/2021 | Common stock | 100,000 | $ 3.36 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Pienta Kenneth C/O CURIS, INC. 4 MAGUIRE ROAD LEXINGTON, MA 02421 |
 X |  |  |  |
/s/ Michael P. Gray, attorney-in-fact | 03/12/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options granted under the 2010 Stock Incentive Plan. A total option of 25,000 shares was granted on January 7, 2011, of which 17,188 remain outstanding as of March 7, 2013. Options in the aggregate vested 25% on the one-year anniversary grant date, or January 7, 2012 and September 14, 2012, respectively. Remaining options will vest at 6.25% each successive three-month period. Options will be fully vested four years from the grant date. |
 Remarks: As of March 7, 2013, the date in which Dr. Pienta joined Curis' Board of Directors, Dr. Pienta did not own any stock in the Company either directly or indirectly. |