ies8k_psugrants-121002.htm
 

 
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C.  20549
 
 
 
 
FORM 8-K
 
 
 
Current Report
 
Pursuant to Section 13 or 15(d) of the
 
Securities Exchange Act of 1934
 
 
Date of Report (Date of earliest event reported):  October 2, 2012
 
 
Integrated Electrical Services, Inc.
(Exact name of registrant as specified in Charter)

 
 
Delaware
001-13783
76-0542208
(State or Other Jurisdiction
of Incorporation)
(Commission
File Number)
(I.R.S. Employer
Identification Number)
 
 
5433 Westheimer Road, Suite 500
Houston, Texas  77056
(Address of Principal Executive Offices)
 
 
 
 
Registrant's telephone number, including area code:  (713) 860-1500
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
 
 
[  ] Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
[  ]
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2 (b))
 
[  ]
Pre-Commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4 (c))
 
 
 
 
 
 
 
 
Item 5.02.
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers
 
 
On October 2, 2012, the Human Resources and Compensation Committee (the “Committee”) of the Board of Directors of Integrated Electrical Services, Inc. (the "Company") approved grants of phantom stock units (“PSUs”) pursuant to  the Company’s 2006 Equity Incentive Plan, as amended and restated, to Chief Executive Officer and President James M. Lindstrom and Chief Financial Officer Robert W. Lewey.  The Committee granted 35,000 and 17,000 PSUs to Messrs. Lindstrom and Lewey, respectively.  Payment of the PSUs will be in the form of an equal amount of shares of the Company’s Common Stock to be vested and delivered on October 5, 2012.
 
The foregoing description is qualified in its entirety by reference to the award which is incorporated herein by reference and attached hereto as Exhibit 10.1.
 
 
Item 9.01.
Financial Statements and Exhibits.
 
  (d) Exhibits.
     
     
Exhibit No.   Description 
10.1   Form of Phantom Stock Unit Award
 
 
 
 
 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
 
   INTEGRATED ELECTRICAL SERVICES, INC.
   
   
 Date:  October 4, 2012     /s/ Heather M. Sahrbeck                                           
     Heather M. Sahrbeck
     Senior Vice President and General Counsel
 
 
 
 
 
 
EXHIBIT INDEX
 
 
 
Exhibit No.   Description 
10.1   Form of Phantom Stock Unit Award