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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Options | $ 4.63 | 03/18/2010 | 03/17/2019 | Common Stock | 3,079 | 3,079 | D | ||||||||
Stock Appreciation Right | $ 18.19 | 03/19/2013(5) | 03/18/2019 | Common Stock | 4,363 | 4,363 | D | ||||||||
Stock Appreciation Right | $ 28.38 | 04/11/2012(6) | 04/10/2018 | Common Stock | 2,817 | 2,817 | D | ||||||||
Stock Appreciation Right | $ 24.93 | 04/19/2011(7) | 04/18/2017 | Common Stock | 3,438 | 3,438 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Shade Cory 3000 N.W. 107TH AVENUE MIAMI, FL 33172 |
SVP, GC and Asst. Secretary |
/s/ Cory Shade | 03/28/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects the forfeiture of restricted stock awarded pursuant to a grant made in October 2008, which was forfeited on March 26, 2013, because the Company did not meet the applicable performance goals. |
(2) | Includes (i) 1,586 shares of restricted stock granted in April 2011; and (ii) 2,474 shares of restricted stock granted in March 2012, which in all cases vest up to 100% on the date the Company files its Annual Report on Form 10-K for fiscal 2014 and fiscal 2015, respectively; provided that Ms. Shade is still an employee of the Company on such dates, and the Company has met certain performance criteria. With respect to the grants made in April 2011 and March 2012, Ms. Shade may be entitled to up to an additional 50% of the restricted stock in the event the Company exceeds the performance goals. |
(3) | Reflects additional shares awarded pursuant to a grant made in April 2010, which grant vested on March 26, 2013, because the Company exceeded the performance goals tied to the original grant. |
(4) | Reflects shares sold to pay taxes associated with the vesting of restricted stock on March 26, 2013. |
(5) | Of the shares subject to the stock appreciation right, 1,454 are fully vested. The remainder of the shares shall vest and become exercisable as follows: 1,454 shares on March 19, 2014; and 1,455 shares on March 19, 2015. |
(6) | Of the shares subject to the stock appreciation right, 939 shares are fully vested. The remainder of the shares shall vest and become exercisable in two equal installments of 939 shares on April 11, 2013 and April 11, 2014. |
(7) | Of the shares subject to the stock appreciation right, 2,292 shares are fully vested. The remaining 1,146 shares shall vest and become exercisable on April 19, 2013. |