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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Options | $ 12.98 | 02/16/2018 | M | 22,000 | (4) | 11/10/2021 | Common Stock, par value $0.000001 per share | 22,000 | $ 0 | 0 | D | ||||
Director Stock Options | $ 11.69 | 02/16/2018 | M | 22,000 | (5) | 06/12/2022 | Common Stock, par value $0.000001 per share | 22,000 | $ 0 | 0 | D | ||||
Director Stock Options | $ 17.069 | 02/16/2018 | M | 44,000 | (6) | 11/08/2023 | Common Stock, par value $0.000001 per share | 44,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CORTI ROBERT J C/O ACTIVISION BLIZZARD, INC. 3100 OCEAN PARK BOULEVARD SANTA MONICA, CA 90405 |
X |
/s/ Robert J. Corti | 02/20/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price in Column 4 is a weighted average price. The prices actually received for the stock ranged from $69.82 to $70.11 per share. Mr. Corti has provided to the Company and, upon request, will provide any security holder of the Company or the SEC staff with information regarding the number of shares sold at each price within that range. |
(2) | Following the transactions reported on this Form 4, Mr. Corti held (a) 105,474 shares of the Company's common stock and (b) 2,088 restricted stock units, each representing the right to receive one share of the Company's common stock. |
(3) | These securities are held jointly by Mr. Corti and his spouse, who share voting and investment power with respect thereto. |
(4) | These options were fully vested on November 10, 2012. |
(5) | These options were fully vested on June 12, 2013. |
(6) | These options were fully vested on November 8, 2015. |