1. | NAME OF REPORTING PERSONS |
Hamilton Lane Advisors, L.L.C.* |
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP |
(A) | [ ] | |
(B) | [ ] |
3. | SEC USE ONLY |
4. | CITIZENSHIP OR PLACE OF ORGANIZATION |
Pennsylvania |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. SOLE VOTING POWER 669,787 |
6. SHARED VOTING POWER 405,457 | |
7. SOLE DISPOSITIVE POWER 0 | |
8. SHARED DISPOSITIVE POWER 0 |
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON |
1,075,244 |
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 9 EXCLUDES CERTAIN SHARES |
[ ] |
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 |
5.2% |
12. | TYPE OF REPORTING PERSON |
IA |
Item 1(a). | Name of Issuer: |
WHITEHORSE FINANCE, INC. (the "Issuer") |
Item 1(b). | Address of Issuer's Principal Executive Offices: |
1450 Brickell Avenue, 31st fl. | |
Miami, FL 33131 | |
United States |
Item 2(a). | Name of Person Filing: |
This statement is filed on behalf of Hamilton Lane Advisors, L.L.C. ("Reporting Person"). |
Item 2(b). | Address of Principal Business Office or, if none, Residence: |
One Presidential Blvd., 4th Floor | |
Bala Cynwyd, PA 19004 | |
Item 2(c). | Citizenship: |
The citizenship of the Reporting Person is set forth on the cover page. |
Item 2(d). | Title of Class of Securities: |
The title of the securities is common stock, $0.001 par value ("Common Stock"). |
Item 2(e). | CUSIP Number: |
The CUSIP number of the Common Stock is set forth on the cover page. |
Item 3. | If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b) or (c), check whether the person filing is a: |
(a) | [ ] | Broker or dealer registered under section 15 of the Act; |
(b) | [ ] | Bank as defined in section 3(a)(6) of the Act; |
(c) | [ ] | Insurance Company as defined in section 3(a)(19) of the Act; |
(d) | [ ] | Investment Company registered under section 8 of the Investment Company Act of 1940; |
(e) | [X] | An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E); |
(f) | [ ] | An employee benefit plan, or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F); |
(g) | [ ] | A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G); |
(h) | [ ] | A savings association as defined in section 3(b) of the Federal Deposit Insurance Act; |
(i) | [ ] | A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940; |
(j) | [ ] | A non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J). |
(k) | [ ] | Group, in accordance with Rule 13d-1(b)(1)(ii)(K). | |
If filing as a non-U.S. institution in accordance with Rule 13d-1(b)(1)(ii)(J), please specify the type of institution: _____ |
Item 4. | Ownership. |
(a) | Amount beneficially owned: |
1,075,244 |
(b) | Percent of class: |
5.2% |
(a) | Number of shares as to which such person has: |
(i) | sole power to vote or to direct the vote: | |
669,787 |
(ii) | shared power to vote or to direct the vote: | |
405,457 |
(iii) | sole power to dispose or to direct the disposition of: | |
0 |
(iv) | shared power to dispose or to direct the disposition of: | |
0 |
Item 5. | Ownership of Five Percent or Less of a Class. |
Not applicable. |
Item 6. | Ownership of More than Five Percent on Behalf of Another Person. |
Not applicable. |
Item 7. | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person. |
Not applicable. |
Item 8. | Identification and Classification of Members of the Group. |
Not applicable. |
Item 9. | Notice of Dissolution of Group. |
Not applicable. |
Item 10. | Certification. |
Hamilton Lane Advisors, L.L.C. | ||
By: | /s/ Lydia A. Gavalis | |
Name: | Lydia A. Gavalis | |
Title: | General Counsel and Secretary |