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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $ 18.19 | 03/19/2013(2) | 03/18/2019 | Common Stock | 7,660 | 7,660 | D | ||||||||
Stock Option (right to buy) | $ 4.53 | 03/17/2012 | 03/16/2019 | Common Stock | 5,000 | 5,000 | D | ||||||||
Stock Appreciation Right | $ 28.38 | 04/11/2012(3) | 04/10/2018 | Common Stock | 4,944 | 4,944 | D | ||||||||
Stock Appreciation Right | $ 24.93 | 04/19/2011 | 04/18/2017 | Common Stock | 6,036 | 6,036 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRITT ANITA D 3000 NW 107TH AVENUE MIAMI, FL 33172 |
Chief Financial Officer |
/s/ Anita D. Britt | 05/02/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes (i) 7,017 shares of restricted stock, which vest in three equal annual installments commencing on April 30, 2014; and (ii) (A) 2,784 shares of restricted stock granted in April 2011, (B) 4,343 shares of restricted stock granted in March 2012, and (C) 7,018 shares of restricted stock granted in April 2013, which in all cases vest up to 100%; provided, that, certain performance criteria has been achieved as of the last day of fiscal 2014, fiscal 2015 and fiscal 2016, respectively, and that the Reporting Person is still an employee of the Company on such dates. With respect to the grants set for in (ii)(A) through (C), the Reporting Person may be entitled to additional restricted stock in the event the Company exceeds the performance goals. |
(2) | Of the shares subject to the stock appreciation right, 2,553 shares are fully vested. The remainder of the shares shall vest and become exercisable as follows: 2,553 shares on March 19, 2014; and 2,554 shares on March 19, 2015. |
(3) | Of the shares subject to the stock appreciation right, 3,296 shares are fully vested. The remaining 1,648 shares shall vest and become exercisable on April 11, 2014. |