UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to buy) | 01/03/2014 | 01/03/2021 | Common Stock | 4,860 | $ 29.3475 | D | Â |
Stock Option (Right to buy) | 01/03/2015 | 01/03/2022 | Common Stock | 10,090 | $ 34.875 | D | Â |
Stock Option (Right to buy) | 01/02/2016 | 01/02/2023 | Common Stock | 17,935 | $ 37.46 | D | Â |
Stock Option (Right to buy) | 01/02/2017(3) | 01/02/2024 | Common Stock | 13,675 | $ 41.025 | D | Â |
Stock Option (Right to buy) | 01/02/2018(3) | 01/02/2025 | Common Stock | 8,835 | $ 52.895 | D | Â |
Stock Option (Right to buy) | 01/04/2019(3) | 01/04/2026 | Common Stock | 9,525 | $ 50.925 | D | Â |
Phantom Stock Units | Â (2) | Â (2) | Common Stock | 19,774.446 | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Metcalfe Tom 231 W. MICHIGAN STREET MILWAUKEE, WI 53203 |
 |  |  Exec. VP - Generation |  |
/s/ Joshua M. Erickson, as Attorney-in-fact | 04/08/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes shares acquired under WEC Energy Group's Employee Retirement Savings Plan ("ERSP") in transactions exempt from Section 16(b) pursuant to Rule 16b-3(c) and exempt from reporting pursuant to Rule 16a-3(f)(1)(i)(B). The number of shares in the ERSP attributable to any one participant varies with the price of the Common Stock. The information in this report is based on a plan statement dated as of April 1, 2016. |
(2) | These phantom stock units were accrued under the WEC Energy Group Executive Deferred Compensation Plan ("EDCP") and are to be settled following the reporting person's retirement or other termination of employment. The reporting person may transfer these phantom stock units into an alternate investment account at any time. |
(3) | Options vest 100% on the date indicated. |
(4) | One-for-one. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |